401(k) · DOL Form 5500 · 2023

Conning & Company 401(k) Plan

Data updated 2026-08-25

$138M
Total assets Near avg plan size
365
Participants Below avg headcount
93rd
Percentile by assets National rank
$378,997
Avg per participant High balance/head
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Official DOL plan name: Conning & Company (U.S.) Retirement Savings Plan · Sponsored by Conning & Company · Connecticut · Finance & Insurance

$138M in assets, 365 participants

Conning & Company's Conning & Company (U.S.) Retirement Savings Plan reported $138M in total assets and 365 participants in its 2023 DOL Form 5500 filing, ranking in the 93rd percentile by assets among filed plans. Figures are as reported by the plan sponsor to the Department of Labor, not audited or endorsed by PlainRetire.

  • #7,913 in Finance & Insurance (8,869 peers)

Where Conning & Company (U.S.) Retirement Savings Plan sits by assets

Conning & Company (U.S.) Retirement Savings Plan sits in the top 10% of all filed plans by assets, $138M for 365 participants (~$378,997/participant), up 16.5% in 2023.

#7,913
in Finance & Insurance (8,869 peers)
+16.5%
assets growth YoY
1.4×
vs typical plan assets (national mean)

Conning & Company (U.S.) Retirement Savings Plan's outsized position by total assets

Conning & Company (U.S.) Retirement Savings Plan vs every filed plan by assets

End-of-year total assets · plan year 2023 · DOL Form 5500

$138,333,807 Top 7% higher than 93% of 127,068 filed plans

This plan $0 $2,050,000,000 every filed plan with reported assets, bucketed by value

Dashed line + filled bar = this entry, among filed plans.

Source U.S. Department of Labor Form 5500 filings (EBSA) · plan year 2023

Conning & Company (U.S.) Retirement Savings Plan among mid-size filed plans by headcount

Plan-year 2023 Form 5500 filings with a reported participant count, partitioned by headcount band, not by assets. Conning & Company (U.S.) Retirement Savings Plan sits mid-pack in the medium band (365 participants).

What changed between DOL Form 5500 filings

plan year 2022 → plan year 2023

  • Conning & Company (U.S.) Retirement Savings Plan reported net income rose from -$24M in the plan year 2022 filing to $20M in the plan year 2023 filing.
  • Conning & Company (U.S.) Retirement Savings Plan end-of-year assets rose from $119M in the plan year 2022 filing to $138M in the plan year 2023 filing.
  • Conning & Company (U.S.) Retirement Savings Plan reported participants rose from 351 in the plan year 2022 filing to 365 in the plan year 2023 filing.

See the national 2022→2023 release diff →

DOL schedule card

Filing strip 061174588 · Conning & Company PY 2023 · 401(k)

Conning & Company (U.S.) Retirement Savings Plan · $138M · 365 · 93rd

  • ASSETS $138M
  • ASSETS 365
  • ASSETS 93rd
  • ASSETS 401(k)
  • ASSETS near Solairus Aviation 401(k) Plan
  • ASSETS ind #7913

Stamps derive from this plan's Form 5500 line items (assets, participants, type, EIN, cohort placement) - not a quality rating of the sponsor. Read with Finance & Insurance retirement plans → · Plans in Connecticut →

Conning & Company (U.S.) Retirement Savings Plan in the asset neighbourhood

Conning & Company (U.S.) Retirement Savings PlanConning & Company (U.S.) Ret…$138MSolairus Aviation 401(k) Plan$138MBourns, Inc. Profit Sharing & Retirement Savings PlanBourns, Inc. Profit Sharing …$138MCathedral Holdings, Inc. Employee Stock Ownership and 401(k) PlanCathedral Holdings, Inc. Emp…$138MBuhler Group USA 401(k) Plan$138M
End-of-year total assets ($M) among Conning & Company (U.S.) Retirement Savings Plan and nearest nationwide 401(k) peers. Source: DOL Form 5500 plan year 2023.

