401(k) · DOL Form 5500 · 2024

Herbert J Sims & Co. Inc. 401(k) Plan

Data updated 2026-08-25

$30M
Total assets Below avg plan size
114
Participants Small participant base
77th
Percentile by assets National rank
$264,437
Avg per participant High balance/head
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Official DOL plan name: Herbert J Sims 401(k) Plan · Sponsored by Herbert J Sims & Co. Inc. · Connecticut · Finance & Insurance

$30M in assets, 114 participants

Herbert J Sims & Co. Inc.'s Herbert J Sims 401(k) Plan reported $30M in total assets and 114 participants in its 2024 DOL Form 5500 filing, ranking in the 77th percentile by assets among filed plans. Figures are as reported by the plan sponsor to the Department of Labor, not audited or endorsed by PlainRetire.

  • #5,545 in Finance & Insurance (8,549 peers)

Coverage in Connecticut

Herbert J Sims 401(k) Plan covers 114 participants in Connecticut, about 16% of the average Connecticut filer (state average ~718 per filing). Assets: $30M.

#5,545
in Finance & Insurance (8,549 peers)
+5.8%
assets growth YoY
0.3×
vs typical plan assets (national mean)

Herbert J Sims 401(k) Plan's outsized position by total assets

Herbert J Sims 401(k) Plan vs every filed plan by assets

End-of-year total assets · plan year 2024 · DOL Form 5500

$30,145,854 Top 23% higher than 77% of 123,620 filed plans

This plan $0 $2,050,000,000 every filed plan with reported assets, bucketed by value

Dashed line + filled bar = this entry, among filed plans.

Source U.S. Department of Labor Form 5500 filings (EBSA) · plan year 2024

Herbert J Sims 401(k) Plan among mid-size filed plans by headcount

Plan-year 2024 Form 5500 filings with a reported participant count, partitioned by headcount band, not by assets. Herbert J Sims 401(k) Plan sits mid-pack in the medium band (114 participants).

What changed between DOL Form 5500 filings

plan year 2023 → plan year 2024

  • Herbert J Sims 401(k) Plan reported net income fell from $5M in the plan year 2023 filing to $2M in the plan year 2024 filing.
  • Herbert J Sims 401(k) Plan end-of-year assets rose from $28M in the plan year 2023 filing to $30M in the plan year 2024 filing.
  • Herbert J Sims 401(k) Plan reported participants fell from 120 in the plan year 2023 filing to 114 in the plan year 2024 filing.

See the national 2023→2024 release diff →

Plan-year Form 5500 strip

Filing strip 135213180 · Herbert J Sims & Co. Inc. PY 2024 · 401(k)

Herbert J Sims 401(k) Plan · $30M · 114 · 77th

  • 5500 $30M
  • ASSETS 114
  • PCT 77th
  • EIN 401(k)
  • RANK near Sagent Pharmaceuticals Inc 401(k) Plan
  • PHOTO ind #5545

Stamps derive from this plan's Form 5500 line items (assets, participants, type, EIN, cohort placement) - not a quality rating of the sponsor. Read with Finance & Insurance retirement plans → · Plans in Connecticut →

Herbert J Sims 401(k) Plan in the asset neighbourhood

Herbert J Sims 401(k) Plan$30MSagent Pharmaceuticals Inc 401(k) PlanSagent Pharmaceuticals Inc 4…$30MHol-Mac Corporation Retirement Savings PlanHol-Mac Corporation Retireme…$30MThe Columbia Group 401(k) Profit Sharing PlanThe Columbia Group 401(k) Pr…$30MPrudent Publishing Co., Inc. Employees' 401(k) Profit Sharing PlanPrudent Publishing Co., Inc.…$30M
End-of-year total assets ($M) among Herbert J Sims 401(k) Plan and nearest nationwide 401(k) peers. Source: DOL Form 5500 plan year 2024.

