Defined Benefit (Pension) · DOL Form 5500 · 2023

Caterpillar Inc. Pension Plan

Data updated 2026-08-25

$50M
Total assets Below avg plan size
123
Participants Small participant base
85th
Percentile by assets National rank
$405,426
Avg per participant High balance/head
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Official DOL plan name: Caterpillar Global Mining Legacy Hourly Employees' Pension Plan · Sponsored by Caterpillar Inc. · Texas · Manufacturing

$50M in assets, 123 participants

Caterpillar Inc.'s Caterpillar Global Mining Legacy Hourly Employees' Pension Plan reported $50M in total assets and 123 participants in its 2023 DOL Form 5500 filing, ranking in the 85th percentile by assets among filed plans. Figures are as reported by the plan sponsor to the Department of Labor, not audited or endorsed by PlainRetire.

  • #14,791 in Manufacturing (18,722 peers)

Coverage in Texas

Caterpillar Global Mining Legacy Hourly Employees' Pension Plan covers 123 participants in Texas, about 18% of the average Texas filer (state average ~688 per filing). Assets: $50M.

#14,791
in Manufacturing (18,722 peers)
+1.6%
assets growth YoY
0.5×
vs typical plan assets (national mean)

Caterpillar Global Mining Legacy Hourly Employees' Pension Plan's outsized position by total assets

Caterpillar Global Mining Legacy Hourly Employees' Pension Plan vs every filed plan by assets

End-of-year total assets · plan year 2023 · DOL Form 5500

$49,867,423 Top 15% higher than 85% of 127,068 filed plans

This plan $0 $2,050,000,000 every filed plan with reported assets, bucketed by value

Dashed line + filled bar = this entry, among filed plans.

Source U.S. Department of Labor Form 5500 filings (EBSA) · plan year 2023

Caterpillar Global Mining Legacy Hourly Employees' Pension Plan among mid-size filed plans by headcount

Plan-year 2023 Form 5500 filings with a reported participant count, partitioned by headcount band, not by assets. Caterpillar Global Mining Legacy Hourly Employees' Pension Plan sits mid-pack in the medium band (123 participants).

What changed between DOL Form 5500 filings

plan year 2022 → plan year 2023

  • Caterpillar Global Mining Legacy Hourly Employees' Pension Plan reported net income rose from -$19M in the plan year 2022 filing to $773K in the plan year 2023 filing.
  • Caterpillar Global Mining Legacy Hourly Employees' Pension Plan reported participants fell from 138 in the plan year 2022 filing to 123 in the plan year 2023 filing.
  • Caterpillar Global Mining Legacy Hourly Employees' Pension Plan end-of-year assets rose from $49M in the plan year 2022 filing to $50M in the plan year 2023 filing.

See the national 2022→2023 release diff →

DOL schedule card

Filing strip 370602744 · Caterpillar Inc. PY 2023 · Defined Benefit (Pension)

Caterpillar Global Mining Legacy Hourly Employees' Pension Plan · $50M · 123 · 85th

  • PCT $50M
  • EIN 123
  • RANK 85th
  • PHOTO Defined Benefit (Pension)
  • IND near Moore & Van Allen Pension Plan
  • EOY ind #14791

Stamps derive from this plan's Form 5500 line items (assets, participants, type, EIN, cohort placement) - not a quality rating of the sponsor. Read with Manufacturing retirement plans → · Plans in Texas →

Caterpillar Global Mining Legacy Hourly Employees' Pension Plan in the asset neighbourhood

Bricklayers Allied Craftsmen Pension Plan Local No 3Bricklayers Allied Craftsmen…$50MUnion Health Service, Inc. Pension TrustUnion Health Service, Inc. P…$50MBaton Rouge Sheet Metal Workers Pension FundBaton Rouge Sheet Metal Work…$50MMoore & Van Allen Pension PlanMoore & Van Allen Pension Pl…$50MCaterpillar Global Mining Legacy Hourly Employees' Pension PlanCaterpillar Global Mining Le…$50M
End-of-year total assets ($M) among Caterpillar Global Mining Legacy Hourly Employees' Pension Plan and nearest nationwide Defined Benefit (Pension) peers. Source: DOL Form 5500 plan year 2023.

Texas filing particulars

Total Assets (Beginning of Year)$49M
Net Assets (End of Year)$50M
Net Income$773K
Employer EIN370602744
Plan Effective Date1967-01-01
Filing StatusFILING RECEIVED

Sponsor Plan History (Caterpillar Inc.)

