401(k)
2022 plan-year 401(k) DOL Form 5500

Carolina Neurosurgery & Spine Associates, PA Employees Savings Plan

ERISA Form 5500 plan record drawn from DOL EBSA — verify with linked source filings below.

Sponsored by Carolina Neurosurgery & Spine Associates PA · North Carolina · Healthcare & Social Assistance

What the 2023 filing shows

Carolina Neurosurgery & Spine Associates, PA Employees Savings Plan holds $98M for 427 participants — about $228,435 per participant, down 18.0% over the 2022 plan year.

$98M
total plan assets (2022 EOY)
427
covered participants
$228,435
avg assets per participant
-18.0%
assets change YoY

The plan reported a net loss of $21M for the year — a single-year figure driven by markets and benefit payments, not a measure of plan health.

Total Assets (2023)
$98M
Participants
427
Industry
Healthcare & Social Assistance

What the Filing Says About Carolina Neurosurgery & Spine Associates, PA Employees Savings Plan

Carolina Neurosurgery & Spine Associates, PA Employees Savings Plan is a 401(k) retirement plan sponsored by Carolina Neurosurgery & Spine Associates PA, headquartered in North Carolina. As of the 2022 Form 5500 filing, the plan reports $98M in total end-of-year assets and covers 427 participants across the Healthcare & Social Assistance industry. The sponsor's EIN on file with the U.S. Department of Labor is 560963485, and the plan has been effective since 1991-01-01. Its filing status is currently FILING RECEIVED.

Year over year, total assets moved from $119M at the beginning of 2022 to $98M at year-end — a decline of 18.0%. Net assets (after liabilities) closed the year at $98M, with reported net income of $-21,412,767 driven by investment returns, contributions received, and benefit payments during the period. These figures reflect what the plan administrator certified on Schedule H or Schedule I of the Form 5500 annual return and can be compared against 2 prior plan-year filings from the same sponsor shown below.

Asset totals and participant counts reflect a single plan year snapshot and can change materially with market conditions, plan mergers, or workforce changes. Fields such as "net income" include both realized investment performance and contribution/distribution flows — a single-year figure does not by itself indicate plan health or participant outcomes. This page summarizes public DOL disclosures for research and educational purposes only and is not retirement, tax, legal, or financial advice. Before making decisions about your own retirement benefits or evaluating an employer's plan, verify the underlying filing directly via the DOL EFAST2 system and consult a qualified professional.

Financial Summary (2023)

Total Assets (Beginning of Year)$119M
Total Assets (End of Year)$98M
Net Assets (End of Year)$98M
Net Income$-21,412,767
Plan Type401(k)
Employer EIN560963485
Plan Effective Date1991-01-01
Filing StatusFILING RECEIVED

Sponsor Plan History (Carolina Neurosurgery & Spine Associates PA)

Year Plans Participants Total Assets
2022 1 427 $98M
2023 1 488 $107M
2024 1 465 $109M

Nearby 401(k) Plans in North Carolina

Peer 401(k) plans — same state, same plan type — ranked by total assets.

Frequently Asked Questions

How much money is in the Carolina Neurosurgery & Spine Associates, PA Employees Savings Plan?
As of the 2022 Form 5500 filing, Carolina Neurosurgery & Spine Associates, PA Employees Savings Plan holds $98M in total assets with 427 participants. It is sponsored by Carolina Neurosurgery & Spine Associates PA.
What type of plan is Carolina Neurosurgery & Spine Associates, PA Employees Savings Plan?
Carolina Neurosurgery & Spine Associates, PA Employees Savings Plan is a 401(k) plan. It has been effective since 1991-01-01. The plan is filed with the U.S. Department of Labor under EIN 560963485.
Who sponsors the Carolina Neurosurgery & Spine Associates, PA Employees Savings Plan?
Carolina Neurosurgery & Spine Associates, PA Employees Savings Plan is sponsored by Carolina Neurosurgery & Spine Associates PA, located in North Carolina. The sponsor's EIN is 560963485 and the plan operates in the Healthcare & Social Assistance industry.
How did Carolina Neurosurgery & Spine Associates, PA Employees Savings Plan perform in 2022?
Carolina Neurosurgery & Spine Associates, PA Employees Savings Plan declined by 18.0% during 2022, moving from $119M to $98M in total assets. Net income was $-21,412,767.
Where can I find official filings for Carolina Neurosurgery & Spine Associates, PA Employees Savings Plan?
Official Form 5500 filings for Carolina Neurosurgery & Spine Associates, PA Employees Savings Plan are available through the U.S. Department of Labor's EFAST2 system. Search by EIN 560963485 or plan name at efast.dol.gov.
How does Carolina Neurosurgery & Spine Associates, PA Employees Savings Plan compare to other plans?
You can compare Carolina Neurosurgery & Spine Associates, PA Employees Savings Plan against other 401(k) plans on the plan type page, or view plans in North Carolina on the state page. PlainRetire tracks the 5,000 largest retirement plans in the U.S. by total assets.

Explore PlainRetire

Source: U.S. Department of Labor, Employee Benefits Security Administration (EBSA), Form 5500 public disclosure dataset. Plan year 2022.

Source: DOL EFAST2 filing system (efast.dol.gov) — original filing retrieval by EIN 560963485.

Reference: IRS Publication 560 — Retirement Plans for Small Business, contribution-limit rules.

Reference: IRS Publication 590-B — Distributions from IRAs, RMD rules under SECURE Act 2.0.

Data sourced from U.S. Department of Labor Form 5500 filings (EBSA). See our methodology for details.