401(k) · DOL Form 5500 · 2023

Caplin & Drysdale 401(k) Plan

Data updated 2026-08-25

$55M
Total assets Below avg plan size
67
Participants Small participant base
86th
Percentile by assets National rank
$821,740
Avg per participant High balance/head
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Official DOL plan name: Caplin & Drysdale, Chartered Retirement Plan and Trust Single Plan a · Sponsored by Caplin & Drysdale · District of Columbia · Professional & Technical Services

$55M in assets, 67 participants

Caplin & Drysdale's Caplin & Drysdale, Chartered Retirement Plan and Trust Single Plan a reported $55M in total assets and 67 participants in its 2023 DOL Form 5500 filing, ranking in the 86th percentile by assets among filed plans. Figures are as reported by the plan sponsor to the Department of Labor, not audited or endorsed by PlainRetire.

  • #17,801 in Professional & Technical Services (20,321 peers)

Where Caplin & Drysdale, Chartered Retirement Plan and Trust Single Plan a sits by assets

Caplin & Drysdale, Chartered Retirement Plan and Trust Single Plan a sits in the top quartile of all filed plans by assets, $55M for 67 participants (~$821,740/participant), down 11.1% in 2023.

#17,801
in Professional & Technical Services (20,321 peers)
-11.1%
assets change YoY
0.6×
vs typical plan assets (national mean)

The plan reported a net loss of $7M for the year, a single-year figure driven by markets and benefit payments, not a measure of plan health.

Caplin & Drysdale, Chartered Retirement Plan and Trust Single Plan a's outsized position by total assets

Caplin & Drysdale, Chartered Retirement Plan and Trust Single Plan a vs every filed plan by assets

End-of-year total assets · plan year 2023 · DOL Form 5500

$55,056,567 Top 14% higher than 86% of 127,068 filed plans

This plan $0 $2,050,000,000 every filed plan with reported assets, bucketed by value

Dashed line + filled bar = this entry, among filed plans.

Source U.S. Department of Labor Form 5500 filings (EBSA) · plan year 2023

Caplin & Drysdale, Chartered Retirement Plan and Trust Single Plan a among smaller filed plans by headcount

Plan-year 2023 Form 5500 filings with a reported participant count, partitioned by headcount band, not by assets. Caplin & Drysdale, Chartered Retirement Plan and Trust Single Plan a is a small filing (67 participants) on this national headcount ladder.

What changed between DOL Form 5500 filings

plan year 2022 → plan year 2023

  • Caplin & Drysdale, Chartered Retirement Plan and Trust Single Plan a reported net income fell from -$3M in the plan year 2022 filing to -$7M in the plan year 2023 filing.
  • Caplin & Drysdale, Chartered Retirement Plan and Trust Single Plan a reported participants rose from 59 in the plan year 2022 filing to 67 in the plan year 2023 filing.
  • Caplin & Drysdale, Chartered Retirement Plan and Trust Single Plan a end-of-year assets fell from $62M in the plan year 2022 filing to $55M in the plan year 2023 filing.

See the national 2022→2023 release diff →

EBSA filing schedule strip

Filing strip 521226629 · Caplin & Drysdale PY 2023 · 401(k)

Caplin & Drysdale, Chartered Retirement Plan and Trust Single Plan a · $55M · 67 · 86th

  • PHOTO $55M
  • PHOTO 67
  • PHOTO 86th
  • PHOTO 401(k)
  • PHOTO near Nab Holdings, LLC 401(k) Plan
  • PHOTO ind #17801

Stamps derive from this plan's Form 5500 line items (assets, participants, type, EIN, cohort placement) - not a quality rating of the sponsor. Read with Professional & Technical Services retirement plans → · Plans in District of Columbia →

Caplin & Drysdale, Chartered Retirement Plan and Trust Single Plan a in the asset neighbourhood

Caplin & Drysdale, Chartered Retirement Plan and Trust Single Plan aCaplin & Drysdale, Chartered…$55MNab Holdings, LLC 401(k) Plan$55MCnc Perpetual 401(k) Plan$55MMainfreight USA Partnership 401(k) Retirement PlanMainfreight USA Partnership …$55MBlackhawk Industrial Distribution, Inc. 401(k) PlanBlackhawk Industrial Distrib…$55M
End-of-year total assets ($M) among Caplin & Drysdale, Chartered Retirement Plan and Trust Single Plan a and nearest nationwide 401(k) peers. Source: DOL Form 5500 plan year 2023.

