401(k) · DOL Form 5500 · 2023

Lockton, Inc. 401(k) Plan

Data updated 2026-08-25

$1.2B
Total assets Very large vs avg
6,328
Participants Above avg headcount
99th
Percentile by assets National rank
$190,288
Avg per participant Above avg balance/head
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Official DOL plan name: Lockton, Inc. 401(k) Plan · Sponsored by Lockton, Inc. · Missouri · Finance & Insurance

$1.2B in assets, 6,328 participants

Lockton, Inc.'s Lockton, Inc. 401(k) Plan reported $1.2B in total assets and 6,328 participants in its 2023 DOL Form 5500 filing, ranking in the 99th percentile by assets among filed plans. Figures are as reported by the plan sponsor to the Department of Labor, not audited or endorsed by PlainRetire.

  • #8,674 in Finance & Insurance (8,869 peers)

Coverage in Missouri

Lockton, Inc. 401(k) Plan covers 6,328 participants in Missouri, 8.6x the typical Missouri plan (state average ~737 per filing). Assets: $1.2B.

#8,674
in Finance & Insurance (8,869 peers)
+20.7%
assets growth YoY
12×
vs typical plan assets (national mean)

Lockton, Inc. 401(k) Plan's outsized position by total assets

Lockton, Inc. 401(k) Plan vs every filed plan by assets

End-of-year total assets · plan year 2023 · DOL Form 5500

$1,204,144,442 Top 1% higher than 99% of 127,068 filed plans

This plan $0 $2,050,000,000 every filed plan with reported assets, bucketed by value

Dashed line + filled bar = this entry, among filed plans.

Source U.S. Department of Labor Form 5500 filings (EBSA) · plan year 2023

Lockton, Inc. 401(k) Plan's large-plan peer group by participant headcount

Plan-year 2023 Form 5500 filings with a reported participant count, partitioned by headcount band, not by assets. Lockton, Inc. 401(k) Plan lands in the large band (6,328 participants).

What changed between DOL Form 5500 filings

plan year 2022 → plan year 2023

  • Lockton, Inc. 401(k) Plan reported net income rose from -$133M in the plan year 2022 filing to $213M in the plan year 2023 filing.
  • Lockton, Inc. 401(k) Plan end-of-year assets rose from $998M in the plan year 2022 filing to $1.2B in the plan year 2023 filing.
  • Lockton, Inc. 401(k) Plan reported participants rose from 5,624 in the plan year 2022 filing to 6,328 in the plan year 2023 filing.

See the national 2022→2023 release diff →

DOL schedule card

Filing strip 900007886 · Lockton, Inc. PY 2023 · 401(k)

Lockton, Inc. 401(k) Plan · $1.2B · 6,328 · 99th

  • NET $1.2B
  • NET 6,328
  • NET 99th
  • NET 401(k)
  • NET near Perkins Coie Retirement and 401(k) Plan
  • NET ind #8674

Stamps derive from this plan's Form 5500 line items (assets, participants, type, EIN, cohort placement) - not a quality rating of the sponsor. Read with Finance & Insurance retirement plans → · Plans in Missouri →

Lockton, Inc. 401(k) Plan in the asset neighbourhood

Lexmark Savings Plan$1.2BLockton, Inc. 401(k) Plan$1.2BPerkins Coie Retirement and 401(k) PlanPerkins Coie Retirement and …$1.2BCrowe LLP Retirement Plan$1.2BOnsemi 401(k) Plan$1.2B
End-of-year total assets ($B) among Lockton, Inc. 401(k) Plan and nearest nationwide 401(k) peers. Source: DOL Form 5500 plan year 2023.

Missouri filing particulars

Total Assets (Beginning of Year)$998M
Net Assets (End of Year)$1.2B
Net Income$213M
Employer EIN900007886
Plan Effective Date1990-01-01
Filing StatusFILING RECEIVED

Sponsor Plan History (Lockton, Inc.)

Sponsor-wide plan assets over time

All Lockton, Inc. plans reported in each filing year

Latest sponsor-wide plan assets
$1.4B 40.06232281241785% vs 2022
2024 filing year
$0.8B$1B$1.2B$1.4B$1.6B 202220232024 $1B $1.4B ▲ +40.0%
Year Plans Participants Total Assets
2022 1 5,624 $998M
2023 1 6,328 $1.2B
2024 1 6,777 $1.4B

Nearby 401(k) Plans in Missouri

Peer 401(k) plans, same state, same plan type, ranked by total assets.

