401(k) · DOL Form 5500 · 2023

The Nassau Financial Group 401(k) Plan

Data updated 2026-08-25

$211M
Total assets Near avg plan size
468
Participants Below avg headcount
95th
Percentile by assets National rank
$450,542
Avg per participant High balance/head
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Official DOL plan name: The Nassau Companies of New York Savings and Investment Plan · Sponsored by The Nassau Financial Group · Connecticut · Finance & Insurance

$211M in assets, 468 participants

The Nassau Financial Group's The Nassau Companies of New York Savings and Investment Plan reported $211M in total assets and 468 participants in its 2023 DOL Form 5500 filing, ranking in the 95th percentile by assets among filed plans. Figures are as reported by the plan sponsor to the Department of Labor, not audited or endorsed by PlainRetire.

  • #8,147 in Finance & Insurance (8,869 peers)

Where The Nassau Companies of New York Savings and Investment Plan sits by assets

The Nassau Companies of New York Savings and Investment Plan sits in the top 5% of all filed plans by assets, $211M for 468 participants (~$450,542/participant), up 10.7% in 2023.

#8,147
in Finance & Insurance (8,869 peers)
+10.7%
assets growth YoY
2.1×
vs typical plan assets (national mean)

The Nassau Companies of New York Savings and Investment Plan's outsized position by total assets

The Nassau Companies of New York Savings and Investment Plan vs every filed plan by assets

End-of-year total assets · plan year 2023 · DOL Form 5500

$210,853,521 Top 5% higher than 95% of 127,068 filed plans

This plan $0 $2,050,000,000 every filed plan with reported assets, bucketed by value

Dashed line + filled bar = this entry, among filed plans.

Source U.S. Department of Labor Form 5500 filings (EBSA) · plan year 2023

The Nassau Companies of New York Savings and Investment Plan among mid-size filed plans by headcount

Plan-year 2023 Form 5500 filings with a reported participant count, partitioned by headcount band, not by assets. The Nassau Companies of New York Savings and Investment Plan sits mid-pack in the medium band (468 participants).

What changed between DOL Form 5500 filings

plan year 2022 → plan year 2023

  • The Nassau Companies of New York Savings and Investment Plan reported net income rose from -$55M in the plan year 2022 filing to $20M in the plan year 2023 filing.
  • The Nassau Companies of New York Savings and Investment Plan end-of-year assets rose from $191M in the plan year 2022 filing to $211M in the plan year 2023 filing.
  • The Nassau Companies of New York Savings and Investment Plan reported participants fell from 489 in the plan year 2022 filing to 468 in the plan year 2023 filing.

See the national 2022→2023 release diff →

Plan-year Form 5500 strip

Filing strip 061599088 · The Nassau Financial Group PY 2023 · 401(k)

The Nassau Companies of New York Savings and Investment Plan · $211M · 468 · 95th

  • PCT $211M
  • PCT 468
  • PCT 95th
  • PCT 401(k)
  • PCT near Ej USA, Inc. 401(k) Savings Plan
  • PCT ind #8147

Stamps derive from this plan's Form 5500 line items (assets, participants, type, EIN, cohort placement) - not a quality rating of the sponsor. Read with Finance & Insurance retirement plans → · Plans in Connecticut →

The Nassau Companies of New York Savings and Investment Plan in the asset neighbourhood

Spencer Fane Retirement Plan$211MMy Savings Plan (Union)$211MEj USA, Inc. 401(k) Savings PlanEj USA, Inc. 401(k) Savings …$211MThe Nassau Companies of New York Savings and Investment PlanThe Nassau Companies of New …$211MEmergent Biosolutions, Inc. Employee Deferred Compensation PlanEmergent Biosolutions, Inc. …$211M
End-of-year total assets ($M) among The Nassau Companies of New York Savings and Investment Plan and nearest nationwide 401(k) peers. Source: DOL Form 5500 plan year 2023.

