401(k) · DOL Form 5500 · 2024

U.S. Global Investors, Inc. 401(k) Plan

Data updated 2026-08-25

$9M
Total assets Small plan by assets
23
Participants Small participant base
53rd
Percentile by assets National rank
$388,106
Avg per participant High balance/head
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Official DOL plan name: U.S. Global Investors, Inc. 401(k) Plan · Sponsored by U.S. Global Investors, Inc. · Texas · Finance & Insurance

$9M in assets, 23 participants

U.S. Global Investors, Inc.'s U.S. Global Investors, Inc. 401(k) Plan reported $9M in total assets and 23 participants in its 2024 DOL Form 5500 filing, ranking in the 53rd percentile by assets among filed plans. Figures are as reported by the plan sponsor to the Department of Labor, not audited or endorsed by PlainRetire.

  • #3,190 in Finance & Insurance (8,549 peers)

U.S. Global Investors, Inc. multi-year trail

U.S. Global Investors, Inc.'s plans moved +31.5% in assets from 2022 to 2024; this filing shows U.S. Global Investors, Inc. 401(k) Plan at $9M / 23 participants.

#3,190
in Finance & Insurance (8,549 peers)
+10.7%
assets growth YoY

U.S. Global Investors, Inc. 401(k) Plan's mid-pack asset rank among Finance & Insurance and all filers

U.S. Global Investors, Inc. 401(k) Plan vs every filed plan by assets

End-of-year total assets · plan year 2024 · DOL Form 5500

$8,926,445 Top 47% higher than 53% of 123,620 filed plans

This plan $0 $2,050,000,000 every filed plan with reported assets, bucketed by value

Dashed line + filled bar = this entry, among filed plans.

Source U.S. Department of Labor Form 5500 filings (EBSA) · plan year 2024

U.S. Global Investors, Inc. 401(k) Plan among smaller filed plans by headcount

Plan-year 2024 Form 5500 filings with a reported participant count, partitioned by headcount band, not by assets. U.S. Global Investors, Inc. 401(k) Plan is a small filing (23 participants) on this national headcount ladder.

What changed between DOL Form 5500 filings

plan year 2023 → plan year 2024

  • U.S. Global Investors, Inc. 401(k) Plan reported net income fell from $1M in the plan year 2023 filing to $866K in the plan year 2024 filing.
  • U.S. Global Investors, Inc. 401(k) Plan end-of-year assets rose from $8M in the plan year 2023 filing to $9M in the plan year 2024 filing.
  • U.S. Global Investors, Inc. 401(k) Plan reported participants rose from 21 in the plan year 2023 filing to 23 in the plan year 2024 filing.

See the national 2023→2024 release diff →

EBSA filing schedule strip

Filing strip 741598370 · U.S. Global Investors, Inc. PY 2024 · 401(k)

U.S. Global Investors, Inc. 401(k) Plan · $9M · 23 · 53rd

  • 5500 $9M
  • ASSETS 23
  • PCT 53rd
  • EIN 401(k)
  • RANK near Faxon Machining, Inc. 401(k) Retirement Plan
  • PHOTO ind #3190

Stamps derive from this plan's Form 5500 line items (assets, participants, type, EIN, cohort placement) - not a quality rating of the sponsor. Read with Finance & Insurance retirement plans → · Plans in Texas →

U.S. Global Investors, Inc. 401(k) Plan in the asset neighbourhood

U.S. Global Investors, Inc. 401(k) PlanU.S. Global Investors, Inc. …$9MFaxon Machining, Inc. 401(k) Retirement PlanFaxon Machining, Inc. 401(k)…$9MDenver Transit Operators, LLC$9MLeavitt, Yamane & Soldner, Aal, Alc 401(k) Profit Sharing PlanLeavitt, Yamane & Soldner, A…$9MHometown Bancshares, Inc. 401(k) Profit Sharing Plan & TrustHometown Bancshares, Inc. 40…$9M
End-of-year total assets ($M) among U.S. Global Investors, Inc. 401(k) Plan and nearest nationwide 401(k) peers. Source: DOL Form 5500 plan year 2024.

