401(k) · DOL Form 5500 · 2023

Ellington Management Group, L.L.C. 401(k) Plan

Data updated 2026-08-25

$55M
Total assets Below avg plan size
175
Participants Small participant base
86th
Percentile by assets National rank
$312,372
Avg per participant High balance/head
PlainRetire home → About this data RSS: change history

Official DOL plan name: Ellington Management Group 401(k) & Profit Sharing Plan · Sponsored by Ellington Management Group, L.L.C. · Connecticut · Finance & Insurance

$55M in assets, 175 participants

Ellington Management Group, L.L.C.'s Ellington Management Group 401(k) & Profit Sharing Plan reported $55M in total assets and 175 participants in its 2023 DOL Form 5500 filing, ranking in the 86th percentile by assets among filed plans. Figures are as reported by the plan sponsor to the Department of Labor, not audited or endorsed by PlainRetire.

  • #7,026 in Finance & Insurance (8,869 peers)

Coverage in Connecticut

Ellington Management Group 401(k) & Profit Sharing Plan covers 175 participants in Connecticut, about 24% of the average Connecticut filer (state average ~718 per filing). Assets: $55M.

#7,026
in Finance & Insurance (8,869 peers)
+11.6%
assets growth YoY
0.5×
vs typical plan assets (national mean)

Ellington Management Group 401(k) & Profit Sharing Plan's outsized position by total assets

Ellington Management Group 401(k) & Profit Sharing Plan vs every filed plan by assets

End-of-year total assets · plan year 2023 · DOL Form 5500

$54,665,014 Top 14% higher than 86% of 127,068 filed plans

This plan $0 $2,050,000,000 every filed plan with reported assets, bucketed by value

Dashed line + filled bar = this entry, among filed plans.

Source U.S. Department of Labor Form 5500 filings (EBSA) · plan year 2023

Ellington Management Group 401(k) & Profit Sharing Plan among mid-size filed plans by headcount

Plan-year 2023 Form 5500 filings with a reported participant count, partitioned by headcount band, not by assets. Ellington Management Group 401(k) & Profit Sharing Plan sits mid-pack in the medium band (175 participants).

What changed between DOL Form 5500 filings

plan year 2022 → plan year 2023

  • Ellington Management Group 401(k) & Profit Sharing Plan reported net income rose from -$10M in the plan year 2022 filing to $6M in the plan year 2023 filing.
  • Ellington Management Group 401(k) & Profit Sharing Plan end-of-year assets rose from $49M in the plan year 2022 filing to $55M in the plan year 2023 filing.
  • Ellington Management Group 401(k) & Profit Sharing Plan reported participants rose from 165 in the plan year 2022 filing to 175 in the plan year 2023 filing.

See the national 2022→2023 release diff →

Plan-year Form 5500 strip

Filing strip 061441140 · Ellington Management Group, L.L.C. PY 2023 · 401(k)

Ellington Management Group 401(k) & Profit Sharing Plan · $55M · 175 · 86th

  • PHOTO $55M
  • PHOTO 175
  • PHOTO 86th
  • PHOTO 401(k)
  • PHOTO near Roth Capital Partners, LLC 401(k) Plan
  • PHOTO ind #7026

Stamps derive from this plan's Form 5500 line items (assets, participants, type, EIN, cohort placement) - not a quality rating of the sponsor. Read with Finance & Insurance retirement plans → · Plans in Connecticut →

Ellington Management Group 401(k) & Profit Sharing Plan in the asset neighbourhood

Ellington Management Group 401(k) & Profit Sharing PlanEllington Management Group 4…$55MAlpla 401(k) Retirement Plan$55MRoth Capital Partners, LLC 401(k) PlanRoth Capital Partners, LLC 4…$55MCentral Bank 401(k) Profit Sharing PlanCentral Bank 401(k) Profit S…$55MDentons Durham Jones Pinegar P.C. 401(k) Retirement Savings PlanDentons Durham Jones Pinegar…$55M
End-of-year total assets ($M) among Ellington Management Group 401(k) & Profit Sharing Plan and nearest nationwide 401(k) peers. Source: DOL Form 5500 plan year 2023.

