401(k) · DOL Form 5500 · 2023

Bakkt, LLC 401(k) Plan

Data updated 2026-08-25

$35M
Total assets Below avg plan size
1,088
Participants Near avg headcount
81st
Percentile by assets National rank
$32,465
Avg per participant Low balance/head
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Official DOL plan name: Bakkt 401(k) Plan · Sponsored by Bakkt, LLC · Georgia · Information & Media

$35M in assets, 1,088 participants

Bakkt, LLC's Bakkt 401(k) Plan reported $35M in total assets and 1,088 participants in its 2023 DOL Form 5500 filing, ranking in the 81st percentile by assets among filed plans. Figures are as reported by the plan sponsor to the Department of Labor, not audited or endorsed by PlainRetire.

  • #2,104 in Information & Media (2,818 peers)

Where Bakkt 401(k) Plan sits by assets

Bakkt 401(k) Plan sits in the top quartile of all filed plans by assets, $35M for 1,088 participants (~$32,465/participant), up 30.0% in 2023.

#2,104
in Information & Media (2,818 peers)
+30.0%
assets growth YoY
0.4×
vs typical plan assets (national mean)

Bakkt 401(k) Plan's outsized position by total assets

Bakkt 401(k) Plan vs every filed plan by assets

End-of-year total assets · plan year 2023 · DOL Form 5500

$35,321,757 Top 19% higher than 81% of 127,068 filed plans

This plan $0 $2,050,000,000 every filed plan with reported assets, bucketed by value

Dashed line + filled bar = this entry, among filed plans.

Source U.S. Department of Labor Form 5500 filings (EBSA) · plan year 2023

Bakkt 401(k) Plan's large-plan peer group by participant headcount

Plan-year 2023 Form 5500 filings with a reported participant count, partitioned by headcount band, not by assets. Bakkt 401(k) Plan lands in the large band (1,088 participants).

What changed between DOL Form 5500 filings

plan year 2022 → plan year 2023

  • Bakkt 401(k) Plan reported net income rose from $399K in the plan year 2022 filing to $8M in the plan year 2023 filing.
  • Bakkt 401(k) Plan reported participants rose from 556 in the plan year 2022 filing to 1,088 in the plan year 2023 filing.
  • Bakkt 401(k) Plan end-of-year assets rose from $27M in the plan year 2022 filing to $35M in the plan year 2023 filing.

See the national 2022→2023 release diff →

EBSA filing schedule strip

Filing strip 371906173 · Bakkt, LLC PY 2023 · 401(k)

Bakkt 401(k) Plan · $35M · 1,088 · 81st

  • PART $35M
  • PART 1,088
  • PART 81st
  • PART 401(k)
  • PART near Capell & Howard PC 401(k) Profit Sharing Plan & Trust
  • PART ind #2104

Stamps derive from this plan's Form 5500 line items (assets, participants, type, EIN, cohort placement) - not a quality rating of the sponsor. Read with Information & Media retirement plans → · Plans in Georgia →

Bakkt 401(k) Plan in the asset neighbourhood

Hot Topic 401(k) Plan$35MBakkt 401(k) Plan$35MCapell & Howard PC 401(k) Profit Sharing Plan & TrustCapell & Howard PC 401(k) Pr…$35MPuratos USA Employee Savings PlanPuratos USA Employee Savings…$35MFort Wayne Medical Oncology and Hematology, Inc. 401(k) PlanFort Wayne Medical Oncology …$35M
End-of-year total assets ($M) among Bakkt 401(k) Plan and nearest nationwide 401(k) peers. Source: DOL Form 5500 plan year 2023.

