401(k) · DOL Form 5500 · 2023

Steven Winter Associates Inc. 401(k) Plan

Data updated 2026-08-25

$14M
Total assets Small plan by assets
138
Participants Small participant base
66th
Percentile by assets National rank
$101,774
Avg per participant Below avg balance/head
PlainRetire home → About this data RSS: change history

Official DOL plan name: Steven Winter Associates, Inc. 401(k) Plan · Sponsored by Steven Winter Associates Inc. · Connecticut · Professional & Technical Services

$14M in assets, 138 participants

Steven Winter Associates Inc.'s Steven Winter Associates, Inc. 401(k) Plan reported $14M in total assets and 138 participants in its 2023 DOL Form 5500 filing, ranking in the 66th percentile by assets among filed plans. Figures are as reported by the plan sponsor to the Department of Labor, not audited or endorsed by PlainRetire.

  • #13,240 in Professional & Technical Services (20,321 peers)

Coverage in Connecticut

Steven Winter Associates, Inc. 401(k) Plan covers 138 participants in Connecticut, about 19% of the average Connecticut filer (state average ~718 per filing). Assets: $14M.

#13,240
in Professional & Technical Services (20,321 peers)
+29.3%
assets growth YoY

Steven Winter Associates, Inc. 401(k) Plan's mid-pack asset rank among Professional & Technical Services and all filers

Steven Winter Associates, Inc. 401(k) Plan vs every filed plan by assets

End-of-year total assets · plan year 2023 · DOL Form 5500

$14,044,857 Top 34% higher than 66% of 127,068 filed plans

This plan $0 $2,050,000,000 every filed plan with reported assets, bucketed by value

Dashed line + filled bar = this entry, among filed plans.

Source U.S. Department of Labor Form 5500 filings (EBSA) · plan year 2023

Steven Winter Associates, Inc. 401(k) Plan among mid-size filed plans by headcount

Plan-year 2023 Form 5500 filings with a reported participant count, partitioned by headcount band, not by assets. Steven Winter Associates, Inc. 401(k) Plan sits mid-pack in the medium band (138 participants).

What changed between DOL Form 5500 filings

plan year 2022 → plan year 2023

  • Steven Winter Associates, Inc. 401(k) Plan reported net income rose from -$947K in the plan year 2022 filing to $3M in the plan year 2023 filing.
  • Steven Winter Associates, Inc. 401(k) Plan end-of-year assets rose from $11M in the plan year 2022 filing to $14M in the plan year 2023 filing.
  • Steven Winter Associates, Inc. 401(k) Plan reported participants rose from 134 in the plan year 2022 filing to 138 in the plan year 2023 filing.

See the national 2022→2023 release diff →

Published 5500 schedule card

Filing strip 132942763 · Steven Winter Associates Inc. PY 2023 · 401(k)

Steven Winter Associates, Inc. 401(k) Plan · $14M · 138 · 66th

  • ASSETS $14M
  • PCT 138
  • EIN 66th
  • RANK 401(k)
  • PHOTO near Precision Diagnostics 401(k) Profit Sharing Plan
  • IND ind #13240

Stamps derive from this plan's Form 5500 line items (assets, participants, type, EIN, cohort placement) - not a quality rating of the sponsor. Read with Professional & Technical Services retirement plans → · Plans in Connecticut →

Steven Winter Associates, Inc. 401(k) Plan in the asset neighbourhood

Steven Winter Associates, Inc. 401(k) PlanSteven Winter Associates, In…$14MPrecision Diagnostics 401(k) Profit Sharing PlanPrecision Diagnostics 401(k)…$14MCa Fortune 401(k) Plan$14MToro Enterprises, Inc. Employee Stock Ownership PlanToro Enterprises, Inc. Emplo…$14MCummins Behavioral Health Systems, Inc. 401(k) PlanCummins Behavioral Health Sy…$14M
End-of-year total assets ($M) among Steven Winter Associates, Inc. 401(k) Plan and nearest nationwide 401(k) peers. Source: DOL Form 5500 plan year 2023.