Sponsor-wide plan assets over time

All Caterpillar Inc. plans reported in each filing year

Latest sponsor-wide plan assets
$31.2B 17.462816221366566% vs 2022
2024 filing year
$26B$28B$30B$32B 202220232024 $26.6B $31.2B ▲ +17.5%
Year Plans Participants Total Assets
2022 6 59,865 $26.6B
2023 6 62,525 $29.7B
2024 6 64,709 $31.2B

Nearby Defined Benefit (Pension) Plans in Texas

Peer Defined Benefit (Pension) plans, same state, same plan type, ranked by total assets.

Caterpillar Global Mining Legacy Hourly Employees' Pension Plan vs. nearby Defined Benefit (Pension) plans in Texas, assets vs. participants Scatter plot of 6 data points. -50000050000100000150000 -10010203040 Total assets ($B) Participants Caterpillar Global Mining Legacy Hourly Employees' Pension Plan, Total assets ($B): 0.049867423 · Participants: 123Caterpillar Global Mining Legacy Hourly Employees' Pension PlanAT&T Pension Benefit Plan, Total assets ($B): 30.018512 · Participants: 107859AT&T Pension Benefit PlanShell Pension Plan, Total assets ($B): 15.133347097 · Participants: 12215Shell Pension PlanExxonmobil Pension Plan, Total assets ($B): 12.015 · Participants: 22551Exxonmobil Pension PlanCaterpillar Inc. Retirement Income Plan, Total assets ($B): 9.803014695 · Participants: 12138Caterpillar Inc. Retirement Income PlanBp Retirement Accumulation Plan, Total assets ($B): 5.493677099 · Participants: 9360Bp Retirement Accumulation Plan
Caterpillar Global Mining Legacy Hourly Employees' Pension Plan vs. nearby Defined Benefit (Pension) plans in Texas, assets vs. participants
Compare Caterpillar Global Mining Legacy Hourly Employees' Pension Plan side-by-side with 3 peers →

Caterpillar Global Mining Legacy Hourly Employees' Pension Plan's out-of-state Defined Benefit (Pension) peers by assets and headcount

Outside Texas, the nearest Defined Benefit (Pension) by assets is Moore & Van Allen Pension Plan in NC ($50M); by covered participants it is Central Ohio Hospitalists, Inc. Cash Balance Plan in OH (123 participants). Same-state nearby plans are listed separately above.

Similar participant headcount

Nearest other-state filings by covered participants (123 participants); asset peers above are excluded.

DOL Form 5500 plan year 2023. Asset totals can differ widely at the same headcount; neither axis is a quality rating.

Frequently Asked Questions

How did Caterpillar Global Mining Legacy Hourly Employees' Pension Plan assets move in 2023? ▼
Caterpillar Global Mining Legacy Hourly Employees' Pension Plan edged up modestly - up 1.6% during 2023, from $49M to $50M. Reported net income was $773K.
How have Caterpillar Inc. plan assets changed over time? ▼
Across 3 plan years on file (2022-2024), Caterpillar Inc.'s sponsor-wide assets grew 17.5%, from $26.6B to $31.2B.
Where does Caterpillar Global Mining Legacy Hourly Employees' Pension Plan rank by assets among Form 5500 filers? ▼
Caterpillar Global Mining Legacy Hourly Employees' Pension Plan ranks in the 85th percentile by end-of-year assets among 127,072 plans that reported assets for plan year 2023 (in the top quartile of all filed plans by assets).
Which Defined Benefit (Pension) plans are similar in size to Caterpillar Global Mining Legacy Hourly Employees' Pension Plan? ▼
Among Defined Benefit (Pension) plans in other states, the closest by assets is Moore & Van Allen Pension Plan in NC ($50M, 196 participants).
Which Defined Benefit (Pension) plans cover a similar participant headcount to Caterpillar Global Mining Legacy Hourly Employees' Pension Plan? ▼
Among Defined Benefit (Pension) plans in other states, the closest by covered participants is Central Ohio Hospitalists, Inc. Cash Balance Plan in OH (123 participants, N/A in assets).

Source: U.S. Department of Labor, Employee Benefits Security Administration (EBSA), Form 5500 public disclosure dataset. Plan year 2023.

Source: DOL EFAST2 filing system (efast.dol.gov) - original filing retrieval by EIN 370602744.

Read our methodology - how this data is sourced, computed, and verified.

Data sourced from U.S. Department of Labor Form 5500 filings (EBSA). See our methodology for details.