401(k) · DOL Form 5500 · 2023
Southern Wealth Management 401(k) Plan
Data updated 2026-08-25
- N/A
- Total assets —
- 67
- Participants Small participant base
Official DOL plan name: Southern Wealth Management 401(k) Plan · Sponsored by Southern Wealth Management · Texas · Professional & Technical Services
N/A in assets, 67 participants
Southern Wealth Management's Southern Wealth Management 401(k) Plan reported N/A in total assets and 67 participants in its 2023 DOL Form 5500 filing. Figures are as reported by the plan sponsor to the Department of Labor, not audited or endorsed by PlainRetire.
What the 2023 filing shows
Southern Wealth Management 401(k) Plan holds N/A for 67 participants.
- -$12M
- reported net income
The plan reported a net loss of $12M for the year, a single-year figure driven by markets and benefit payments, not a measure of plan health.
Southern Wealth Management 401(k) Plan among smaller filed plans by headcount
Plan-year 2023 Form 5500 filings with a reported participant count, partitioned by headcount band, not by assets. Southern Wealth Management 401(k) Plan is a small filing (67 participants) on this national headcount ladder.
What changed between DOL Form 5500 filings
plan year 2022 → plan year 2023
- Southern Wealth Management 401(k) Plan reported net income fell from -$2M in the plan year 2022 filing to -$12M in the plan year 2023 filing.
- Southern Wealth Management 401(k) Plan reported participants rose from 59 in the plan year 2022 filing to 67 in the plan year 2023 filing.
Published 5500 schedule card
Filing strip 202316955 · Southern Wealth Management PY 2023 · 401(k)
Southern Wealth Management 401(k) Plan · N/A · 67
- ASSETS N/A
- PCT 67
- EIN PY 2023
- RANK 401(k)
- PHOTO near School Innovations & Achievement 401(k) Profit Sharing Plan
- IND -$12M
Stamps derive from this plan's Form 5500 line items (assets, participants, type, EIN, cohort placement) - not a quality rating of the sponsor. Read with Professional & Technical Services retirement plans → · Plans in Texas →
Filing particulars (2023)
| Total Assets (Beginning of Year) | $12M |
|---|---|
| Net Assets (End of Year) | N/A |
| Net Income | -$12M |
| Employer EIN | 202316955 |
| Plan Effective Date | 2005-04-30 |
| Filing Status | FILING RECEIVED |
Sponsor Plan History (Southern Wealth Management)
Sponsor-wide plan assets over time
All Southern Wealth Management plans reported in each filing year
- Latest sponsor-wide plan assets
- N/A
- 2023 filing year
| Year | Plans | Participants | Total Assets |
|---|---|---|---|
| 2022 | 1 | 59 | $12M |
| 2023 | 1 | 67 | N/A |
Nearby 401(k) Plans in Texas
Peer 401(k) plans, same state, same plan type, ranked by total assets.
- AT&T Retirement Savings Plan $40.0B · 119,854
- Exxonmobil Savings Plan $21.9B · 23,477
- Caterpillar 401(k) Savings Plan $16.5B · 41,679
- American Airlines, Inc. 401(k) Plan $14.7B · 88,792
- Dell Inc. 401(k) Plan $13.5B · 45,686
Southern Wealth Management 401(k) Plan's closest out-of-state 401(k) peers by headcount
Outside Texas, the nearest 401(k) by covered participants is School Innovations & Achievement 401(k) Profit Sharing Plan in CA (67 participants; this filing: 67 participants).
Similar participant headcount
Nearest other-state filings by covered participants (67 participants); asset peers above are excluded.
- School Innovations & Achievement 401(k) Profit Sharing Plan (CA) 67 · 0 off
- U.S. Sugar Co., LLC 401(k) Plan (NY) 67 · 0 off
- The Exchange Bank of Alabama Retirement Plan (AL) 67 · 0 off
- Oncocyte 401(k) Plan (CA) 67 · 0 off
DOL Form 5500 plan year 2023. Asset totals can differ widely at the same headcount; neither axis is a quality rating.