401(k) · DOL Form 5500 · 2023

Rothstein-Tauber, Inc. 401(k) Plan

Data updated 2026-08-25

$14M
Total assets Small plan by assets
45
Participants Small participant base
65th
Percentile by assets National rank
$302,829
Avg per participant High balance/head
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Official DOL plan name: Rothstein-Tauber, Inc. 401(k) Plan · Sponsored by Rothstein-Tauber, Inc. · Connecticut · Professional & Technical Services

$14M in assets, 45 participants

Rothstein-Tauber, Inc.'s Rothstein-Tauber, Inc. 401(k) Plan reported $14M in total assets and 45 participants in its 2023 DOL Form 5500 filing, ranking in the 65th percentile by assets among filed plans. Figures are as reported by the plan sponsor to the Department of Labor, not audited or endorsed by PlainRetire.

  • #13,096 in Professional & Technical Services (20,321 peers)

Rothstein-Tauber, Inc. multi-year trail

Rothstein-Tauber, Inc.'s plans moved +30.2% in assets from 2022 to 2024; this filing shows Rothstein-Tauber, Inc. 401(k) Plan at $14M / 45 participants.

#13,096
in Professional & Technical Services (20,321 peers)
+15.0%
assets growth YoY

Rothstein-Tauber, Inc. 401(k) Plan's mid-pack asset rank among Professional & Technical Services and all filers

Rothstein-Tauber, Inc. 401(k) Plan vs every filed plan by assets

End-of-year total assets · plan year 2023 · DOL Form 5500

$13,627,326 Top 35% higher than 65% of 127,068 filed plans

This plan $0 $2,050,000,000 every filed plan with reported assets, bucketed by value

Dashed line + filled bar = this entry, among filed plans.

Source U.S. Department of Labor Form 5500 filings (EBSA) · plan year 2023

Rothstein-Tauber, Inc. 401(k) Plan among smaller filed plans by headcount

Plan-year 2023 Form 5500 filings with a reported participant count, partitioned by headcount band, not by assets. Rothstein-Tauber, Inc. 401(k) Plan is a small filing (45 participants) on this national headcount ladder.

What changed between DOL Form 5500 filings

plan year 2022 → plan year 2023

  • Rothstein-Tauber, Inc. 401(k) Plan reported net income rose from -$3M in the plan year 2022 filing to $2M in the plan year 2023 filing.
  • Rothstein-Tauber, Inc. 401(k) Plan reported participants rose from 35 in the plan year 2022 filing to 45 in the plan year 2023 filing.
  • Rothstein-Tauber, Inc. 401(k) Plan end-of-year assets rose from $12M in the plan year 2022 filing to $14M in the plan year 2023 filing.

See the national 2022→2023 release diff →

Form 5500 schedule snapshot

Filing strip 061032879 · Rothstein-Tauber, Inc. PY 2023 · 401(k)

Rothstein-Tauber, Inc. 401(k) Plan · $14M · 45 · 65th

  • ASSETS $14M
  • ASSETS 45
  • ASSETS 65th
  • ASSETS 401(k)
  • ASSETS near The Gallo Corporation 401(k) Profit Sharing Plan
  • ASSETS ind #13096

Stamps derive from this plan's Form 5500 line items (assets, participants, type, EIN, cohort placement) - not a quality rating of the sponsor. Read with Professional & Technical Services retirement plans → · Plans in Connecticut →

Rothstein-Tauber, Inc. 401(k) Plan in the asset neighbourhood

Rothstein-Tauber, Inc. 401(k) PlanRothstein-Tauber, Inc. 401(k…$14MThe Gallo Corporation 401(k) Profit Sharing PlanThe Gallo Corporation 401(k)…$14MAllentown Mack 401(k) Plan and TrustAllentown Mack 401(k) Plan a…$14MCrew, Inc. 401(k) Retirement PlanCrew, Inc. 401(k) Retirement…$14MJohn a. Penney Co., Inc. Retirement Savings PlanJohn a. Penney Co., Inc. Ret…$14M
End-of-year total assets ($M) among Rothstein-Tauber, Inc. 401(k) Plan and nearest nationwide 401(k) peers. Source: DOL Form 5500 plan year 2023.

