401(k) · DOL Form 5500 · 2024

United Capital Financial Advisors, LLC 401(k) Plan

Data updated 2026-08-25

$29M
Total assets Below avg plan size
277
Participants Below avg headcount
77th
Percentile by assets National rank
$105,485
Avg per participant Below avg balance/head
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Official DOL plan name: United Capital Financial Advisors Employer Retirement Contribution Plan · Sponsored by United Capital Financial Advisors, LLC · Texas · Finance & Insurance

$29M in assets, 277 participants

United Capital Financial Advisors, LLC's United Capital Financial Advisors Employer Retirement Contribution Plan reported $29M in total assets and 277 participants in its 2024 DOL Form 5500 filing, ranking in the 77th percentile by assets among filed plans. Figures are as reported by the plan sponsor to the Department of Labor, not audited or endorsed by PlainRetire.

  • #5,487 in Finance & Insurance (8,549 peers)

Coverage in Texas

United Capital Financial Advisors Employer Retirement Contribution Plan covers 277 participants in Texas, about 40% of the average Texas filer (state average ~688 per filing). Assets: $29M.

#5,487
in Finance & Insurance (8,549 peers)
+89.2%
assets growth YoY
0.3×
vs typical plan assets (national mean)

United Capital Financial Advisors Employer Retirement Contribution Plan's outsized position by total assets

United Capital Financial Advisors Employer Retirement Contribution Plan vs every filed plan by assets

End-of-year total assets · plan year 2024 · DOL Form 5500

$29,219,207 Top 23% higher than 77% of 123,620 filed plans

This plan $0 $2,050,000,000 every filed plan with reported assets, bucketed by value

Dashed line + filled bar = this entry, among filed plans.

Source U.S. Department of Labor Form 5500 filings (EBSA) · plan year 2024

United Capital Financial Advisors Employer Retirement Contribution Plan among mid-size filed plans by headcount

Plan-year 2024 Form 5500 filings with a reported participant count, partitioned by headcount band, not by assets. United Capital Financial Advisors Employer Retirement Contribution Plan sits mid-pack in the medium band (277 participants).

What changed between DOL Form 5500 filings

plan year 2023 → plan year 2024

  • United Capital Financial Advisors Employer Retirement Contribution Plan end-of-year assets rose from $15M in the plan year 2023 filing to $29M in the plan year 2024 filing.
  • United Capital Financial Advisors Employer Retirement Contribution Plan reported net income fell from $15M in the plan year 2023 filing to $14M in the plan year 2024 filing.
  • United Capital Financial Advisors Employer Retirement Contribution Plan reported participants fell from 283 in the plan year 2023 filing to 277 in the plan year 2024 filing.

See the national 2023→2024 release diff →

Plan-year Form 5500 strip

Filing strip 270493248 · United Capital Financial Advisors, LLC PY 2024 · 401(k)

United Capital Financial Advisors Employer Retirement Contribution Plan · $29M · 277 · 77th

  • NET $29M
  • BOOK 277
  • VS-ST 77th
  • BOY 401(k)
  • SCH near Vroom Automotive Finance Corporation 401(k) Plan
  • EBSA ind #5487

Stamps derive from this plan's Form 5500 line items (assets, participants, type, EIN, cohort placement) - not a quality rating of the sponsor. Read with Finance & Insurance retirement plans → · Plans in Texas →

United Capital Financial Advisors Employer Retirement Contribution Plan in the asset neighbourhood

United Capital Financial Advisors Employer Retirement Contribution PlanUnited Capital Financial Adv…$29MVroom Automotive Finance Corporation 401(k) PlanVroom Automotive Finance Cor…$29MOxford Development Company 401(k) Profit Sharing POxford Development Company 4…$29MDave Operating LLC 401(k) PlanDave Operating LLC 401(k) Pl…$29MNew York Islanders Hockey Club, LP 401(k) PlanNew York Islanders Hockey Cl…$29M
End-of-year total assets ($M) among United Capital Financial Advisors Employer Retirement Contribution Plan and nearest nationwide 401(k) peers. Source: DOL Form 5500 plan year 2024.