Lockton, Inc. 401(k) Plan vs. nearby 401(k) plans in Missouri, assets vs. participants Scatter plot of 6 data points. 020000400006000080000 051015 Total assets ($B) Participants Lockton, Inc. 401(k) Plan, Total assets ($B): 1.204144442 · Participants: 6328Lockton, Inc. 401(k) PlanEdward D. Jones & Co. Profit Sharing and 401(k) Plan, Total assets ($B): 10.594991308 · Participants: 49944Edward D. Jones & Co. Profit Sharing and 401(k) PlanBayer Corporation Savings and Retirement Plan, Total assets ($B): 10.333863661 · Participants: 19273Bayer Corporation Savings and Retirement PlanEnterprise Holdings Retirement Savings Plan, Total assets ($B): 5.607728879 · Participants: 66210Enterprise Holdings Retirement Savings PlanCentene Management Corporation Retirement Plan, Total assets ($B): 4.047068199 · Participants: 53822Centene Management Corporation Retirement PlanEmerson Electric Company Employee Savings Investment Plan, Total assets ($B): 3.563332746 · Participants: 10316Emerson Electric Company Employee Savings Investment Plan
Lockton, Inc. 401(k) Plan vs. nearby 401(k) plans in Missouri, assets vs. participants
Compare Lockton, Inc. 401(k) Plan side-by-side with 3 peers →

Scale composition for Lockton, Inc. 401(k) Plan

Lockton, Inc. 401(k) Plan reports $1.2B in end-of-year assets across 6,328 participants (0.010% of the $12.3T held by all Form 5500 filers in the national rollup , and 0.007% of 93,925,755 covered participants) - about $190,288 per participant (1.4x the national average assets-per-participant) . Net income for plan year 2023 was $213M.

This plan identity (EIN 900007886, plan #002) has 3 Form 5500 filings on file from 2022 to 2024 , with end-of-year assets moving from $998M to $1.4B (+40.1%) while covered participants moved from 5,624 to 6,777 . Single-year sparse filers cannot show that trail.

Plan year Participants EOY assets Filing
2022 5,624 $998M Open filing
2023 6,328 $1.2B This page
2024 · index core 6,777 $1.4B Open filing

The same sponsor also keeps 1 other index-core plan on PlainRetire:

Lockton, Inc. 401(k) Plan's out-of-state 401(k) peers by assets and headcount

Outside Missouri, the nearest 401(k) by assets is Perkins Coie Retirement and 401(k) Plan in WA ($1.2B); by covered participants it is Garmin International, Inc. Retirement Plan in KS (6,332 participants). Same-state nearby plans are listed separately above.

Closest by plan assets

Nearest other-state filings by tot_assets_eoy ($1.2B here).

Similar participant headcount

Nearest other-state filings by covered participants (6,328 participants); asset peers above are excluded.

DOL Form 5500 plan year 2023. Asset totals can differ widely at the same headcount; neither axis is a quality rating.

Frequently Asked Questions

How did Lockton, Inc. 401(k) Plan assets move in 2023? ▼
Lockton, Inc. 401(k) Plan grew sharply - up 20.7% during 2023, from $998M to $1.2B. Reported net income was $213M.
How have Lockton, Inc. plan assets changed over time? ▼
Across 3 plan years on file (2022-2024), Lockton, Inc.'s sponsor-wide assets grew 40.1%, from $998M to $1.4B.
Where does Lockton, Inc. 401(k) Plan rank by assets among Form 5500 filers? ▼
Lockton, Inc. 401(k) Plan ranks in the 99th percentile by end-of-year assets among 127,072 plans that reported assets for plan year 2023 (among the largest 1% of all filed plans).
Which 401(k) plans are similar in size to Lockton, Inc. 401(k) Plan? ▼
Among 401(k) plans in other states, the closest by assets is Perkins Coie Retirement and 401(k) Plan in WA ($1.2B, 1,871 participants).
Which 401(k) plans cover a similar participant headcount to Lockton, Inc. 401(k) Plan? ▼
Among 401(k) plans in other states, the closest by covered participants is Garmin International, Inc. Retirement Plan in KS (6,332 participants, $1.8B in assets).

Source: U.S. Department of Labor, Employee Benefits Security Administration (EBSA), Form 5500 public disclosure dataset. Plan year 2023.

Source: DOL EFAST2 filing system (efast.dol.gov) - original filing retrieval by EIN 900007886.

Read our methodology - how this data is sourced, computed, and verified.

Data sourced from U.S. Department of Labor Form 5500 filings (EBSA). See our methodology for details.