401(k) · DOL Form 5500 · 2022

Upsher-Smith Laboratories, LLC 401(k) Plan

Data updated 2026-08-25

$151M
Total assets Near avg plan size
541
Participants Below avg headcount
95th
Percentile by assets National rank
$278,664
Avg per participant High balance/head
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Official DOL plan name: Upsher-Smith Laboratories Retirement Plan · Sponsored by Upsher-Smith Laboratories, LLC · Minnesota · Manufacturing

$151M in assets, 541 participants

Upsher-Smith Laboratories, LLC's Upsher-Smith Laboratories Retirement Plan reported $151M in total assets and 541 participants in its 2022 DOL Form 5500 filing, ranking in the 95th percentile by assets among filed plans. Figures are as reported by the plan sponsor to the Department of Labor, not audited or endorsed by PlainRetire.

  • #18,880 in Manufacturing (20,602 peers)

Coverage in Minnesota

Upsher-Smith Laboratories Retirement Plan covers 541 participants in Minnesota, about 48% of the average Minnesota filer (state average ~1,126 per filing). Assets: $151M.

#18,880
in Manufacturing (20,602 peers)
-8.7%
assets change YoY
1.5×
vs typical plan assets (national mean)

The plan reported a net loss of $14M for the year, a single-year figure driven by markets and benefit payments, not a measure of plan health.

Upsher-Smith Laboratories Retirement Plan's outsized position by total assets

Upsher-Smith Laboratories Retirement Plan vs every filed plan by assets

End-of-year total assets · plan year 2022 · DOL Form 5500

$150,757,138 Top 5% higher than 95% of 139,123 filed plans

This plan $0 $2,050,000,000 every filed plan with reported assets, bucketed by value

Dashed line + filled bar = this entry, among filed plans.

Source U.S. Department of Labor Form 5500 filings (EBSA) · plan year 2022

Upsher-Smith Laboratories Retirement Plan among mid-size filed plans by headcount

Plan-year 2022 Form 5500 filings with a reported participant count, partitioned by headcount band, not by assets. Upsher-Smith Laboratories Retirement Plan sits mid-pack in the medium band (541 participants).

Plan-year Form 5500 strip

Filing strip 410969017 · Upsher-Smith Laboratories, LLC PY 2022 · 401(k)

Upsher-Smith Laboratories Retirement Plan · $151M · 541 · 95th

  • EIN $151M
  • RANK 541
  • PHOTO 95th
  • IND 401(k)
  • EOY near Horizon Media, Inc. 401(k) Retirement Savings Plan
  • 5500 ind #18880

Stamps derive from this plan's Form 5500 line items (assets, participants, type, EIN, cohort placement) - not a quality rating of the sponsor. Read with Manufacturing retirement plans → · Plans in Minnesota →

Upsher-Smith Laboratories Retirement Plan in the asset neighbourhood

Homestreet, Inc 401(k) Savings PlanHomestreet, Inc 401(k) Savin…$151MWoolpert 401(k) Plan$151MSurgery Partners 401(k) Plan$151MUpsher-Smith Laboratories Retirement PlanUpsher-Smith Laboratories Re…$151MHorizon Media, Inc. 401(k) Retirement Savings PlanHorizon Media, Inc. 401(k) R…$151M
End-of-year total assets ($M) among Upsher-Smith Laboratories Retirement Plan and nearest nationwide 401(k) peers. Source: DOL Form 5500 plan year 2022.

Minnesota filing particulars

Total Assets (Beginning of Year)$165M
Net Assets (End of Year)$151M
Net Income-$14M
Employer EIN410969017
Plan Effective Date1974-01-01
Filing StatusFILING RECEIVED

Sponsor Plan History (Upsher-Smith Laboratories, LLC)

Sponsor-wide plan assets over time

All Upsher-Smith Laboratories, LLC plans reported in each filing year

Latest sponsor-wide plan assets
$159M 5.721028612257152% vs 2022
2024 filing year
$145M$150M$155M$160M$165M 202220232024 $151M $159M ▲ +5.7%
Year Plans Participants Total Assets
2022 1 541 $151M
2023 1 496 $158M
2024 1 448 $159M

Nearby 401(k) Plans in Minnesota

Peer 401(k) plans, same state, same plan type, ranked by total assets.

