401(k) · DOL Form 5500 · 2023
The Lockwood Group, LLC 401(k) Plan
Data updated 2026-08-25
- $34M
- Total assets Below avg plan size
- 368
- Participants Below avg headcount
- 81st
- Percentile by assets National rank
- $93,535
- Avg per participant Below avg balance/head
Official DOL plan name: The Lockwood Group, LLC 401(k) Profit Sharing Plan & Trust · Sponsored by The Lockwood Group, LLC · Connecticut · Professional & Technical Services
$34M in assets, 368 participants
The Lockwood Group, LLC's The Lockwood Group, LLC 401(k) Profit Sharing Plan & Trust reported $34M in total assets and 368 participants in its 2023 DOL Form 5500 filing, ranking in the 81st percentile by assets among filed plans. Figures are as reported by the plan sponsor to the Department of Labor, not audited or endorsed by PlainRetire.
- #16,619 in Professional & Technical Services (20,321 peers)
Where The Lockwood Group, LLC 401(k) Profit Sharing Plan & Trust sits by assets
The Lockwood Group, LLC 401(k) Profit Sharing Plan & Trust sits in the top quartile of all filed plans by assets, $34M for 368 participants (~$93,535/participant), up 37.5% in 2023.
- #16,619
- in Professional & Technical Services (20,321 peers)
- +37.5%
- assets growth YoY
- 0.3×
- vs typical plan assets (national mean)
The Lockwood Group, LLC 401(k) Profit Sharing Plan & Trust's outsized position by total assets
The Lockwood Group, LLC 401(k) Profit Sharing Plan & Trust vs every filed plan by assets
End-of-year total assets · plan year 2023 · DOL Form 5500
$34,420,931 Top 19% higher than 81% of 127,068 filed plans
Dashed line + filled bar = this entry, among filed plans.
Source U.S. Department of Labor Form 5500 filings (EBSA) · plan year 2023
The Lockwood Group, LLC 401(k) Profit Sharing Plan & Trust among mid-size filed plans by headcount
Plan-year 2023 Form 5500 filings with a reported participant count, partitioned by headcount band, not by assets. The Lockwood Group, LLC 401(k) Profit Sharing Plan & Trust sits mid-pack in the medium band (368 participants).
What changed between DOL Form 5500 filings
plan year 2022 → plan year 2023
- The Lockwood Group, LLC 401(k) Profit Sharing Plan & Trust reported net income rose from $680K in the plan year 2022 filing to $9M in the plan year 2023 filing.
- The Lockwood Group, LLC 401(k) Profit Sharing Plan & Trust end-of-year assets rose from $25M in the plan year 2022 filing to $34M in the plan year 2023 filing.
- The Lockwood Group, LLC 401(k) Profit Sharing Plan & Trust reported participants rose from 348 in the plan year 2022 filing to 368 in the plan year 2023 filing.
Published 5500 schedule card
Filing strip 208025205 · The Lockwood Group, LLC PY 2023 · 401(k)
The Lockwood Group, LLC 401(k) Profit Sharing Plan & Trust · $34M · 368 · 81st
- VS-ST $34M
- VS-ST 368
- VS-ST 81st
- VS-ST 401(k)
- VS-ST near Trader Interactive, LLC 401(k) Plan
- VS-ST ind #16619
Stamps derive from this plan's Form 5500 line items (assets, participants, type, EIN, cohort placement) - not a quality rating of the sponsor. Read with Professional & Technical Services retirement plans → · Plans in Connecticut →
The Lockwood Group, LLC 401(k) Profit Sharing Plan & Trust in the asset neighbourhood
Scale-class filing particulars (2023)
| Total Assets (Beginning of Year) | $25M |
|---|---|
| Net Assets (End of Year) | $34M |
| Net Income | $9M |
| Employer EIN | 208025205 |
| Plan Effective Date | 2007-01-01 |
| Filing Status | FILING RECEIVED |
Sponsor Plan History (The Lockwood Group, LLC)
Sponsor-wide plan assets over time
All The Lockwood Group, LLC plans reported in each filing year
- Latest sponsor-wide plan assets
- $45M 79.66359361861717% vs 2022
- 2024 filing year
| Year | Plans | Participants | Total Assets |
|---|---|---|---|
| 2022 | 1 | 348 | $25M |
| 2023 | 1 | 368 | $34M |
| 2024 | 1 | 387 | $45M |
Nearby 401(k) Plans in Connecticut
Peer 401(k) plans, same state, same plan type, ranked by total assets.
- Rtx Savings Plan $52.8B · 123,037
- Citi Retirement Savings Plan $20.7B · 77,865
- The Hartford Investment and Savings Plan $6.5B · 18,377
- Xerox Corporation Savings Plan $3.9B · 10,291
- Eversource 401(k) Plan $3.8B · 9,504
The Lockwood Group, LLC 401(k) Profit Sharing Plan & Trust's out-of-state 401(k) peers by assets and headcount
Outside Connecticut, the nearest 401(k) by assets is Trader Interactive, LLC 401(k) Plan in VA ($34M); by covered participants it is Mcguire Management Group 401(k) Plan in FL (368 participants). Same-state nearby plans are listed separately above.
Closest by plan assets
Nearest other-state filings by tot_assets_eoy ($34M here).
- Trader Interactive, LLC 401(k) Plan (VA) $34M · 346
- Baxters North America, Inc. 401(k) Savings Plan (OH) $34M · 1,050
- E.C.C.O. III Enterprises, Inc. Profit Sharing Plan (NY) $34M · 90
- Luna 401(k) Plan (VA) $34M · 225
Similar participant headcount
Nearest other-state filings by covered participants (368 participants); asset peers above are excluded.
- Mcguire Management Group 401(k) Plan (FL) 368 · 0 off
- Third Coast Bank, Ssb 401(k) and Employee Stock Ownership Plan (TX) 368 · 0 off
- Build a Sign LLC 401(k) Plan (TX) 368 · 0 off
- Calamos Profit Sharing 401(k) Plan (IL) 368 · 0 off
DOL Form 5500 plan year 2023. Asset totals can differ widely at the same headcount; neither axis is a quality rating.