Connecticut filing particulars

Total Assets (Beginning of Year)$11M
Net Assets (End of Year)$14M
Net Income$3M
Employer EIN132942763
Plan Effective Date1999-08-01
Filing StatusFILING RECEIVED

Sponsor Plan History (Steven Winter Associates Inc.)

Sponsor-wide plan assets over time

All Steven Winter Associates Inc. plans reported in each filing year

Latest sponsor-wide plan assets
$17M 59.09903240923262% vs 2022
2024 filing year
$10M$12M$14M$16M$18M 202220232024 $10.9M $17.3M ▲ +59.1%
Year Plans Participants Total Assets
2022 1 134 $11M
2023 1 138 $14M
2024 1 117 $17M

Nearby 401(k) Plans in Connecticut

Peer 401(k) plans, same state, same plan type, ranked by total assets.

Steven Winter Associates, Inc. 401(k) Plan vs. nearby 401(k) plans in Connecticut, assets vs. participants Scatter plot of 6 data points. -50000050000100000150000 -200204060 Total assets ($B) Participants Steven Winter Associates, Inc. 401(k) Plan, Total assets ($B): 0.014044857 · Participants: 138Steven Winter Associates, Inc. 401(k) PlanRtx Savings Plan, Total assets ($B): 52.759784 · Participants: 123037Rtx Savings PlanCiti Retirement Savings Plan, Total assets ($B): 20.653030659 · Participants: 77865Citi Retirement Savings PlanThe Hartford Investment and Savings Plan, Total assets ($B): 6.478512 · Participants: 18377The Hartford Investment and Savings PlanXerox Corporation Savings Plan, Total assets ($B): 3.948866 · Participants: 10291Xerox Corporation Savings PlanEversource 401(k) Plan, Total assets ($B): 3.751712453 · Participants: 9504Eversource 401(k) Plan
Steven Winter Associates, Inc. 401(k) Plan vs. nearby 401(k) plans in Connecticut, assets vs. participants
Compare Steven Winter Associates, Inc. 401(k) Plan side-by-side with 3 peers →

Steven Winter Associates, Inc. 401(k) Plan's out-of-state 401(k) peers by assets and headcount

Outside Connecticut, the nearest 401(k) by assets is Precision Diagnostics 401(k) Profit Sharing Plan in CA ($14M); by covered participants it is Continental Floral 401(k) Plan in WA (138 participants). Same-state nearby plans are listed separately above.

Similar participant headcount

Nearest other-state filings by covered participants (138 participants); asset peers above are excluded.

DOL Form 5500 plan year 2023. Asset totals can differ widely at the same headcount; neither axis is a quality rating.

Frequently Asked Questions

How did Steven Winter Associates, Inc. 401(k) Plan assets move in 2023? ▼
Steven Winter Associates, Inc. 401(k) Plan grew sharply - up 29.3% during 2023, from $11M to $14M. Reported net income was $3M.
How have Steven Winter Associates Inc. plan assets changed over time? ▼
Across 3 plan years on file (2022-2024), Steven Winter Associates Inc.'s sponsor-wide assets grew 59.1%, from $11M to $17M.
Which 401(k) plans are similar in size to Steven Winter Associates, Inc. 401(k) Plan? ▼
Among 401(k) plans in other states, the closest by assets is Precision Diagnostics 401(k) Profit Sharing Plan in CA ($14M, 430 participants).
Which 401(k) plans cover a similar participant headcount to Steven Winter Associates, Inc. 401(k) Plan? ▼
Among 401(k) plans in other states, the closest by covered participants is Continental Floral 401(k) Plan in WA (138 participants, $1M in assets).

Source: U.S. Department of Labor, Employee Benefits Security Administration (EBSA), Form 5500 public disclosure dataset. Plan year 2023.

Source: DOL EFAST2 filing system (efast.dol.gov) - original filing retrieval by EIN 132942763.

Read our methodology - how this data is sourced, computed, and verified.

Data sourced from U.S. Department of Labor Form 5500 filings (EBSA). See our methodology for details.