401(k) · DOL Form 5500 · 2022

Herbert J. Sims & Co., Inc. 401(k) Plan

Data updated 2026-08-25

$23M
Total assets Small plan by assets
103
Participants Small participant base
79th
Percentile by assets National rank
$227,233
Avg per participant Above avg balance/head
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Official DOL plan name: Herbert J. Sims & Co. , Inc. · Sponsored by Herbert J. Sims & Co., Inc. · Connecticut · Finance & Insurance

$23M in assets, 103 participants

Herbert J. Sims & Co., Inc.'s Herbert J. Sims & Co. , Inc. reported $23M in total assets and 103 participants in its 2022 DOL Form 5500 filing, ranking in the 79th percentile by assets among filed plans. Figures are as reported by the plan sponsor to the Department of Labor, not audited or endorsed by PlainRetire.

  • #6,213 in Finance & Insurance (9,261 peers)

Coverage in Connecticut

Herbert J. Sims & Co. , Inc. covers 103 participants in Connecticut, about 14% of the average Connecticut filer (state average ~718 per filing). Assets: $23M.

#6,213
in Finance & Insurance (9,261 peers)
-12.1%
assets change YoY
0.2×
vs typical plan assets (national mean)

The plan reported a net loss of $3M for the year, a single-year figure driven by markets and benefit payments, not a measure of plan health.

Herbert J. Sims & Co. , Inc.'s outsized position by total assets

Herbert J. Sims & Co. , Inc. vs every filed plan by assets

End-of-year total assets · plan year 2022 · DOL Form 5500

$23,405,023 Top 21% higher than 79% of 139,123 filed plans

This plan $0 $2,050,000,000 every filed plan with reported assets, bucketed by value

Dashed line + filled bar = this entry, among filed plans.

Source U.S. Department of Labor Form 5500 filings (EBSA) · plan year 2022

Herbert J. Sims & Co. , Inc. among mid-size filed plans by headcount

Plan-year 2022 Form 5500 filings with a reported participant count, partitioned by headcount band, not by assets. Herbert J. Sims & Co. , Inc. sits mid-pack in the medium band (103 participants).

DOL schedule card

Filing strip 135213180 · Herbert J. Sims & Co., Inc. PY 2022 · 401(k)

Herbert J. Sims & Co. , Inc. · $23M · 103 · 79th

  • RANK $23M
  • RANK 103
  • RANK 79th
  • RANK 401(k)
  • RANK near Acc 401(k) Plan
  • RANK ind #6213

Stamps derive from this plan's Form 5500 line items (assets, participants, type, EIN, cohort placement) - not a quality rating of the sponsor. Read with Finance & Insurance retirement plans → · Plans in Connecticut →

Herbert J. Sims & Co. , Inc. in the asset neighbourhood

Herbert J. Sims & Co. , Inc.$23MAcc 401(k) Plan$23MParsons Company, Inc. Profit Sharing and 401(k) PlanParsons Company, Inc. Profit…$23MThe Summit Federal Credit Union 401(k) PlanThe Summit Federal Credit Un…$23MBaha Industries Corp. D/B/a Open Systems Technologies 401(k) PlanBaha Industries Corp. D/B/a …$23M
End-of-year total assets ($M) among Herbert J. Sims & Co. , Inc. and nearest nationwide 401(k) peers. Source: DOL Form 5500 plan year 2022.

Connecticut filing particulars

Total Assets (Beginning of Year)$27M
Net Assets (End of Year)$23M
Net Income-$3M
Employer EIN135213180
Plan Effective Date1995-01-01
Filing StatusFILING RECEIVED

Sponsor Plan History (Herbert J. Sims & Co., Inc.)

Sponsor-wide plan assets over time

All Herbert J. Sims & Co., Inc. plans reported in each filing year

Latest sponsor-wide plan assets
$30M 28.800787762524312% vs 2022
2024 filing year
$20M$25M$30M$35M 202220232024 $23.4M $30.2M ▲ +28.8%
Year Plans Participants Total Assets
2022 1 103 $23M
2023 1 120 $28M
2024 1 114 $30M

Nearby 401(k) Plans in Connecticut

Peer 401(k) plans, same state, same plan type, ranked by total assets.

Herbert J. Sims & Co. , Inc. vs. nearby 401(k) plans in Connecticut, assets vs. participants Scatter plot of 6 data points. -20000020000400006000080000 -200204060 Total assets ($B) Participants Herbert J. Sims & Co. , Inc., Total assets ($B): 0.023405023 · Participants: 103Herbert J. Sims & Co. , Inc.United Technologies Corporation Employee Savings Plan, Total assets ($B): 48.916975 · Participants: 55762United Technologies Corporation Employee Savings PlanGE Retirement Savings Plan, Total assets ($B): 24.786830027 · Participants: 57522GE Retirement Savings PlanCiti Retirement Savings Plan, Total assets ($B): 17.438946034 · Participants: 70070Citi Retirement Savings PlanThe Hartford Investment and Savings Plan, Total assets ($B): 5.615003 · Participants: 17724The Hartford Investment and Savings PlanXerox Corporation Savings Plan, Total assets ($B): 3.641347 · Participants: 11876Xerox Corporation Savings Plan
Herbert J. Sims & Co. , Inc. vs. nearby 401(k) plans in Connecticut, assets vs. participants
Compare Herbert J. Sims & Co. , Inc. side-by-side with 3 peers →

Herbert J. Sims & Co. , Inc.'s out-of-state 401(k) peers by assets and headcount

Outside Connecticut, the nearest 401(k) by assets is Acc 401(k) Plan in WA ($23M); by covered participants it is Widen Enterprises LLC in WI (103 participants). Same-state nearby plans are listed separately above.

Similar participant headcount

Nearest other-state filings by covered participants (103 participants); asset peers above are excluded.

DOL Form 5500 plan year 2022. Asset totals can differ widely at the same headcount; neither axis is a quality rating.

Frequently Asked Questions

How did Herbert J. Sims & Co. , Inc. assets move in 2022? ▼
Herbert J. Sims & Co. , Inc. pulled back noticeably - down 12.1% during 2022, from $27M to $23M. Reported net income was -$3M.
How have Herbert J. Sims & Co., Inc. plan assets changed over time? ▼
Across 3 plan years on file (2022-2024), Herbert J. Sims & Co., Inc.'s sponsor-wide assets grew 28.8%, from $23M to $30M.
Where does Herbert J. Sims & Co. , Inc. rank by assets among Form 5500 filers? ▼
Herbert J. Sims & Co. , Inc. ranks in the 79th percentile by end-of-year assets among 139,126 plans that reported assets for plan year 2022 (in the top quartile of all filed plans by assets).
Which 401(k) plans are similar in size to Herbert J. Sims & Co. , Inc.? ▼
Among 401(k) plans in other states, the closest by assets is Acc 401(k) Plan in WA ($23M, 147 participants).
Which 401(k) plans cover a similar participant headcount to Herbert J. Sims & Co. , Inc.? ▼
Among 401(k) plans in other states, the closest by covered participants is Widen Enterprises LLC in WI (103 participants, N/A in assets).

Source: U.S. Department of Labor, Employee Benefits Security Administration (EBSA), Form 5500 public disclosure dataset. Plan year 2022.

Source: DOL EFAST2 filing system (efast.dol.gov) - original filing retrieval by EIN 135213180.

Read our methodology - how this data is sourced, computed, and verified.

Data sourced from U.S. Department of Labor Form 5500 filings (EBSA). See our methodology for details.