401(k) · DOL Form 5500 · 2024

Natwest Markets Securities, Inc. 401(k) Plan

Data updated 2026-08-25

$589M
Total assets Above avg plan size
282
Participants Below avg headcount
97th
Percentile by assets National rank
$2.1M
Avg per participant High balance/head
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Official DOL plan name: Natwest Markets Retirement Savings Plan · Sponsored by Natwest Markets Securities, Inc. · Connecticut · Finance & Insurance

$589M in assets, 282 participants

Natwest Markets Securities, Inc.'s Natwest Markets Retirement Savings Plan reported $589M in total assets and 282 participants in its 2024 DOL Form 5500 filing, ranking in the 97th percentile by assets among filed plans. Figures are as reported by the plan sponsor to the Department of Labor, not audited or endorsed by PlainRetire.

  • #8,172 in Finance & Insurance (8,549 peers)

Coverage in Connecticut

Natwest Markets Retirement Savings Plan covers 282 participants in Connecticut, about 39% of the average Connecticut filer (state average ~718 per filing). Assets: $589M.

#8,172
in Finance & Insurance (8,549 peers)
+6.6%
assets growth YoY
5.9×
vs typical plan assets (national mean)

Natwest Markets Retirement Savings Plan's outsized position by total assets

Natwest Markets Retirement Savings Plan vs every filed plan by assets

End-of-year total assets · plan year 2024 · DOL Form 5500

$588,930,454 Top 3% higher than 97% of 123,620 filed plans

This plan $0 $2,050,000,000 every filed plan with reported assets, bucketed by value

Dashed line + filled bar = this entry, among filed plans.

Source U.S. Department of Labor Form 5500 filings (EBSA) · plan year 2024

Natwest Markets Retirement Savings Plan among mid-size filed plans by headcount

Plan-year 2024 Form 5500 filings with a reported participant count, partitioned by headcount band, not by assets. Natwest Markets Retirement Savings Plan sits mid-pack in the medium band (282 participants).

What changed between DOL Form 5500 filings

plan year 2023 → plan year 2024

  • Natwest Markets Retirement Savings Plan reported net income fell from $58M in the plan year 2023 filing to $36M in the plan year 2024 filing.
  • Natwest Markets Retirement Savings Plan end-of-year assets rose from $553M in the plan year 2023 filing to $589M in the plan year 2024 filing.
  • Natwest Markets Retirement Savings Plan reported participants rose from 266 in the plan year 2023 filing to 282 in the plan year 2024 filing.

See the national 2023→2024 release diff →

Form 5500 schedule snapshot

Filing strip 133172275 · Natwest Markets Securities, Inc. PY 2024 · 401(k)

Natwest Markets Retirement Savings Plan · $589M · 282 · 97th

  • NET $589M
  • BOOK 282
  • VS-ST 97th
  • BOY 401(k)
  • SCH near Coca-Cola Southwest Beverages 401(k) Plan
  • EBSA ind #8172

Stamps derive from this plan's Form 5500 line items (assets, participants, type, EIN, cohort placement) - not a quality rating of the sponsor. Read with Finance & Insurance retirement plans → · Plans in Connecticut →

Natwest Markets Retirement Savings Plan in the asset neighbourhood

S & B Engineers and Constructors, Ltd. Retirement Savings PlanS & B Engineers and Construc…$590MCook Inlet Region 401(k) Retirement PlanCook Inlet Region 401(k) Ret…$589MCoca-Cola Southwest Beverages 401(k) PlanCoca-Cola Southwest Beverage…$589MNatwest Markets Retirement Savings PlanNatwest Markets Retirement S…$589MSandoz Inc. Investment Savings PlanSandoz Inc. Investment Savin…$588M
End-of-year total assets ($M) among Natwest Markets Retirement Savings Plan and nearest nationwide 401(k) peers. Source: DOL Form 5500 plan year 2024.

Connecticut filing particulars

Total Assets (Beginning of Year)$553M
Net Assets (End of Year)$589M
Net Income$36M
Employer EIN133172275
Plan Effective Date2014-09-12
Filing StatusFILING RECEIVED

Sponsor Plan History (Natwest Markets Securities, Inc.)

