401(k) · DOL Form 5500 · 2023

Galena Associates, LLC 401(k) Plan

Data updated 2026-08-25

$13M
Total assets Small plan by assets
780
Participants Near avg headcount
64th
Percentile by assets National rank
$16,372
Avg per participant Low balance/head
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Official DOL plan name: Galena Associates 401(k) Plan · Sponsored by Galena Associates, LLC · Connecticut · Other Services

$13M in assets, 780 participants

Galena Associates, LLC's Galena Associates 401(k) Plan reported $13M in total assets and 780 participants in its 2023 DOL Form 5500 filing, ranking in the 64th percentile by assets among filed plans. Figures are as reported by the plan sponsor to the Department of Labor, not audited or endorsed by PlainRetire.

  • #6,269 in Other Services (7,857 peers)

Galena Associates, LLC multi-year trail

Galena Associates, LLC's plans moved +55.1% in assets from 2022 to 2024; this filing shows Galena Associates 401(k) Plan at $13M / 780 participants.

#6,269
in Other Services (7,857 peers)
+24.3%
assets growth YoY

Galena Associates 401(k) Plan's mid-pack asset rank among Other Services and all filers

Galena Associates 401(k) Plan vs every filed plan by assets

End-of-year total assets · plan year 2023 · DOL Form 5500

$12,769,770 Top 36% higher than 64% of 127,068 filed plans

This plan $0 $2,050,000,000 every filed plan with reported assets, bucketed by value

Dashed line + filled bar = this entry, among filed plans.

Source U.S. Department of Labor Form 5500 filings (EBSA) · plan year 2023

Galena Associates 401(k) Plan among mid-size filed plans by headcount

Plan-year 2023 Form 5500 filings with a reported participant count, partitioned by headcount band, not by assets. Galena Associates 401(k) Plan sits mid-pack in the medium band (780 participants).

What changed between DOL Form 5500 filings

plan year 2022 → plan year 2023

  • Galena Associates 401(k) Plan reported net income rose from -$94K in the plan year 2022 filing to $2M in the plan year 2023 filing.
  • Galena Associates 401(k) Plan end-of-year assets rose from $10M in the plan year 2022 filing to $13M in the plan year 2023 filing.
  • Galena Associates 401(k) Plan reported participants rose from 723 in the plan year 2022 filing to 780 in the plan year 2023 filing.

See the national 2022→2023 release diff →

Form 5500 schedule snapshot

Filing strip 043326294 · Galena Associates, LLC PY 2023 · 401(k)

Galena Associates 401(k) Plan · $13M · 780 · 64th

  • TYPE $13M
  • TYPE 780
  • TYPE 64th
  • TYPE 401(k)
  • TYPE near Kansas City Hospice, Inc. Retirement Savings Plan
  • TYPE ind #6269

Stamps derive from this plan's Form 5500 line items (assets, participants, type, EIN, cohort placement) - not a quality rating of the sponsor. Read with Other Services retirement plans → · Plans in Connecticut →

Galena Associates 401(k) Plan in the asset neighbourhood

Galena Associates 401(k) Plan$13MKansas City Hospice, Inc. Retirement Savings PlanKansas City Hospice, Inc. Re…$13MThe Viking Corporation 401(k) Plan for Bargaining Unit EmployeesThe Viking Corporation 401(k…$13MNorthern Tree Service, LLC 401(k) Retirement PlanNorthern Tree Service, LLC 4…$13MArch-Con. 401(k) Plan$13M
End-of-year total assets ($M) among Galena Associates 401(k) Plan and nearest nationwide 401(k) peers. Source: DOL Form 5500 plan year 2023.

Galena Associates, LLC multi-year asset trail

Sponsor-wide plan assets over time

All Galena Associates, LLC plans reported in each filing year

Latest sponsor-wide plan assets
$16M 55.09916848166614% vs 2022
2024 filing year
$8M$10M$12M$14M$16M$18M 202220232024 $10.3M $15.9M ▲ +55.1%
Year Plans Participants Total Assets
2022 1 723 $10M
2023 1 780 $13M
2024 1 843 $16M

Galena Associates, LLC filing trail (2023)

Total Assets (Beginning of Year)$10M
Net Assets (End of Year)$13M
Net Income$2M
Employer EIN043326294
Plan Effective Date1996-08-14
Filing StatusFILING RECEIVED

Nearby 401(k) Plans in Connecticut

Peer 401(k) plans, same state, same plan type, ranked by total assets.

Galena Associates 401(k) Plan vs. nearby 401(k) plans in Connecticut, assets vs. participants Scatter plot of 6 data points. -50000050000100000150000 -200204060 Total assets ($B) Participants Galena Associates 401(k) Plan, Total assets ($B): 0.01276977 · Participants: 780Galena Associates 401(k) PlanRtx Savings Plan, Total assets ($B): 52.759784 · Participants: 123037Rtx Savings PlanCiti Retirement Savings Plan, Total assets ($B): 20.653030659 · Participants: 77865Citi Retirement Savings PlanThe Hartford Investment and Savings Plan, Total assets ($B): 6.478512 · Participants: 18377The Hartford Investment and Savings PlanXerox Corporation Savings Plan, Total assets ($B): 3.948866 · Participants: 10291Xerox Corporation Savings PlanEversource 401(k) Plan, Total assets ($B): 3.751712453 · Participants: 9504Eversource 401(k) Plan
Galena Associates 401(k) Plan vs. nearby 401(k) plans in Connecticut, assets vs. participants
Compare Galena Associates 401(k) Plan side-by-side with 3 peers →

Galena Associates 401(k) Plan's out-of-state 401(k) peers by assets and headcount

Outside Connecticut, the nearest 401(k) by assets is Kansas City Hospice, Inc. Retirement Savings Plan in MO ($13M); by covered participants it is Nor-Cal Beverage Co., Inc. Employee Retirement Pla in CA (780 participants). Same-state nearby plans are listed separately above.

Similar participant headcount

Nearest other-state filings by covered participants (780 participants); asset peers above are excluded.

DOL Form 5500 plan year 2023. Asset totals can differ widely at the same headcount; neither axis is a quality rating.

Frequently Asked Questions

How did Galena Associates 401(k) Plan assets move in 2023? ▼
Galena Associates 401(k) Plan grew sharply - up 24.3% during 2023, from $10M to $13M. Reported net income was $2M.
How have Galena Associates, LLC plan assets changed over time? ▼
Across 3 plan years on file (2022-2024), Galena Associates, LLC's sponsor-wide assets grew 55.1%, from $10M to $16M.
Which 401(k) plans are similar in size to Galena Associates 401(k) Plan? ▼
Among 401(k) plans in other states, the closest by assets is Kansas City Hospice, Inc. Retirement Savings Plan in MO ($13M, 324 participants).
Which 401(k) plans cover a similar participant headcount to Galena Associates 401(k) Plan? ▼
Among 401(k) plans in other states, the closest by covered participants is Nor-Cal Beverage Co., Inc. Employee Retirement Pla in CA (780 participants, $58M in assets).

Source: U.S. Department of Labor, Employee Benefits Security Administration (EBSA), Form 5500 public disclosure dataset. Plan year 2023.

Source: DOL EFAST2 filing system (efast.dol.gov) - original filing retrieval by EIN 043326294.

Read our methodology - how this data is sourced, computed, and verified.

Data sourced from U.S. Department of Labor Form 5500 filings (EBSA). See our methodology for details.