401(k) · DOL Form 5500 · 2023

Natwest Markets Securities Inc. 401(k) Plan

Data updated 2026-08-25

$553M
Total assets Above avg plan size
266
Participants Below avg headcount
98th
Percentile by assets National rank
$2.1M
Avg per participant High balance/head
PlainRetire home → About this data RSS: change history

Official DOL plan name: Natwest Markets Retirement Savings Plan · Sponsored by Natwest Markets Securities Inc. · Connecticut · Finance & Insurance

$553M in assets, 266 participants

Natwest Markets Securities Inc.'s Natwest Markets Retirement Savings Plan reported $553M in total assets and 266 participants in its 2023 DOL Form 5500 filing, ranking in the 98th percentile by assets among filed plans. Figures are as reported by the plan sponsor to the Department of Labor, not audited or endorsed by PlainRetire.

  • #8,504 in Finance & Insurance (8,869 peers)

Coverage in Connecticut

Natwest Markets Retirement Savings Plan covers 266 participants in Connecticut, about 37% of the average Connecticut filer (state average ~718 per filing). Assets: $553M.

#8,504
in Finance & Insurance (8,869 peers)
+11.7%
assets growth YoY
5.5×
vs typical plan assets (national mean)

Natwest Markets Retirement Savings Plan's outsized position by total assets

Natwest Markets Retirement Savings Plan vs every filed plan by assets

End-of-year total assets · plan year 2023 · DOL Form 5500

$552,653,159 Top 2% higher than 98% of 127,068 filed plans

This plan $0 $2,050,000,000 every filed plan with reported assets, bucketed by value

Dashed line + filled bar = this entry, among filed plans.

Source U.S. Department of Labor Form 5500 filings (EBSA) · plan year 2023

Natwest Markets Retirement Savings Plan among mid-size filed plans by headcount

Plan-year 2023 Form 5500 filings with a reported participant count, partitioned by headcount band, not by assets. Natwest Markets Retirement Savings Plan sits mid-pack in the medium band (266 participants).

What changed between DOL Form 5500 filings

plan year 2022 → plan year 2023

  • Natwest Markets Retirement Savings Plan reported net income rose from -$146M in the plan year 2022 filing to $58M in the plan year 2023 filing.
  • Natwest Markets Retirement Savings Plan end-of-year assets rose from $495M in the plan year 2022 filing to $553M in the plan year 2023 filing.
  • Natwest Markets Retirement Savings Plan reported participants fell from 280 in the plan year 2022 filing to 266 in the plan year 2023 filing.

See the national 2022→2023 release diff →

Form 5500 schedule snapshot

Filing strip 133172275 · Natwest Markets Securities Inc. PY 2023 · 401(k)

Natwest Markets Retirement Savings Plan · $553M · 266 · 98th

  • BOOK $553M
  • VS-ST 266
  • BOY 98th
  • SCH 401(k)
  • EBSA near Tokyo Electron Retirement Plan
  • PART ind #8504

Stamps derive from this plan's Form 5500 line items (assets, participants, type, EIN, cohort placement) - not a quality rating of the sponsor. Read with Finance & Insurance retirement plans → · Plans in Connecticut →

Natwest Markets Retirement Savings Plan in the asset neighbourhood

Tokyo Electron Retirement PlanTokyo Electron Retirement Pl…$553MNatwest Markets Retirement Savings PlanNatwest Markets Retirement S…$553MBass Pro Group, LLC 401(k) PlanBass Pro Group, LLC 401(k) P…$553MBuckeye Pipe Line Services Company Retirement and Savings PlanBuckeye Pipe Line Services C…$552MDfa Dairy Brands Smartchoice Savings PlanDfa Dairy Brands Smartchoice…$552M
End-of-year total assets ($M) among Natwest Markets Retirement Savings Plan and nearest nationwide 401(k) peers. Source: DOL Form 5500 plan year 2023.

Connecticut filing particulars

Total Assets (Beginning of Year)$495M
Net Assets (End of Year)$553M
Net Income$58M
Employer EIN133172275
Plan Effective Date2014-09-12
Filing StatusFILING RECEIVED

Sponsor Plan History (Natwest Markets Securities Inc.)

