401(k) · DOL Form 5500 · 2023

Lockton, Inc. 401(k) Plan

Data updated 2026-08-11

$1.2B
Total assets
6,328
Participants
99th
Percentile by assets
$190,288
Avg per participant
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Official DOL plan name: Lockton, Inc. 401(k) Plan · Sponsored by Lockton, Inc. · Missouri · Finance & Insurance

$1.2B in assets, 6,328 participants

Lockton, Inc.'s Lockton, Inc. 401(k) Plan reported $1.2B in total assets and 6,328 participants in its 2023 DOL Form 5500 filing, ranking in the 99th percentile by assets among filed plans. Figures are as reported by the plan sponsor to the Department of Labor, not audited or endorsed by PlainRetire.

  • 99th percentile by assets (of 127,072 plans)
  • #8,674 in Finance & Insurance (8,869 peers)

Coverage in Missouri

Lockton, Inc. 401(k) Plan covers 6,328 participants in Missouri, 8.6x the typical Missouri plan (state average ~737 per filing). Assets: $1.2B.

$1.2B
total plan assets (2023 EOY)
6,328
covered participants
99th
percentile by assets (of 127,072 plans)
$190,288
avg assets per participant

What changed between DOL Form 5500 filings

plan year 2022 → plan year 2023

  • Lockton, Inc. 401(k) Plan reported net income rose from -$133M in the plan year 2022 filing to $213M in the plan year 2023 filing.
  • Lockton, Inc. 401(k) Plan end-of-year assets rose from $998M in the plan year 2022 filing to $1.2B in the plan year 2023 filing.
  • Lockton, Inc. 401(k) Plan reported participants rose from 5,624 in the plan year 2022 filing to 6,328 in the plan year 2023 filing.

See the national 2022→2023 release diff →

State

Participants vs Missouri filers

In Missouri, the average filing covers about 737 participants across 2,297 plans. Lockton, Inc. 401(k) Plan reports 6,328 participants - 8.6x that state average ($1.2B EOY assets).

Missouri filing particulars

Total Assets (Beginning of Year)$998M
Net Assets (End of Year)$1.2B
Net Income$213M
Employer EIN900007886
Plan Effective Date1990-01-01
Filing StatusFILING RECEIVED

Sponsor Plan History (Lockton, Inc.)

$0.8B$1B$1.2B$1.4B$1.6B 202220232024 $1B $1.4B ▲ +40.0%
Total plan assets by year, all Lockton, Inc. plans on file
Year Plans Participants Total Assets
2022 1 5,624 $998M
2023 1 6,328 $1.2B
2024 1 6,777 $1.4B

Nearby 401(k) Plans in Missouri

Peer 401(k) plans, same state, same plan type, ranked by total assets.

Lockton, Inc. 401(k) Plan vs. nearby 401(k) plans in Missouri, assets vs. participants

Lockton, Inc. 401(k) Plan vs. nearby 401(k) plans in Missouri, assets vs. participants Scatter plot of 6 data points. 020000400006000080000 051015 Total assets ($B) Participants Lockton, Inc. 401(k)…Edward D. Jones & Co…Bayer Corporation Sa…Enterprise Holdings …Centene Management C…Emerson Electric Com…
Lockton, Inc. 401(k) Plan vs. nearby 401(k) plans in Missouri, assets vs. participants

Scale composition for Lockton, Inc. 401(k) Plan

Lockton, Inc. 401(k) Plan reports $1.2B in end-of-year assets across 6,328 participants (0.010% of the $12.3T held by all Form 5500 filers in the national rollup , and 0.007% of 93,925,755 covered participants) - about $190,288 per participant (1.4x the national average assets-per-participant) . Net income for plan year 2023 was $213M.

This plan identity (EIN 900007886, plan #002) has 3 Form 5500 filings on file from 2022 to 2024 , with end-of-year assets moving from $998M to $1.4B (+40.1%) while covered participants moved from 5,624 to 6,777 . Single-year sparse filers cannot show that trail.

Plan year Participants EOY assets Filing
2022 5,624 $998M Open filing
2023 6,328 $1.2B This page
2024 · index core 6,777 $1.4B Open filing

The same sponsor also keeps 1 other index-core plan on PlainRetire:

Similar-Sized 401(k) Plans Nationally

401(k) plans in other states closest to Lockton, Inc. 401(k) Plan by total assets, not by location.

Frequently Asked Questions

How did Lockton, Inc. 401(k) Plan assets move in 2023?
Lockton, Inc. 401(k) Plan grew sharply - up 20.7% during 2023, from $998M to $1.2B. Reported net income was $213M.
How have Lockton, Inc. plan assets changed over time?
Across 3 plan years on file (2022-2024), Lockton, Inc.'s sponsor-wide assets grew 40.1%, from $998M to $1.4B.
Where does Lockton, Inc. 401(k) Plan rank by assets among Form 5500 filers?
Lockton, Inc. 401(k) Plan ranks in the 99th percentile by end-of-year assets among 127,072 plans that reported assets for plan year 2023 (among the largest 1% of all filed plans).
Which 401(k) plans are similar in size to Lockton, Inc. 401(k) Plan?
Among 401(k) plans in other states, the closest by assets is Perkins Coie Retirement and 401(k) Plan in WA ($1.2B, 1,871 participants).

Filing takeaways

Ways to act on Lockton, Inc. 401(k) Plan's numbers.