Scale-class filing particulars (2023)

Total Assets (Beginning of Year)$119M
Net Assets (End of Year)$138M
Net Income$20M
Employer EIN061174588
Plan Effective Date2009-09-14
Filing StatusFILING RECEIVED

Sponsor Plan History (Conning & Company)

Sponsor-wide plan assets over time

All Conning & Company plans reported in each filing year

Latest sponsor-wide plan assets
$160M 34.96693837570762% vs 2022
2024 filing year
$100M$120M$140M$160M$180M 202220232024 $119M $160M ▲ +35.0%
Year Plans Participants Total Assets
2022 1 351 $119M
2023 1 365 $138M
2024 1 366 $160M

Nearby 401(k) Plans in Connecticut

Peer 401(k) plans, same state, same plan type, ranked by total assets.

Conning & Company (U.S.) Retirement Savings Plan vs. nearby 401(k) plans in Connecticut, assets vs. participants Scatter plot of 6 data points. -50000050000100000150000 -200204060 Total assets ($B) Participants Conning & Company (U.S.) Retirement Savings Plan, Total assets ($B): 0.138333807 · Participants: 365Conning & Company (U.S.) Retirement Savings PlanRtx Savings Plan, Total assets ($B): 52.759784 · Participants: 123037Rtx Savings PlanCiti Retirement Savings Plan, Total assets ($B): 20.653030659 · Participants: 77865Citi Retirement Savings PlanThe Hartford Investment and Savings Plan, Total assets ($B): 6.478512 · Participants: 18377The Hartford Investment and Savings PlanXerox Corporation Savings Plan, Total assets ($B): 3.948866 · Participants: 10291Xerox Corporation Savings PlanEversource 401(k) Plan, Total assets ($B): 3.751712453 · Participants: 9504Eversource 401(k) Plan
Conning & Company (U.S.) Retirement Savings Plan vs. nearby 401(k) plans in Connecticut, assets vs. participants
Compare Conning & Company (U.S.) Retirement Savings Plan side-by-side with 3 peers →

Conning & Company (U.S.) Retirement Savings Plan's out-of-state 401(k) peers by assets and headcount

Outside Connecticut, the nearest 401(k) by assets is Solairus Aviation 401(k) Plan in CA ($138M); by covered participants it is Allfirst, LLC 401(k) Plan in OK (365 participants). Same-state nearby plans are listed separately above.

Similar participant headcount

Nearest other-state filings by covered participants (365 participants); asset peers above are excluded.

DOL Form 5500 plan year 2023. Asset totals can differ widely at the same headcount; neither axis is a quality rating.

Frequently Asked Questions

How did Conning & Company (U.S.) Retirement Savings Plan assets move in 2023? ▼
Conning & Company (U.S.) Retirement Savings Plan grew sharply - up 16.5% during 2023, from $119M to $138M. Reported net income was $20M.
How have Conning & Company plan assets changed over time? ▼
Across 3 plan years on file (2022-2024), Conning & Company's sponsor-wide assets grew 35.0%, from $119M to $160M.
Where does Conning & Company (U.S.) Retirement Savings Plan rank by assets among Form 5500 filers? ▼
Conning & Company (U.S.) Retirement Savings Plan ranks in the 93rd percentile by end-of-year assets among 127,072 plans that reported assets for plan year 2023 (in the top 10% of all filed plans by assets).
Which 401(k) plans are similar in size to Conning & Company (U.S.) Retirement Savings Plan? ▼
Among 401(k) plans in other states, the closest by assets is Solairus Aviation 401(k) Plan in CA ($138M, 1,014 participants).
Which 401(k) plans cover a similar participant headcount to Conning & Company (U.S.) Retirement Savings Plan? ▼
Among 401(k) plans in other states, the closest by covered participants is Allfirst, LLC 401(k) Plan in OK (365 participants, N/A in assets).

Source: U.S. Department of Labor, Employee Benefits Security Administration (EBSA), Form 5500 public disclosure dataset. Plan year 2023.

Source: DOL EFAST2 filing system (efast.dol.gov) - original filing retrieval by EIN 061174588.

Read our methodology - how this data is sourced, computed, and verified.

Data sourced from U.S. Department of Labor Form 5500 filings (EBSA). See our methodology for details.