401(k) · DOL Form 5500 · 2023

Phalcon Ltd. 401(k) Plan

Data updated 2026-08-25

$68M
Total assets Below avg plan size
248
Participants Below avg headcount
88th
Percentile by assets National rank
$273,239
Avg per participant High balance/head
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Official DOL plan name: Phalcon, Ltd. 401(k) Plan · Sponsored by Phalcon Ltd. · Connecticut · Construction

$68M in assets, 248 participants

Phalcon Ltd.'s Phalcon, Ltd. 401(k) Plan reported $68M in total assets and 248 participants in its 2023 DOL Form 5500 filing, ranking in the 88th percentile by assets among filed plans. Figures are as reported by the plan sponsor to the Department of Labor, not audited or endorsed by PlainRetire.

  • #7,785 in Construction (9,030 peers)

Coverage in Connecticut

Phalcon, Ltd. 401(k) Plan covers 248 participants in Connecticut, about 35% of the average Connecticut filer (state average ~718 per filing). Assets: $68M.

#7,785
in Construction (9,030 peers)
+14.0%
assets growth YoY
0.7×
vs typical plan assets (national mean)

Phalcon, Ltd. 401(k) Plan's outsized position by total assets

Phalcon, Ltd. 401(k) Plan vs every filed plan by assets

End-of-year total assets · plan year 2023 · DOL Form 5500

$67,763,262 Top 12% higher than 88% of 127,068 filed plans

This plan $0 $2,050,000,000 every filed plan with reported assets, bucketed by value

Dashed line + filled bar = this entry, among filed plans.

Source U.S. Department of Labor Form 5500 filings (EBSA) · plan year 2023

Phalcon, Ltd. 401(k) Plan among mid-size filed plans by headcount

Plan-year 2023 Form 5500 filings with a reported participant count, partitioned by headcount band, not by assets. Phalcon, Ltd. 401(k) Plan sits mid-pack in the medium band (248 participants).

What changed between DOL Form 5500 filings

plan year 2022 → plan year 2023

  • Phalcon, Ltd. 401(k) Plan reported net income rose from -$9M in the plan year 2022 filing to $8M in the plan year 2023 filing.
  • Phalcon, Ltd. 401(k) Plan reported participants fell from 290 in the plan year 2022 filing to 248 in the plan year 2023 filing.
  • Phalcon, Ltd. 401(k) Plan end-of-year assets rose from $59M in the plan year 2022 filing to $68M in the plan year 2023 filing.

See the national 2022→2023 release diff →

Plan-year Form 5500 strip

Filing strip 208104883 · Phalcon Ltd. PY 2023 · 401(k)

Phalcon, Ltd. 401(k) Plan · $68M · 248 · 88th

  • BOY $68M
  • SCH 248
  • EBSA 88th
  • PART 401(k)
  • TYPE near 401(k) Retirement Plan for Saint Peter's University and Saint Peter's Preparatory School
  • NET ind #7785

Stamps derive from this plan's Form 5500 line items (assets, participants, type, EIN, cohort placement) - not a quality rating of the sponsor. Read with Construction retirement plans → · Plans in Connecticut →

Phalcon, Ltd. 401(k) Plan in the asset neighbourhood

Raleigh Orthopaedic Clinic 401(k) Profit Sharing Plan & TrustRaleigh Orthopaedic Clinic 4…$68MPhalcon, Ltd. 401(k) Plan$68M401(k) Retirement Plan for Saint Peter's University and Saint Peter's Preparatory School401(k) Retirement Plan for S…$68MNorthwest Orthopaedic Specialist, P.S. 401(k) Savings PlanNorthwest Orthopaedic Specia…$68MFaurecia USA Holdings, Inc. Union Retirement Savings PlanFaurecia USA Holdings, Inc. …$68M
End-of-year total assets ($M) among Phalcon, Ltd. 401(k) Plan and nearest nationwide 401(k) peers. Source: DOL Form 5500 plan year 2023.

Connecticut filing particulars

Total Assets (Beginning of Year)$59M
Net Assets (End of Year)$68M
Net Income$8M
Employer EIN208104883
Plan Effective Date2007-02-01
Filing StatusFILING RECEIVED

Sponsor Plan History (Phalcon Ltd.)