Sponsor-wide plan assets over time

All Natwest Markets Securities, Inc. plans reported in each filing year

Latest sponsor-wide plan assets
$589M 19.021421994292613% vs 2022
2024 filing year
$450M$500M$550M$600M 202220232024 $495M $589M ▲ +19.0%
Year Plans Participants Total Assets
2022 1 280 $495M
2023 1 266 $553M
2024 1 282 $589M

Nearby 401(k) Plans in Connecticut

Peer 401(k) plans, same state, same plan type, ranked by total assets.

Natwest Markets Retirement Savings Plan vs. nearby 401(k) plans in Connecticut, assets vs. participants Scatter plot of 6 data points. -50000050000100000150000 -20020406080 Total assets ($B) Participants Natwest Markets Retirement Savings Plan, Total assets ($B): 0.588930454 · Participants: 282Natwest Markets Retirement Savings PlanRtx Savings Plan, Total assets ($B): 58.647425 · Participants: 124876Rtx Savings PlanCiti Retirement Savings Plan, Total assets ($B): 23.241033081 · Participants: 78741Citi Retirement Savings PlanThe Hartford Investment and Savings Plan, Total assets ($B): 7.183243 · Participants: 18614The Hartford Investment and Savings PlanEversource 401(k) Plan, Total assets ($B): 4.046347175 · Participants: 10041Eversource 401(k) PlanXerox Corporation Savings Plan, Total assets ($B): 3.976943 · Participants: 9876Xerox Corporation Savings Plan
Natwest Markets Retirement Savings Plan vs. nearby 401(k) plans in Connecticut, assets vs. participants
Compare Natwest Markets Retirement Savings Plan side-by-side with 3 peers →

Natwest Markets Retirement Savings Plan's out-of-state 401(k) peers by assets and headcount

Outside Connecticut, the nearest 401(k) by assets is Coca-Cola Southwest Beverages 401(k) Plan in TX ($589M); by covered participants it is Alliance Shippers, Inc. 401(k) Savings Plan in NJ (282 participants). Same-state nearby plans are listed separately above.

Closest by plan assets

Nearest other-state filings by tot_assets_eoy ($589M here).

Similar participant headcount

Nearest other-state filings by covered participants (282 participants); asset peers above are excluded.

DOL Form 5500 plan year 2024. Asset totals can differ widely at the same headcount; neither axis is a quality rating.

Frequently Asked Questions

How did Natwest Markets Retirement Savings Plan assets move in 2024? ▼
Natwest Markets Retirement Savings Plan grew at a solid clip - up 6.6% during 2024, from $553M to $589M. Reported net income was $36M.
How have Natwest Markets Securities, Inc. plan assets changed over time? ▼
Across 3 plan years on file (2022-2024), Natwest Markets Securities, Inc.'s sponsor-wide assets grew 19.0%, from $495M to $589M.
Where does Natwest Markets Retirement Savings Plan rank by assets among Form 5500 filers? ▼
Natwest Markets Retirement Savings Plan ranks in the 97th percentile by end-of-year assets among 123,622 plans that reported assets for plan year 2024 (in the top 5% of all filed plans by assets).
Which 401(k) plans are similar in size to Natwest Markets Retirement Savings Plan? ▼
Among 401(k) plans in other states, the closest by assets is Coca-Cola Southwest Beverages 401(k) Plan in TX ($589M, 11,677 participants).
Which 401(k) plans cover a similar participant headcount to Natwest Markets Retirement Savings Plan? ▼
Among 401(k) plans in other states, the closest by covered participants is Alliance Shippers, Inc. 401(k) Savings Plan in NJ (282 participants, N/A in assets).

Source: U.S. Department of Labor, Employee Benefits Security Administration (EBSA), Form 5500 public disclosure dataset. Plan year 2024.

Source: DOL EFAST2 filing system (efast.dol.gov) - original filing retrieval by EIN 133172275.

Read our methodology - how this data is sourced, computed, and verified.

Data sourced from U.S. Department of Labor Form 5500 filings (EBSA). See our methodology for details.