U.S. Global Investors, Inc. multi-year asset trail

Sponsor-wide plan assets over time

All U.S. Global Investors, Inc. plans reported in each filing year

Latest sponsor-wide plan assets
$9M 31.49523666563206% vs 2022
2024 filing year
$6M$7M$8M$9M$10M 202220232024 $6.79M $8.93M ▲ +31.5%
Year Plans Participants Total Assets
2022 1 23 $7M
2023 1 21 $8M
2024 1 23 $9M

U.S. Global Investors, Inc. filing trail (2024)

Total Assets (Beginning of Year)$8M
Net Assets (End of Year)$9M
Net Income$866K
Employer EIN741598370
Plan Effective Date1990-10-01
Filing StatusFILING RECEIVED

Nearby 401(k) Plans in Texas

Peer 401(k) plans, same state, same plan type, ranked by total assets.

U.S. Global Investors, Inc. 401(k) Plan vs. nearby 401(k) plans in Texas, assets vs. participants Scatter plot of 6 data points. -50000050000100000150000 -1001020304050 Total assets ($B) Participants U.S. Global Investors, Inc. 401(k) Plan, Total assets ($B): 0.008926445 · Participants: 23U.S. Global Investors, Inc. 401(k) PlanAT&T Retirement Savings Plan, Total assets ($B): 43.121795 · Participants: 109889AT&T Retirement Savings PlanExxonmobil Savings Plan, Total assets ($B): 23.711 · Participants: 21990Exxonmobil Savings PlanChevron Employee Savings Investment Plan, Total assets ($B): 20.378704663 · Participants: 21505Chevron Employee Savings Investment PlanCaterpillar 401(k) Savings Plan, Total assets ($B): 18.81200478 · Participants: 43873Caterpillar 401(k) Savings PlanSouthwest Airlines Co. Retirement Savings Plan, Total assets ($B): 16.991748637 · Participants: 67820Southwest Airlines Co. Retirement Savings Plan
U.S. Global Investors, Inc. 401(k) Plan vs. nearby 401(k) plans in Texas, assets vs. participants
Compare U.S. Global Investors, Inc. 401(k) Plan side-by-side with 3 peers →

U.S. Global Investors, Inc. 401(k) Plan's out-of-state 401(k) peers by assets and headcount

Outside Texas, the nearest 401(k) by assets is Faxon Machining, Inc. 401(k) Retirement Plan in OH ($9M); by covered participants it is Volunteer Distributing, Inc. 401(k) Profit Sharing Plan in TN (23 participants). Same-state nearby plans are listed separately above.

Similar participant headcount

Nearest other-state filings by covered participants (23 participants); asset peers above are excluded.

DOL Form 5500 plan year 2024. Asset totals can differ widely at the same headcount; neither axis is a quality rating.

Frequently Asked Questions

How did U.S. Global Investors, Inc. 401(k) Plan assets move in 2024? ▼
U.S. Global Investors, Inc. 401(k) Plan grew at a solid clip - up 10.7% during 2024, from $8M to $9M. Reported net income was $866K.
How have U.S. Global Investors, Inc. plan assets changed over time? ▼
Across 3 plan years on file (2022-2024), U.S. Global Investors, Inc.'s sponsor-wide assets grew 31.5%, from $7M to $9M.
Which 401(k) plans are similar in size to U.S. Global Investors, Inc. 401(k) Plan? ▼
Among 401(k) plans in other states, the closest by assets is Faxon Machining, Inc. 401(k) Retirement Plan in OH ($9M, 128 participants).
Which 401(k) plans cover a similar participant headcount to U.S. Global Investors, Inc. 401(k) Plan? ▼
Among 401(k) plans in other states, the closest by covered participants is Volunteer Distributing, Inc. 401(k) Profit Sharing Plan in TN (23 participants, $3M in assets).

Source: U.S. Department of Labor, Employee Benefits Security Administration (EBSA), Form 5500 public disclosure dataset. Plan year 2024.

Source: DOL EFAST2 filing system (efast.dol.gov) - original filing retrieval by EIN 741598370.

Read our methodology - how this data is sourced, computed, and verified.

Data sourced from U.S. Department of Labor Form 5500 filings (EBSA). See our methodology for details.