Sponsor-wide plan assets over time

All Phalcon Ltd. plans reported in each filing year

Latest sponsor-wide plan assets
$73M 23.669603425701474% vs 2022
2024 filing year
$55M$60M$65M$70M$75M 202220232024 $59.4M $73.5M ▲ +23.7%
Year Plans Participants Total Assets
2022 1 290 $59M
2023 1 248 $68M
2024 1 258 $73M

Nearby 401(k) Plans in Connecticut

Peer 401(k) plans, same state, same plan type, ranked by total assets.

Phalcon, Ltd. 401(k) Plan vs. nearby 401(k) plans in Connecticut, assets vs. participants Scatter plot of 6 data points. -50000050000100000150000 -200204060 Total assets ($B) Participants Phalcon, Ltd. 401(k) Plan, Total assets ($B): 0.067763262 · Participants: 248Phalcon, Ltd. 401(k) PlanRtx Savings Plan, Total assets ($B): 52.759784 · Participants: 123037Rtx Savings PlanCiti Retirement Savings Plan, Total assets ($B): 20.653030659 · Participants: 77865Citi Retirement Savings PlanThe Hartford Investment and Savings Plan, Total assets ($B): 6.478512 · Participants: 18377The Hartford Investment and Savings PlanXerox Corporation Savings Plan, Total assets ($B): 3.948866 · Participants: 10291Xerox Corporation Savings PlanEversource 401(k) Plan, Total assets ($B): 3.751712453 · Participants: 9504Eversource 401(k) Plan
Phalcon, Ltd. 401(k) Plan vs. nearby 401(k) plans in Connecticut, assets vs. participants
Compare Phalcon, Ltd. 401(k) Plan side-by-side with 3 peers →

Phalcon, Ltd. 401(k) Plan's out-of-state 401(k) peers by assets and headcount

Outside Connecticut, the nearest 401(k) by assets is 401(k) Retirement Plan for Saint Peter's University and Saint Peter's Preparatory School in NJ ($68M); by covered participants it is Teal's Management Group, Inc. 401(k) Plan in MN (248 participants). Same-state nearby plans are listed separately above.

Similar participant headcount

Nearest other-state filings by covered participants (248 participants); asset peers above are excluded.

DOL Form 5500 plan year 2023. Asset totals can differ widely at the same headcount; neither axis is a quality rating.

Frequently Asked Questions

How did Phalcon, Ltd. 401(k) Plan assets move in 2023? ▼
Phalcon, Ltd. 401(k) Plan grew at a solid clip - up 14.0% during 2023, from $59M to $68M. Reported net income was $8M.
How have Phalcon Ltd. plan assets changed over time? ▼
Across 3 plan years on file (2022-2024), Phalcon Ltd.'s sponsor-wide assets grew 23.7%, from $59M to $73M.
Where does Phalcon, Ltd. 401(k) Plan rank by assets among Form 5500 filers? ▼
Phalcon, Ltd. 401(k) Plan ranks in the 88th percentile by end-of-year assets among 127,072 plans that reported assets for plan year 2023 (in the top quartile of all filed plans by assets).
Which 401(k) plans are similar in size to Phalcon, Ltd. 401(k) Plan? ▼
Among 401(k) plans in other states, the closest by assets is 401(k) Retirement Plan for Saint Peter's University and Saint Peter's Preparatory School in NJ ($68M, 465 participants).
Which 401(k) plans cover a similar participant headcount to Phalcon, Ltd. 401(k) Plan? ▼
Among 401(k) plans in other states, the closest by covered participants is Teal's Management Group, Inc. 401(k) Plan in MN (248 participants, $5M in assets).

Source: U.S. Department of Labor, Employee Benefits Security Administration (EBSA), Form 5500 public disclosure dataset. Plan year 2023.

Source: DOL EFAST2 filing system (efast.dol.gov) - original filing retrieval by EIN 208104883.

Read our methodology - how this data is sourced, computed, and verified.

Data sourced from U.S. Department of Labor Form 5500 filings (EBSA). See our methodology for details.