Connecticut filing particulars

Total Assets (Beginning of Year)$49M
Net Assets (End of Year)$55M
Net Income$6M
Employer EIN061441140
Plan Effective Date1996-01-01
Filing StatusFILING RECEIVED

Sponsor Plan History (Ellington Management Group, L.L.C.)

Sponsor-wide plan assets over time

All Ellington Management Group, L.L.C. plans reported in each filing year

Latest sponsor-wide plan assets
$64M 30.607007784886804% vs 2022
2024 filing year
$45M$50M$55M$60M$65M$70M 202220232024 $49M $64M ▲ +30.6%
Year Plans Participants Total Assets
2022 1 165 $49M
2023 1 175 $55M
2024 1 165 $64M

Nearby 401(k) Plans in Connecticut

Peer 401(k) plans, same state, same plan type, ranked by total assets.

Ellington Management Group 401(k) & Profit Sharing Plan vs. nearby 401(k) plans in Connecticut, assets vs. participants Scatter plot of 6 data points. -50000050000100000150000 -200204060 Total assets ($B) Participants Ellington Management Group 401(k) & Profit Sharing Plan, Total assets ($B): 0.054665014 · Participants: 175Ellington Management Group 401(k) & Profit Sharing PlanRtx Savings Plan, Total assets ($B): 52.759784 · Participants: 123037Rtx Savings PlanCiti Retirement Savings Plan, Total assets ($B): 20.653030659 · Participants: 77865Citi Retirement Savings PlanThe Hartford Investment and Savings Plan, Total assets ($B): 6.478512 · Participants: 18377The Hartford Investment and Savings PlanXerox Corporation Savings Plan, Total assets ($B): 3.948866 · Participants: 10291Xerox Corporation Savings PlanEversource 401(k) Plan, Total assets ($B): 3.751712453 · Participants: 9504Eversource 401(k) Plan
Ellington Management Group 401(k) & Profit Sharing Plan vs. nearby 401(k) plans in Connecticut, assets vs. participants
Compare Ellington Management Group 401(k) & Profit Sharing Plan side-by-side with 3 peers →

Ellington Management Group 401(k) & Profit Sharing Plan's out-of-state 401(k) peers by assets and headcount

Outside Connecticut, the nearest 401(k) by assets is Roth Capital Partners, LLC 401(k) Plan in CA ($55M); by covered participants it is Uniseal 401(k) Plan in IN (175 participants). Same-state nearby plans are listed separately above.

Similar participant headcount

Nearest other-state filings by covered participants (175 participants); asset peers above are excluded.

DOL Form 5500 plan year 2023. Asset totals can differ widely at the same headcount; neither axis is a quality rating.

Frequently Asked Questions

How did Ellington Management Group 401(k) & Profit Sharing Plan assets move in 2023? ▼
Ellington Management Group 401(k) & Profit Sharing Plan grew at a solid clip - up 11.6% during 2023, from $49M to $55M. Reported net income was $6M.
How have Ellington Management Group, L.L.C. plan assets changed over time? ▼
Across 3 plan years on file (2022-2024), Ellington Management Group, L.L.C.'s sponsor-wide assets grew 30.6%, from $49M to $64M.
Where does Ellington Management Group 401(k) & Profit Sharing Plan rank by assets among Form 5500 filers? ▼
Ellington Management Group 401(k) & Profit Sharing Plan ranks in the 86th percentile by end-of-year assets among 127,072 plans that reported assets for plan year 2023 (in the top quartile of all filed plans by assets).
Which 401(k) plans are similar in size to Ellington Management Group 401(k) & Profit Sharing Plan? ▼
Among 401(k) plans in other states, the closest by assets is Roth Capital Partners, LLC 401(k) Plan in CA ($55M, 213 participants).
Which 401(k) plans cover a similar participant headcount to Ellington Management Group 401(k) & Profit Sharing Plan? ▼
Among 401(k) plans in other states, the closest by covered participants is Uniseal 401(k) Plan in IN (175 participants, N/A in assets).

Source: U.S. Department of Labor, Employee Benefits Security Administration (EBSA), Form 5500 public disclosure dataset. Plan year 2023.

Source: DOL EFAST2 filing system (efast.dol.gov) - original filing retrieval by EIN 061441140.

Read our methodology - how this data is sourced, computed, and verified.

Data sourced from U.S. Department of Labor Form 5500 filings (EBSA). See our methodology for details.