Sponsor-wide plan assets over time

All Natwest Markets Securities Inc. plans reported in each filing year

Latest sponsor-wide plan assets
$589M 19.021421994292613% vs 2022
2024 filing year
$450M$500M$550M$600M 202220232024 $495M $589M ▲ +19.0%
Year Plans Participants Total Assets
2022 1 280 $495M
2023 1 266 $553M
2024 1 282 $589M

Nearby 401(k) Plans in Connecticut

Peer 401(k) plans, same state, same plan type, ranked by total assets.

Natwest Markets Retirement Savings Plan vs. nearby 401(k) plans in Connecticut, assets vs. participants Scatter plot of 6 data points. -50000050000100000150000 -200204060 Total assets ($B) Participants Natwest Markets Retirement Savings Plan, Total assets ($B): 0.552653159 · Participants: 266Natwest Markets Retirement Savings PlanRtx Savings Plan, Total assets ($B): 52.759784 · Participants: 123037Rtx Savings PlanCiti Retirement Savings Plan, Total assets ($B): 20.653030659 · Participants: 77865Citi Retirement Savings PlanThe Hartford Investment and Savings Plan, Total assets ($B): 6.478512 · Participants: 18377The Hartford Investment and Savings PlanXerox Corporation Savings Plan, Total assets ($B): 3.948866 · Participants: 10291Xerox Corporation Savings PlanEversource 401(k) Plan, Total assets ($B): 3.751712453 · Participants: 9504Eversource 401(k) Plan
Natwest Markets Retirement Savings Plan vs. nearby 401(k) plans in Connecticut, assets vs. participants
Compare Natwest Markets Retirement Savings Plan side-by-side with 3 peers →

Natwest Markets Retirement Savings Plan's out-of-state 401(k) peers by assets and headcount

Outside Connecticut, the nearest 401(k) by assets is Tokyo Electron Retirement Plan in TX ($553M); by covered participants it is First Heritage Credit, LLC 401(k) Profit Sharing Plan in MS (266 participants). Same-state nearby plans are listed separately above.

Closest by plan assets

Nearest other-state filings by tot_assets_eoy ($553M here).

Similar participant headcount

Nearest other-state filings by covered participants (266 participants); asset peers above are excluded.

DOL Form 5500 plan year 2023. Asset totals can differ widely at the same headcount; neither axis is a quality rating.

Frequently Asked Questions

How did Natwest Markets Retirement Savings Plan assets move in 2023? ▼
Natwest Markets Retirement Savings Plan grew at a solid clip - up 11.7% during 2023, from $495M to $553M. Reported net income was $58M.
How have Natwest Markets Securities Inc. plan assets changed over time? ▼
Across 3 plan years on file (2022-2024), Natwest Markets Securities Inc.'s sponsor-wide assets grew 19.0%, from $495M to $589M.
Where does Natwest Markets Retirement Savings Plan rank by assets among Form 5500 filers? ▼
Natwest Markets Retirement Savings Plan ranks in the 98th percentile by end-of-year assets among 127,072 plans that reported assets for plan year 2023 (in the top 5% of all filed plans by assets).
Which 401(k) plans are similar in size to Natwest Markets Retirement Savings Plan? ▼
Among 401(k) plans in other states, the closest by assets is Tokyo Electron Retirement Plan in TX ($553M, 2,112 participants).
Which 401(k) plans cover a similar participant headcount to Natwest Markets Retirement Savings Plan? ▼
Among 401(k) plans in other states, the closest by covered participants is First Heritage Credit, LLC 401(k) Profit Sharing Plan in MS (266 participants, N/A in assets).

Source: U.S. Department of Labor, Employee Benefits Security Administration (EBSA), Form 5500 public disclosure dataset. Plan year 2023.

Source: DOL EFAST2 filing system (efast.dol.gov) - original filing retrieval by EIN 133172275.

Read our methodology - how this data is sourced, computed, and verified.

Data sourced from U.S. Department of Labor Form 5500 filings (EBSA). See our methodology for details.