401(k) · DOL Form 5500 · 2023
Natwest Markets Securities Inc. 401(k) Plan
Data updated 2026-08-11
- $553M
- Total assets
- 266
- Participants
- 98th
- Percentile by assets
- $2.1M
- Avg per participant
Official DOL plan name: Natwest Markets Retirement Savings Plan · Sponsored by Natwest Markets Securities Inc. · Connecticut · Finance & Insurance
$553M in assets, 266 participants
Natwest Markets Securities Inc.'s Natwest Markets Retirement Savings Plan reported $553M in total assets and 266 participants in its 2023 DOL Form 5500 filing, ranking in the 98th percentile by assets among filed plans. Figures are as reported by the plan sponsor to the Department of Labor, not audited or endorsed by PlainRetire.
- 98th percentile by assets (of 127,072 plans)
- #8,504 in Finance & Insurance (8,869 peers)
Coverage in Connecticut
Natwest Markets Retirement Savings Plan covers 266 participants in Connecticut, about 37% of the average Connecticut filer (state average ~718 per filing). Assets: $553M.
- $553M
- total plan assets (2023 EOY)
- 266
- covered participants
- 98th
- percentile by assets (of 127,072 plans)
- $2.1M
- avg assets per participant
What changed between DOL Form 5500 filings
plan year 2022 → plan year 2023
- Natwest Markets Retirement Savings Plan reported net income rose from -$146M in the plan year 2022 filing to $58M in the plan year 2023 filing.
- Natwest Markets Retirement Savings Plan end-of-year assets rose from $495M in the plan year 2022 filing to $553M in the plan year 2023 filing.
- Natwest Markets Retirement Savings Plan reported participants fell from 280 in the plan year 2022 filing to 266 in the plan year 2023 filing.
Participants vs Connecticut filers
In Connecticut, the average filing covers about 718 participants across 1,906 plans. Natwest Markets Retirement Savings Plan reports 266 participants - about 37% of that state average ($553M EOY assets).
Connecticut filing particulars
| Total Assets (Beginning of Year) | $495M |
|---|---|
| Net Assets (End of Year) | $553M |
| Net Income | $58M |
| Employer EIN | 133172275 |
| Plan Effective Date | 2014-09-12 |
| Filing Status | FILING RECEIVED |
Sponsor Plan History (Natwest Markets Securities Inc.)
| Year | Plans | Participants | Total Assets |
|---|---|---|---|
| 2022 | 1 | 280 | $495M |
| 2023 | 1 | 266 | $553M |
| 2024 | 1 | 282 | $589M |
Nearby 401(k) Plans in Connecticut
Peer 401(k) plans, same state, same plan type, ranked by total assets.
Natwest Markets Retirement Savings Plan vs. nearby 401(k) plans in Connecticut, assets vs. participants
- Rtx Savings Plan $52.8B · 123,037
- Citi Retirement Savings Plan $20.7B · 77,865
- The Hartford Investment and Savings Plan $6.5B · 18,377
- Xerox Corporation Savings Plan $3.9B · 10,291
- Eversource 401(k) Plan $3.8B · 9,504
Similar-Sized 401(k) Plans Nationally
401(k) plans in other states closest to Natwest Markets Retirement Savings Plan by total assets, not by location.
- Tokyo Electron Retirement Plan (TX) $553M · 2,112
- Bass Pro Group, LLC 401(k) Plan (MO) $553M · 27,790
- Buckeye Pipe Line Services Company Retirement and Savings Plan (TX) $552M · 1,826
- Dfa Dairy Brands Smartchoice Savings Plan (KS) $552M · 6,848
Frequently Asked Questions
How did Natwest Markets Retirement Savings Plan assets move in 2023? ▼
How have Natwest Markets Securities Inc. plan assets changed over time? ▼
Where does Natwest Markets Retirement Savings Plan rank by assets among Form 5500 filers? ▼
Which 401(k) plans are similar in size to Natwest Markets Retirement Savings Plan? ▼
Next read for Natwest Markets Retirement Savings Plan
Filing takeaways
Ways to act on Natwest Markets Retirement Savings Plan's numbers.
- By total assets, Natwest Markets Retirement Savings Plan ranks in the top 5% of all filed plans by assets. See the largest plans
- Compare it side-by-side against 3 similar 401(k) plans in Connecticut. Compare plans
- Natwest Markets Securities Inc.'s sponsor-wide assets have grown 19.0% since 2022 across 3 plan years on file. More Finance & Insurance plans