Upsher-Smith Laboratories Retirement Plan vs. nearby 401(k) plans in Minnesota, assets vs. participants Scatter plot of 6 data points. -1000000100000200000300000400000500000 -505101520 Total assets ($B) Participants Upsher-Smith Laboratories Retirement Plan, Total assets ($B): 0.150757138 · Participants: 541Upsher-Smith Laboratories Retirement PlanUnitedhealth Group 401(k) Savings Plan, Total assets ($B): 18.576379778 · Participants: 176886Unitedhealth Group 401(k) Savings PlanMedtronic Savings and Investment Plan (Also Known as the Medtronic 401(k) Plan), Total assets ($B): 12.198295 · Participants: 38825Medtronic Savings and Investment Plan (Also Known as the Medtronic 401(k) Plan)Target Corporation 401(k) Plan, Total assets ($B): 11.216824857 · Participants: 400422Target Corporation 401(k) Plan3M Voluntary Investment Plan and Employee Stock Ownership Plan, Total assets ($B): 11.138527656 · Participants: 371593M Voluntary Investment Plan and Employee Stock Ownership PlanU.S. Bank 401(k) Savings Plan, Total assets ($B): 8.266408521 · Participants: 67646U.S. Bank 401(k) Savings Plan
Upsher-Smith Laboratories Retirement Plan vs. nearby 401(k) plans in Minnesota, assets vs. participants
Compare Upsher-Smith Laboratories Retirement Plan side-by-side with 3 peers →

Upsher-Smith Laboratories Retirement Plan's out-of-state 401(k) peers by assets and headcount

Outside Minnesota, the nearest 401(k) by assets is Horizon Media, Inc. 401(k) Retirement Savings Plan in NY ($151M); by covered participants it is Parallel Employment Group 401(k) Plan in WI (541 participants). Same-state nearby plans are listed separately above.

Closest by plan assets

Nearest other-state filings by tot_assets_eoy ($151M here).

Similar participant headcount

Nearest other-state filings by covered participants (541 participants); asset peers above are excluded.

DOL Form 5500 plan year 2022. Asset totals can differ widely at the same headcount; neither axis is a quality rating.

Frequently Asked Questions

How did Upsher-Smith Laboratories Retirement Plan assets move in 2022? ▼
Upsher-Smith Laboratories Retirement Plan pulled back noticeably - down 8.7% during 2022, from $165M to $151M. Reported net income was -$14M.
How have Upsher-Smith Laboratories, LLC plan assets changed over time? ▼
Across 3 plan years on file (2022-2024), Upsher-Smith Laboratories, LLC's sponsor-wide assets grew 5.7%, from $151M to $159M.
Where does Upsher-Smith Laboratories Retirement Plan rank by assets among Form 5500 filers? ▼
Upsher-Smith Laboratories Retirement Plan ranks in the 95th percentile by end-of-year assets among 139,126 plans that reported assets for plan year 2022 (in the top 5% of all filed plans by assets).
Which 401(k) plans are similar in size to Upsher-Smith Laboratories Retirement Plan? ▼
Among 401(k) plans in other states, the closest by assets is Horizon Media, Inc. 401(k) Retirement Savings Plan in NY ($151M, 2,172 participants).
Which 401(k) plans cover a similar participant headcount to Upsher-Smith Laboratories Retirement Plan? ▼
Among 401(k) plans in other states, the closest by covered participants is Parallel Employment Group 401(k) Plan in WI (541 participants, $1M in assets).

Source: U.S. Department of Labor, Employee Benefits Security Administration (EBSA), Form 5500 public disclosure dataset. Plan year 2022.

Source: DOL EFAST2 filing system (efast.dol.gov) - original filing retrieval by EIN 410969017.

Read our methodology - how this data is sourced, computed, and verified.

Data sourced from U.S. Department of Labor Form 5500 filings (EBSA). See our methodology for details.