Scale-class filing particulars (2023)

Total Assets (Beginning of Year)$191M
Net Assets (End of Year)$211M
Net Income$20M
Employer EIN061599088
Plan Effective Date1973-12-01
Filing StatusFILING RECEIVED

Sponsor Plan History (The Nassau Financial Group)

Sponsor-wide plan assets over time

All The Nassau Financial Group plans reported in each filing year

Latest sponsor-wide plan assets
$716M 11.171427007467% vs 2022
2024 filing year
$600M$650M$700M$750M 202220232024 $644M $716M ▲ +11.2%
Year Plans Participants Total Assets
2022 2 661 $644M
2023 2 620 $688M
2024 2 656 $716M

Nearby 401(k) Plans in Connecticut

Peer 401(k) plans, same state, same plan type, ranked by total assets.

The Nassau Companies of New York Savings and Investment Plan vs. nearby 401(k) plans in Connecticut, assets vs. participants Scatter plot of 6 data points. -50000050000100000150000 -200204060 Total assets ($B) Participants The Nassau Companies of New York Savings and Investment Plan, Total assets ($B): 0.210853521 · Participants: 468The Nassau Companies of New York Savings and Investment PlanRtx Savings Plan, Total assets ($B): 52.759784 · Participants: 123037Rtx Savings PlanCiti Retirement Savings Plan, Total assets ($B): 20.653030659 · Participants: 77865Citi Retirement Savings PlanThe Hartford Investment and Savings Plan, Total assets ($B): 6.478512 · Participants: 18377The Hartford Investment and Savings PlanXerox Corporation Savings Plan, Total assets ($B): 3.948866 · Participants: 10291Xerox Corporation Savings PlanEversource 401(k) Plan, Total assets ($B): 3.751712453 · Participants: 9504Eversource 401(k) Plan
The Nassau Companies of New York Savings and Investment Plan vs. nearby 401(k) plans in Connecticut, assets vs. participants
Compare The Nassau Companies of New York Savings and Investment Plan side-by-side with 3 peers →

The Nassau Companies of New York Savings and Investment Plan's out-of-state 401(k) peers by assets and headcount

Outside Connecticut, the nearest 401(k) by assets is Ej USA, Inc. 401(k) Savings Plan in MI ($211M); by covered participants it is Banterra Corp. Profit Sharing Plan in IL (468 participants). Same-state nearby plans are listed separately above.

Closest by plan assets

Nearest other-state filings by tot_assets_eoy ($211M here).

Similar participant headcount

Nearest other-state filings by covered participants (468 participants); asset peers above are excluded.

DOL Form 5500 plan year 2023. Asset totals can differ widely at the same headcount; neither axis is a quality rating.

Frequently Asked Questions

How did The Nassau Companies of New York Savings and Investment Plan assets move in 2023? ▼
The Nassau Companies of New York Savings and Investment Plan grew at a solid clip - up 10.7% during 2023, from $191M to $211M. Reported net income was $20M.
How have The Nassau Financial Group plan assets changed over time? ▼
Across 3 plan years on file (2022-2024), The Nassau Financial Group's sponsor-wide assets grew 11.2%, from $644M to $716M.
Where does The Nassau Companies of New York Savings and Investment Plan rank by assets among Form 5500 filers? ▼
The Nassau Companies of New York Savings and Investment Plan ranks in the 95th percentile by end-of-year assets among 127,072 plans that reported assets for plan year 2023 (in the top 5% of all filed plans by assets).
Which 401(k) plans are similar in size to The Nassau Companies of New York Savings and Investment Plan? ▼
Among 401(k) plans in other states, the closest by assets is Ej USA, Inc. 401(k) Savings Plan in MI ($211M, 1,322 participants).
Which 401(k) plans cover a similar participant headcount to The Nassau Companies of New York Savings and Investment Plan? ▼
Among 401(k) plans in other states, the closest by covered participants is Banterra Corp. Profit Sharing Plan in IL (468 participants, $65M in assets).

Source: U.S. Department of Labor, Employee Benefits Security Administration (EBSA), Form 5500 public disclosure dataset. Plan year 2023.

Source: DOL EFAST2 filing system (efast.dol.gov) - original filing retrieval by EIN 061599088.

Read our methodology - how this data is sourced, computed, and verified.

Data sourced from U.S. Department of Labor Form 5500 filings (EBSA). See our methodology for details.