Rothstein-Tauber, Inc. multi-year asset trail

Sponsor-wide plan assets over time

All Rothstein-Tauber, Inc. plans reported in each filing year

Latest sponsor-wide plan assets
$15M 30.178468785368658% vs 2022
2024 filing year
$10M$12M$14M$16M 202220232024 $11.9M $15.4M ▲ +30.2%
Year Plans Participants Total Assets
2022 1 35 $12M
2023 1 45 $14M
2024 1 44 $15M

Rothstein-Tauber, Inc. filing trail (2023)

Total Assets (Beginning of Year)$12M
Net Assets (End of Year)$14M
Net Income$2M
Employer EIN061032879
Plan Effective Date1995-01-01
Filing StatusFILING RECEIVED

Nearby 401(k) Plans in Connecticut

Peer 401(k) plans, same state, same plan type, ranked by total assets.

Rothstein-Tauber, Inc. 401(k) Plan vs. nearby 401(k) plans in Connecticut, assets vs. participants Scatter plot of 6 data points. -50000050000100000150000 -200204060 Total assets ($B) Participants Rothstein-Tauber, Inc. 401(k) Plan, Total assets ($B): 0.013627326 · Participants: 45Rothstein-Tauber, Inc. 401(k) PlanRtx Savings Plan, Total assets ($B): 52.759784 · Participants: 123037Rtx Savings PlanCiti Retirement Savings Plan, Total assets ($B): 20.653030659 · Participants: 77865Citi Retirement Savings PlanThe Hartford Investment and Savings Plan, Total assets ($B): 6.478512 · Participants: 18377The Hartford Investment and Savings PlanXerox Corporation Savings Plan, Total assets ($B): 3.948866 · Participants: 10291Xerox Corporation Savings PlanEversource 401(k) Plan, Total assets ($B): 3.751712453 · Participants: 9504Eversource 401(k) Plan
Rothstein-Tauber, Inc. 401(k) Plan vs. nearby 401(k) plans in Connecticut, assets vs. participants
Compare Rothstein-Tauber, Inc. 401(k) Plan side-by-side with 3 peers →

Rothstein-Tauber, Inc. 401(k) Plan's out-of-state 401(k) peers by assets and headcount

Outside Connecticut, the nearest 401(k) by assets is The Gallo Corporation 401(k) Profit Sharing Plan in LA ($14M); by covered participants it is First National Financial Services 401(k) Plan in MN (45 participants). Same-state nearby plans are listed separately above.

Similar participant headcount

Nearest other-state filings by covered participants (45 participants); asset peers above are excluded.

DOL Form 5500 plan year 2023. Asset totals can differ widely at the same headcount; neither axis is a quality rating.

Frequently Asked Questions

How did Rothstein-Tauber, Inc. 401(k) Plan assets move in 2023? ▼
Rothstein-Tauber, Inc. 401(k) Plan grew sharply - up 15.0% during 2023, from $12M to $14M. Reported net income was $2M.
How have Rothstein-Tauber, Inc. plan assets changed over time? ▼
Across 3 plan years on file (2022-2024), Rothstein-Tauber, Inc.'s sponsor-wide assets grew 30.2%, from $12M to $15M.
Which 401(k) plans are similar in size to Rothstein-Tauber, Inc. 401(k) Plan? ▼
Among 401(k) plans in other states, the closest by assets is The Gallo Corporation 401(k) Profit Sharing Plan in LA ($14M, 380 participants).
Which 401(k) plans cover a similar participant headcount to Rothstein-Tauber, Inc. 401(k) Plan? ▼
Among 401(k) plans in other states, the closest by covered participants is First National Financial Services 401(k) Plan in MN (45 participants, $7M in assets).

Source: U.S. Department of Labor, Employee Benefits Security Administration (EBSA), Form 5500 public disclosure dataset. Plan year 2023.

Source: DOL EFAST2 filing system (efast.dol.gov) - original filing retrieval by EIN 061032879.

Read our methodology - how this data is sourced, computed, and verified.

Data sourced from U.S. Department of Labor Form 5500 filings (EBSA). See our methodology for details.