Texas filing particulars

Total Assets (Beginning of Year)$15M
Net Assets (End of Year)$29M
Net Income$14M
Employer EIN270493248
Plan Effective Date2023-11-01
Filing StatusFILING RECEIVED

Sponsor Plan History (United Capital Financial Advisors, LLC)

Sponsor-wide plan assets over time

All United Capital Financial Advisors, LLC plans reported in each filing year

Latest sponsor-wide plan assets
$29M 89.1843015241922% vs 2023
2024 filing year
$10M$15M$20M$25M$30M$35M 20232024 $15.4M $29.2M ▲ +89.2%
Year Plans Participants Total Assets
2023 1 283 $15M
2024 1 277 $29M

Nearby 401(k) Plans in Texas

Peer 401(k) plans, same state, same plan type, ranked by total assets.

United Capital Financial Advisors Employer Retirement Contribution Plan vs. nearby 401(k) plans in Texas, assets vs. participants Scatter plot of 6 data points. -50000050000100000150000 -1001020304050 Total assets ($B) Participants United Capital Financial Advisors Employer Retirement Contribution Plan, Total assets ($B): 0.029219207 · Participants: 277United Capital Financial Advisors Employer Retirement Contribution PlanAT&T Retirement Savings Plan, Total assets ($B): 43.121795 · Participants: 109889AT&T Retirement Savings PlanExxonmobil Savings Plan, Total assets ($B): 23.711 · Participants: 21990Exxonmobil Savings PlanChevron Employee Savings Investment Plan, Total assets ($B): 20.378704663 · Participants: 21505Chevron Employee Savings Investment PlanCaterpillar 401(k) Savings Plan, Total assets ($B): 18.81200478 · Participants: 43873Caterpillar 401(k) Savings PlanSouthwest Airlines Co. Retirement Savings Plan, Total assets ($B): 16.991748637 · Participants: 67820Southwest Airlines Co. Retirement Savings Plan
United Capital Financial Advisors Employer Retirement Contribution Plan vs. nearby 401(k) plans in Texas, assets vs. participants
Compare United Capital Financial Advisors Employer Retirement Contribution Plan side-by-side with 3 peers →

United Capital Financial Advisors Employer Retirement Contribution Plan's out-of-state 401(k) peers by assets and headcount

Outside Texas, the nearest 401(k) by assets is Vroom Automotive Finance Corporation 401(k) Plan in CA ($29M); by covered participants it is Orthowest, P.C. 401(k) Savings Plan in NE (277 participants). Same-state nearby plans are listed separately above.

Similar participant headcount

Nearest other-state filings by covered participants (277 participants); asset peers above are excluded.

DOL Form 5500 plan year 2024. Asset totals can differ widely at the same headcount; neither axis is a quality rating.

Frequently Asked Questions

How did United Capital Financial Advisors Employer Retirement Contribution Plan assets move in 2024? ▼
United Capital Financial Advisors Employer Retirement Contribution Plan surged - up 89.2% during 2024, from $15M to $29M. Reported net income was $14M.
How have United Capital Financial Advisors, LLC plan assets changed over time? ▼
Across 2 plan years on file (2023-2024), United Capital Financial Advisors, LLC's sponsor-wide assets grew 89.2%, from $15M to $29M.
Where does United Capital Financial Advisors Employer Retirement Contribution Plan rank by assets among Form 5500 filers? ▼
United Capital Financial Advisors Employer Retirement Contribution Plan ranks in the 77th percentile by end-of-year assets among 123,622 plans that reported assets for plan year 2024 (in the top quartile of all filed plans by assets).
Which 401(k) plans are similar in size to United Capital Financial Advisors Employer Retirement Contribution Plan? ▼
Among 401(k) plans in other states, the closest by assets is Vroom Automotive Finance Corporation 401(k) Plan in CA ($29M, 666 participants).
Which 401(k) plans cover a similar participant headcount to United Capital Financial Advisors Employer Retirement Contribution Plan? ▼
Among 401(k) plans in other states, the closest by covered participants is Orthowest, P.C. 401(k) Savings Plan in NE (277 participants, N/A in assets).

Source: U.S. Department of Labor, Employee Benefits Security Administration (EBSA), Form 5500 public disclosure dataset. Plan year 2024.

Source: DOL EFAST2 filing system (efast.dol.gov) - original filing retrieval by EIN 270493248.

Read our methodology - how this data is sourced, computed, and verified.

Data sourced from U.S. Department of Labor Form 5500 filings (EBSA). See our methodology for details.