Scale-class filing particulars (2023)

Total Assets (Beginning of Year)$62M
Net Assets (End of Year)$55M
Net Income-$7M
Employer EIN521226629
Plan Effective Date1981-10-01
Filing StatusFILING RECEIVED

Sponsor Plan History (Caplin & Drysdale)

Sponsor-wide plan assets over time

All Caplin & Drysdale plans reported in each filing year

Latest sponsor-wide plan assets
$74M 4.593167127070212% vs 2022
2024 filing year
$65M$70M$75M$80M 202220232024 $71.2M $74.4M ▲ +4.6%
Year Plans Participants Total Assets
2022 2 91 $71M
2023 2 94 $67M
2024 2 98 $74M

Nearby 401(k) Plans in District of Columbia

Peer 401(k) plans, same state, same plan type, ranked by total assets.

Caplin & Drysdale, Chartered Retirement Plan and Trust Single Plan a vs. nearby 401(k) plans in District of Columbia, assets vs. participants Scatter plot of 6 data points. -1000001000020000300004000050000 -202468 Total assets ($B) Participants Caplin & Drysdale, Chartered Retirement Plan and Trust Single Plan a, Total assets ($B): 0.055056567 · Participants: 67Caplin & Drysdale, Chartered Retirement Plan and Trust Single Plan aDanaher Corporation & Subsidiaries Savings Plan, Total assets ($B): 5.808883656 · Participants: 29441Danaher Corporation & Subsidiaries Savings PlanGeico 401(k) Savings Plan, Total assets ($B): 5.758063779 · Participants: 39034Geico 401(k) Savings PlanFederal National Mortgage Association Retirement Savings Plan for Employees, Total assets ($B): 3.918113552 · Participants: 8044Federal National Mortgage Association Retirement Savings Plan for EmployeesFinra Savings Plus Plan, Total assets ($B): 2.182175101 · Participants: 3958Finra Savings Plus PlanHogan Lovells US LLP Retirement Savings Plan, Total assets ($B): 1.63036822 · Participants: 1870Hogan Lovells US LLP Retirement Savings Plan
Caplin & Drysdale, Chartered Retirement Plan and Trust Single Plan a vs. nearby 401(k) plans in District of Columbia, assets vs. participants

Caplin & Drysdale, Chartered Retirement Plan and Trust Single Plan a's out-of-state 401(k) peers by assets and headcount

Outside District of Columbia, the nearest 401(k) by assets is Nab Holdings, LLC 401(k) Plan in MI ($55M); by covered participants it is School Innovations & Achievement 401(k) Profit Sharing Plan in CA (67 participants). Same-state nearby plans are listed separately above.

Closest by plan assets

Nearest other-state filings by tot_assets_eoy ($55M here).

Similar participant headcount

Nearest other-state filings by covered participants (67 participants); asset peers above are excluded.

DOL Form 5500 plan year 2023. Asset totals can differ widely at the same headcount; neither axis is a quality rating.

Frequently Asked Questions

How did Caplin & Drysdale, Chartered Retirement Plan and Trust Single Plan a assets move in 2023?
Caplin & Drysdale, Chartered Retirement Plan and Trust Single Plan a pulled back noticeably - down 11.1% during 2023, from $62M to $55M. Reported net income was -$7M.
How have Caplin & Drysdale plan assets changed over time?
Across 3 plan years on file (2022-2024), Caplin & Drysdale's sponsor-wide assets grew 4.6%, from $71M to $74M.
Where does Caplin & Drysdale, Chartered Retirement Plan and Trust Single Plan a rank by assets among Form 5500 filers?
Caplin & Drysdale, Chartered Retirement Plan and Trust Single Plan a ranks in the 86th percentile by end-of-year assets among 127,072 plans that reported assets for plan year 2023 (in the top quartile of all filed plans by assets).
Which 401(k) plans are similar in size to Caplin & Drysdale, Chartered Retirement Plan and Trust Single Plan a?
Among 401(k) plans in other states, the closest by assets is Nab Holdings, LLC 401(k) Plan in MI ($55M, 1,109 participants).
Which 401(k) plans cover a similar participant headcount to Caplin & Drysdale, Chartered Retirement Plan and Trust Single Plan a?
Among 401(k) plans in other states, the closest by covered participants is School Innovations & Achievement 401(k) Profit Sharing Plan in CA (67 participants, N/A in assets).