401(k) · DOL Form 5500 · 2024

Smith Management Company 401(k) Plan

Data updated 2026-08-25

$12M
Total assets Small plan by assets
27
Participants Small participant base
60th
Percentile by assets National rank
$459,820
Avg per participant High balance/head
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Official DOL plan name: Smith Management Company Safe Harbor 401(k) Plan · Sponsored by Smith Management Company · Texas · Mining & Oil Extraction

$12M in assets, 27 participants

Smith Management Company's Smith Management Company Safe Harbor 401(k) Plan reported $12M in total assets and 27 participants in its 2024 DOL Form 5500 filing, ranking in the 60th percentile by assets among filed plans. Figures are as reported by the plan sponsor to the Department of Labor, not audited or endorsed by PlainRetire.

  • #320 in Mining & Oil Extraction (785 peers)

Smith Management Company multi-year trail

Smith Management Company's plans moved +53.9% in assets from 2022 to 2024; this filing shows Smith Management Company Safe Harbor 401(k) Plan at $12M / 27 participants.

#320
in Mining & Oil Extraction (785 peers)
+21.5%
assets growth YoY

Smith Management Company Safe Harbor 401(k) Plan's mid-pack asset rank among Mining & Oil Extraction and all filers

Smith Management Company Safe Harbor 401(k) Plan vs every filed plan by assets

End-of-year total assets · plan year 2024 · DOL Form 5500

$12,415,127 Top 40% higher than 60% of 123,620 filed plans

This plan $0 $2,050,000,000 every filed plan with reported assets, bucketed by value

Dashed line + filled bar = this entry, among filed plans.

Source U.S. Department of Labor Form 5500 filings (EBSA) · plan year 2024

Smith Management Company Safe Harbor 401(k) Plan among smaller filed plans by headcount

Plan-year 2024 Form 5500 filings with a reported participant count, partitioned by headcount band, not by assets. Smith Management Company Safe Harbor 401(k) Plan is a small filing (27 participants) on this national headcount ladder.

What changed between DOL Form 5500 filings

plan year 2023 → plan year 2024

  • Smith Management Company Safe Harbor 401(k) Plan end-of-year assets rose from $10M in the plan year 2023 filing to $12M in the plan year 2024 filing.
  • Smith Management Company Safe Harbor 401(k) Plan reported participants fell from 30 in the plan year 2023 filing to 27 in the plan year 2024 filing.

See the national 2023→2024 release diff →

Published 5500 schedule card

Filing strip 760209406 · Smith Management Company PY 2024 · 401(k)

Smith Management Company Safe Harbor 401(k) Plan · $12M · 27 · 60th

  • NET $12M
  • NET 27
  • NET 60th
  • NET 401(k)
  • NET near Mountain State Auto Auction in 401(k) Profit Sharing Plan & Trust
  • NET ind #320

Stamps derive from this plan's Form 5500 line items (assets, participants, type, EIN, cohort placement) - not a quality rating of the sponsor. Read with Mining & Oil Extraction retirement plans → · Plans in Texas →

Smith Management Company Safe Harbor 401(k) Plan in the asset neighbourhood

Smith Management Company Safe Harbor 401(k) PlanSmith Management Company Saf…$12MMountain State Auto Auction in 401(k) Profit Sharing Plan & TrustMountain State Auto Auction …$12MNeology, Inc. 401(k) Discretionary P/S PlanNeology, Inc. 401(k) Discret…$12MGs Engineering, Inc. Employees Savings TrustGs Engineering, Inc. Employe…$12MEdp Pc's 401(k) Plan$12M
End-of-year total assets ($M) among Smith Management Company Safe Harbor 401(k) Plan and nearest nationwide 401(k) peers. Source: DOL Form 5500 plan year 2024.

Smith Management Company multi-year asset trail

Sponsor-wide plan assets over time

All Smith Management Company plans reported in each filing year

Latest sponsor-wide plan assets
$12M 53.889319074928274% vs 2022
2024 filing year
$6M$8M$10M$12M$14M 202220232024 $8.07M $12.4M ▲ +53.9%
Year Plans Participants Total Assets
2022 1 30 $8M
2023 1 30 $10M
2024 1 27 $12M

Smith Management Company filing trail (2024)

Total Assets (Beginning of Year)$10M
Net Assets (End of Year)$12M
Net Income$2M
Employer EIN760209406
Plan Effective Date1989-08-01
Filing StatusFILING RECEIVED

Nearby 401(k) Plans in Texas

Peer 401(k) plans, same state, same plan type, ranked by total assets.

Smith Management Company Safe Harbor 401(k) Plan vs. nearby 401(k) plans in Texas, assets vs. participants Scatter plot of 6 data points. -50000050000100000150000 -1001020304050 Total assets ($B) Participants Smith Management Company Safe Harbor 401(k) Plan, Total assets ($B): 0.012415127 · Participants: 27Smith Management Company Safe Harbor 401(k) PlanAT&T Retirement Savings Plan, Total assets ($B): 43.121795 · Participants: 109889AT&T Retirement Savings PlanExxonmobil Savings Plan, Total assets ($B): 23.711 · Participants: 21990Exxonmobil Savings PlanChevron Employee Savings Investment Plan, Total assets ($B): 20.378704663 · Participants: 21505Chevron Employee Savings Investment PlanCaterpillar 401(k) Savings Plan, Total assets ($B): 18.81200478 · Participants: 43873Caterpillar 401(k) Savings PlanSouthwest Airlines Co. Retirement Savings Plan, Total assets ($B): 16.991748637 · Participants: 67820Southwest Airlines Co. Retirement Savings Plan
Smith Management Company Safe Harbor 401(k) Plan vs. nearby 401(k) plans in Texas, assets vs. participants

Smith Management Company Safe Harbor 401(k) Plan's out-of-state 401(k) peers by assets and headcount

Outside Texas, the nearest 401(k) by assets is Mountain State Auto Auction in 401(k) Profit Sharing Plan & Trust in WV ($12M); by covered participants it is Allen Searcy Builder-Contractor, Inc. 401(k) Retirement Plan in TN (27 participants). Same-state nearby plans are listed separately above.

Similar participant headcount

Nearest other-state filings by covered participants (27 participants); asset peers above are excluded.

DOL Form 5500 plan year 2024. Asset totals can differ widely at the same headcount; neither axis is a quality rating.

Frequently Asked Questions

How did Smith Management Company Safe Harbor 401(k) Plan assets move in 2024?
Smith Management Company Safe Harbor 401(k) Plan grew sharply - up 21.5% during 2024, from $10M to $12M. Reported net income was $2M.
How have Smith Management Company plan assets changed over time?
Across 3 plan years on file (2022-2024), Smith Management Company's sponsor-wide assets grew 53.9%, from $8M to $12M.
Which 401(k) plans are similar in size to Smith Management Company Safe Harbor 401(k) Plan?
Among 401(k) plans in other states, the closest by assets is Mountain State Auto Auction in 401(k) Profit Sharing Plan & Trust in WV ($12M, 1,139 participants).
Which 401(k) plans cover a similar participant headcount to Smith Management Company Safe Harbor 401(k) Plan?
Among 401(k) plans in other states, the closest by covered participants is Allen Searcy Builder-Contractor, Inc. 401(k) Retirement Plan in TN (27 participants, $890K in assets).