401(k) · DOL Form 5500 · 2024
Caterpillar Inc. 401(k) Plan
Data updated 2026-08-25
- $51M
- Total assets Below avg plan size
- 300
- Participants Below avg headcount
- 84th
- Percentile by assets National rank
- $171,624
- Avg per participant Above avg balance/head
Official DOL plan name: Caterpillar Global Mining Legacy Hourly Employees' Savings Plan · Sponsored by Caterpillar Inc. · Texas · Manufacturing
$51M in assets, 300 participants
Caterpillar Inc.'s Caterpillar Global Mining Legacy Hourly Employees' Savings Plan reported $51M in total assets and 300 participants in its 2024 DOL Form 5500 filing, ranking in the 84th percentile by assets among filed plans. Figures are as reported by the plan sponsor to the Department of Labor, not audited or endorsed by PlainRetire.
- #13,843 in Manufacturing (17,777 peers)
Coverage in Texas
Caterpillar Global Mining Legacy Hourly Employees' Savings Plan covers 300 participants in Texas, about 44% of the average Texas filer (state average ~688 per filing). Assets: $51M.
- #13,843
- in Manufacturing (17,777 peers)
- +7.9%
- assets growth YoY
- 0.5×
- vs typical plan assets (national mean)
Caterpillar Global Mining Legacy Hourly Employees' Savings Plan's outsized position by total assets
Caterpillar Global Mining Legacy Hourly Employees' Savings Plan vs every filed plan by assets
End-of-year total assets · plan year 2024 · DOL Form 5500
$51,487,173 Top 16% higher than 84% of 123,620 filed plans
Dashed line + filled bar = this entry, among filed plans.
Source U.S. Department of Labor Form 5500 filings (EBSA) · plan year 2024
Caterpillar Global Mining Legacy Hourly Employees' Savings Plan among mid-size filed plans by headcount
Plan-year 2024 Form 5500 filings with a reported participant count, partitioned by headcount band, not by assets. Caterpillar Global Mining Legacy Hourly Employees' Savings Plan sits mid-pack in the medium band (300 participants).
What changed between DOL Form 5500 filings
plan year 2023 → plan year 2024
- Caterpillar Global Mining Legacy Hourly Employees' Savings Plan reported net income fell from $7M in the plan year 2023 filing to $4M in the plan year 2024 filing.
- Caterpillar Global Mining Legacy Hourly Employees' Savings Plan reported participants rose from 277 in the plan year 2023 filing to 300 in the plan year 2024 filing.
- Caterpillar Global Mining Legacy Hourly Employees' Savings Plan end-of-year assets rose from $48M in the plan year 2023 filing to $51M in the plan year 2024 filing.
Form 5500 schedule snapshot
Filing strip 370602744 · Caterpillar Inc. PY 2024 · 401(k)
Caterpillar Global Mining Legacy Hourly Employees' Savings Plan · $51M · 300 · 84th
- ASSETS $51M
- ASSETS 300
- ASSETS 84th
- ASSETS 401(k)
- ASSETS near Veranex 401(k) Plan
- ASSETS ind #13843
Stamps derive from this plan's Form 5500 line items (assets, participants, type, EIN, cohort placement) - not a quality rating of the sponsor. Read with Manufacturing retirement plans → · Plans in Texas →
Caterpillar Global Mining Legacy Hourly Employees' Savings Plan in the asset neighbourhood
Texas filing particulars
| Total Assets (Beginning of Year) | $48M |
|---|---|
| Net Assets (End of Year) | $51M |
| Net Income | $4M |
| Employer EIN | 370602744 |
| Plan Effective Date | 1986-01-01 |
| Filing Status | FILING RECEIVED |
Sponsor Plan History (Caterpillar Inc.)
Sponsor-wide plan assets over time
All Caterpillar Inc. plans reported in each filing year
- Latest sponsor-wide plan assets
- $31.2B 17.462816221366566% vs 2022
- 2024 filing year
| Year | Plans | Participants | Total Assets |
|---|---|---|---|
| 2022 | 6 | 59,865 | $26.6B |
| 2023 | 6 | 62,525 | $29.7B |
| 2024 | 6 | 64,709 | $31.2B |
Nearby 401(k) Plans in Texas
Peer 401(k) plans, same state, same plan type, ranked by total assets.
- AT&T Retirement Savings Plan $43.1B · 109,889
- Exxonmobil Savings Plan $23.7B · 21,990
- Chevron Employee Savings Investment Plan $20.4B · 21,505
- Caterpillar 401(k) Savings Plan $18.8B · 43,873
- Southwest Airlines Co. Retirement Savings Plan $17.0B · 67,820
Caterpillar Global Mining Legacy Hourly Employees' Savings Plan's out-of-state 401(k) peers by assets and headcount
Outside Texas, the nearest 401(k) by assets is Veranex 401(k) Plan in MA ($51M); by covered participants it is Vital Plastics, Inc. 401(k) Plan in WI (300 participants). Same-state nearby plans are listed separately above.
Closest by plan assets
Nearest other-state filings by tot_assets_eoy ($51M here).
- Veranex 401(k) Plan (MA) $51M · 389
- Hand Family Companies, LLC 401(k) Retirement Plan (TN) $51M · 612
- Deel 401(k) Plan (CA) $51M · 2,021
- Prosperity Service Group, LLC 401(k) Plan (VA) $51M · 295
Similar participant headcount
Nearest other-state filings by covered participants (300 participants); asset peers above are excluded.
- Vital Plastics, Inc. 401(k) Plan (WI) 300 · 0 off
- Minnesota Elevator, Inc. 401(k) Profit Sharing Plan (MN) 300 · 0 off
- Macrosource, LLC 401(k) Plan for Non-Union Employees (GA) 300 · 0 off
- Norwell Vna and Hospice 401(k) Plan & Trust (MA) 300 · 0 off
DOL Form 5500 plan year 2024. Asset totals can differ widely at the same headcount; neither axis is a quality rating.