Scale-class filing particulars (2023)

Total Assets (Beginning of Year)$27M
Net Assets (End of Year)$35M
Net Income$8M
Employer EIN371906173
Plan Effective Date2017-01-01
Filing StatusFILING RECEIVED

Sponsor Plan History (Bakkt, LLC)

Sponsor-wide plan assets over time

All Bakkt, LLC plans reported in each filing year

Latest sponsor-wide plan assets
$40M 48.65093697036557% vs 2022
2024 filing year
$25M$30M$35M$40M$45M 202220232024 $27.2M $40.4M ▲ +48.7%
Year Plans Participants Total Assets
2022 1 556 $27M
2023 1 1,088 $35M
2024 1 791 $40M

Nearby 401(k) Plans in Georgia

Peer 401(k) plans, same state, same plan type, ranked by total assets.

Bakkt 401(k) Plan vs. nearby 401(k) plans in Georgia, assets vs. participants Scatter plot of 6 data points. -2000000200000400000600000 -505101520 Total assets ($B) Participants Bakkt 401(k) Plan, Total assets ($B): 0.035321757 · Participants: 1088Bakkt 401(k) PlanThe Teamster - UPS National 401(k) Tax Deferred Savings Plan, Total assets ($B): 17.183099452 · Participants: 510511The Teamster - UPS National 401(k) Tax Deferred Savings PlanDelta 401(k) Retirement Plan, Total assets ($B): 16.184491444 · Participants: 83136Delta 401(k) Retirement PlanDelta 401(k) Retirement Plan for Pilots, Total assets ($B): 13.670948783 · Participants: 13283Delta 401(k) Retirement Plan for PilotsUPS 401(k) Savings Plan, Total assets ($B): 13.111089897 · Participants: 102231UPS 401(k) Savings PlanThe Home Depot Futurebuilder, Total assets ($B): 12.585718117 · Participants: 413365The Home Depot Futurebuilder
Bakkt 401(k) Plan vs. nearby 401(k) plans in Georgia, assets vs. participants
Compare Bakkt 401(k) Plan side-by-side with 3 peers →

Bakkt 401(k) Plan's out-of-state 401(k) peers by assets and headcount

Outside Georgia, the nearest 401(k) by assets is Capell & Howard PC 401(k) Profit Sharing Plan & Trust in AL ($35M); by covered participants it is Hhs Human Capital, Inc. 401(k) Plan in TX (1,088 participants). Same-state nearby plans are listed separately above.

Similar participant headcount

Nearest other-state filings by covered participants (1,088 participants); asset peers above are excluded.

DOL Form 5500 plan year 2023. Asset totals can differ widely at the same headcount; neither axis is a quality rating.

Frequently Asked Questions

How did Bakkt 401(k) Plan assets move in 2023? ▼
Bakkt 401(k) Plan grew sharply - up 30.0% during 2023, from $27M to $35M. Reported net income was $8M.
How have Bakkt, LLC plan assets changed over time? ▼
Across 3 plan years on file (2022-2024), Bakkt, LLC's sponsor-wide assets grew 48.7%, from $27M to $40M.
Where does Bakkt 401(k) Plan rank by assets among Form 5500 filers? ▼
Bakkt 401(k) Plan ranks in the 81st percentile by end-of-year assets among 127,072 plans that reported assets for plan year 2023 (in the top quartile of all filed plans by assets).
Which 401(k) plans are similar in size to Bakkt 401(k) Plan? ▼
Among 401(k) plans in other states, the closest by assets is Capell & Howard PC 401(k) Profit Sharing Plan & Trust in AL ($35M, 43 participants).
Which 401(k) plans cover a similar participant headcount to Bakkt 401(k) Plan? ▼
Among 401(k) plans in other states, the closest by covered participants is Hhs Human Capital, Inc. 401(k) Plan in TX (1,088 participants, $99M in assets).

Source: U.S. Department of Labor, Employee Benefits Security Administration (EBSA), Form 5500 public disclosure dataset. Plan year 2023.

Source: DOL EFAST2 filing system (efast.dol.gov) - original filing retrieval by EIN 371906173.

Read our methodology - how this data is sourced, computed, and verified.

Data sourced from U.S. Department of Labor Form 5500 filings (EBSA). See our methodology for details.