401(k) · DOL Form 5500 · 2023

Walter Surface Technologies Incorporated 401(k) Plan

Data updated 2026-08-25

$14M
Total assets Small plan by assets: 273
Participants Below avg headcount: 65th
Percentile by assets National rank: $50,651
Avg per participant Low balance/head

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Official DOL plan name: Walter 401(k) Retirement Savings Plan · Sponsored by Walter Surface Technologies Incorporated · Connecticut · Wholesale Trade

$14M in assets, 273 participants

Walter Surface Technologies Incorporated's Walter 401(k) Retirement Savings Plan reported $14M in total assets and 273 participants in its 2023 DOL Form 5500 filing, ranking in the 65th percentile by assets among filed plans. Figures are as reported by the plan sponsor to the Department of Labor, not audited or endorsed by PlainRetire.

#3,729 in Wholesale Trade (6,309 peers)

Coverage in Connecticut

Walter 401(k) Retirement Savings Plan covers 273 participants in Connecticut, about 38% of the average Connecticut filer (state average ~718 per filing). Assets: $14M.

#3,729
in Wholesale Trade (6,309 peers): +24.2%
assets growth YoY

Walter 401(k) Retirement Savings Plan's mid-pack asset rank among Wholesale Trade and all filers

Walter 401(k) Retirement Savings Plan vs every filed plan by assets

End-of-year total assets · plan year 2023 · DOL Form 5500

$13,827,658 Top 35% higher than 65% of 127,068 filed plans

Dashed line + filled bar = this entry, among filed plans.

Source U.S. Department of Labor Form 5500 filings (EBSA) · plan year 2023

Walter 401(k) Retirement Savings Plan among mid-size filed plans by headcount

Plan-year 2023 Form 5500 filings with a reported participant count, partitioned by headcount band, not by assets. Walter 401(k) Retirement Savings Plan sits mid-pack in the medium band (273 participants).

Micro (1-10) 35,718 filings (27%) Small (11-100) 27,089 filings (21%) Medium (101-1,000) 55,445 filings (43%) Large (1,001-10,000) 10,273 filings (8%) Mega (10,000+) 1,374 filings (1%)

EBSA filing schedule strip

Filing strip 061299982 · Walter Surface Technologies Incorporated PY 2023 · 401(k)

Walter 401(k) Retirement Savings Plan · $14M · 273 · 65th

RANK $14M
RANK 273
RANK 65th
RANK 401(k)
RANK near Capital Management Services, LP 401(k) Retirement Plan
RANK ind #3729

Stamps derive from this plan's Form 5500 line items (assets, participants, type, EIN, cohort placement) - not a quality rating of the sponsor. Read with Wholesale Trade retirement plans → · Plans in Connecticut →

End-of-year total assets ($M) among Walter 401(k) Retirement Savings Plan and nearest nationwide 401(k) peers. Source: DOL Form 5500 plan year 2023.

Connecticut filing particulars

Total Assets (Beginning of Year)	$11M
Net Assets (End of Year)	$14M
Net Income	$3M
Employer EIN	061299982
Plan Effective Date	1997-01-01
Filing Status	FILING RECEIVED

Sponsor Plan History (Walter Surface Technologies Incorporated)

Latest sponsor-wide plan assets: $15M 5.747661679222903% vs 2023; 2024 filing year

Year	Plans	Participants	Total Assets
2023	1	273	$14M
2024	1	284	$15M

Nearby 401(k) Plans in Connecticut

Peer 401(k) plans, same state, same plan type, ranked by total assets.

Walter 401(k) Retirement Savings Plan vs. nearby 401(k) plans in Connecticut, assets vs. participants

Rtx Savings Plan $52.8B · 123,037
Citi Retirement Savings Plan $20.7B · 77,865
The Hartford Investment and Savings Plan $6.5B · 18,377
Xerox Corporation Savings Plan $3.9B · 10,291
Eversource 401(k) Plan $3.8B · 9,504

Compare Walter 401(k) Retirement Savings Plan side-by-side with 3 peers →

Walter 401(k) Retirement Savings Plan's out-of-state 401(k) peers by assets and headcount

Outside Connecticut, the nearest 401(k) by assets is Capital Management Services, LP 401(k) Retirement Plan in NY ($14M); by covered participants it is Rx Savings Solutions 401(k) Plan in KS (273 participants). Same-state nearby plans are listed separately above.

Closest by plan assets

Nearest other-state filings by tot_assets_eoy ($14M here).

Capital Management Services, LP 401(k) Retirement Plan (NY) $14M · 460
Cook Brown, LLP 401(k) Profit Sharing Plan (CA) $14M · 14
Crane Credit Union Employees' Thrift Plan (IN) $14M · 173
Long Island Fqhc Inc. 401(k) Profit Sharing Plan and Trust (NY) $14M · 308

Similar participant headcount

Nearest other-state filings by covered participants (273 participants); asset peers above are excluded.

Rx Savings Solutions 401(k) Plan (KS) 273 · 0 off
Sunshine Development School, Inc. 401(k) Plan (NY) 273 · 0 off
Jackson Orlando Associates 401(k) Plan (FL) 273 · 0 off
Color Image Apparel, Inc. 401(k) Profit Sharing Plan (CA) 273 · 0 off

DOL Form 5500 plan year 2023. Asset totals can differ widely at the same headcount; neither axis is a quality rating.

Frequently Asked Questions

How did Walter 401(k) Retirement Savings Plan assets move in 2023? ▼

Walter 401(k) Retirement Savings Plan grew sharply - up 24.2% during 2023, from $11M to $14M. Reported net income was $3M.

How have Walter Surface Technologies Incorporated plan assets changed over time? ▼

Across 2 plan years on file (2023-2024), Walter Surface Technologies Incorporated's sponsor-wide assets grew 5.7%, from $14M to $15M.

Which 401(k) plans are similar in size to Walter 401(k) Retirement Savings Plan? ▼

Among 401(k) plans in other states, the closest by assets is Capital Management Services, LP 401(k) Retirement Plan in NY ($14M, 460 participants).

Which 401(k) plans cover a similar participant headcount to Walter 401(k) Retirement Savings Plan? ▼

Among 401(k) plans in other states, the closest by covered participants is Rx Savings Solutions 401(k) Plan in KS (273 participants, N/A in assets).

Source: U.S. Department of Labor, Employee Benefits Security Administration (EBSA), Form 5500 public disclosure dataset. Plan year 2023.

Source: DOL EFAST2 filing system (efast.dol.gov) - original filing retrieval by EIN 061299982.