Connecticut filing particulars

Total Assets (Beginning of Year)$28M
Net Assets (End of Year)$30M
Net Income$2M
Employer EIN135213180
Plan Effective Date1995-01-01
Filing StatusFILING RECEIVED

Sponsor Plan History (Herbert J Sims & Co. Inc.)

Sponsor-wide plan assets over time

All Herbert J Sims & Co. Inc. plans reported in each filing year

Latest sponsor-wide plan assets
$30M 28.800787762524312% vs 2022
2024 filing year
$20M$25M$30M$35M 202220232024 $23.4M $30.2M ▲ +28.8%
Year Plans Participants Total Assets
2022 1 103 $23M
2023 1 120 $28M
2024 1 114 $30M

Nearby 401(k) Plans in Connecticut

Peer 401(k) plans, same state, same plan type, ranked by total assets.

Herbert J Sims 401(k) Plan vs. nearby 401(k) plans in Connecticut, assets vs. participants Scatter plot of 6 data points. -50000050000100000150000 -20020406080 Total assets ($B) Participants Herbert J Sims 401(k) Plan, Total assets ($B): 0.030145854 · Participants: 114Herbert J Sims 401(k) PlanRtx Savings Plan, Total assets ($B): 58.647425 · Participants: 124876Rtx Savings PlanCiti Retirement Savings Plan, Total assets ($B): 23.241033081 · Participants: 78741Citi Retirement Savings PlanThe Hartford Investment and Savings Plan, Total assets ($B): 7.183243 · Participants: 18614The Hartford Investment and Savings PlanEversource 401(k) Plan, Total assets ($B): 4.046347175 · Participants: 10041Eversource 401(k) PlanXerox Corporation Savings Plan, Total assets ($B): 3.976943 · Participants: 9876Xerox Corporation Savings Plan
Herbert J Sims 401(k) Plan vs. nearby 401(k) plans in Connecticut, assets vs. participants
Compare Herbert J Sims 401(k) Plan side-by-side with 3 peers →

Herbert J Sims 401(k) Plan's out-of-state 401(k) peers by assets and headcount

Outside Connecticut, the nearest 401(k) by assets is Sagent Pharmaceuticals Inc 401(k) Plan in IL ($30M); by covered participants it is Falls Community Hospital 401(k) Plan in TX (114 participants). Same-state nearby plans are listed separately above.

Similar participant headcount

Nearest other-state filings by covered participants (114 participants); asset peers above are excluded.

DOL Form 5500 plan year 2024. Asset totals can differ widely at the same headcount; neither axis is a quality rating.

Frequently Asked Questions

How did Herbert J Sims 401(k) Plan assets move in 2024? ▼
Herbert J Sims 401(k) Plan grew at a solid clip - up 5.8% during 2024, from $28M to $30M. Reported net income was $2M.
How have Herbert J Sims & Co. Inc. plan assets changed over time? ▼
Across 3 plan years on file (2022-2024), Herbert J Sims & Co. Inc.'s sponsor-wide assets grew 28.8%, from $23M to $30M.
Where does Herbert J Sims 401(k) Plan rank by assets among Form 5500 filers? ▼
Herbert J Sims 401(k) Plan ranks in the 77th percentile by end-of-year assets among 123,622 plans that reported assets for plan year 2024 (in the top quartile of all filed plans by assets).
Which 401(k) plans are similar in size to Herbert J Sims 401(k) Plan? ▼
Among 401(k) plans in other states, the closest by assets is Sagent Pharmaceuticals Inc 401(k) Plan in IL ($30M, 131 participants).
Which 401(k) plans cover a similar participant headcount to Herbert J Sims 401(k) Plan? ▼
Among 401(k) plans in other states, the closest by covered participants is Falls Community Hospital 401(k) Plan in TX (114 participants, $3M in assets).

Source: U.S. Department of Labor, Employee Benefits Security Administration (EBSA), Form 5500 public disclosure dataset. Plan year 2024.

Source: DOL EFAST2 filing system (efast.dol.gov) - original filing retrieval by EIN 135213180.

Read our methodology - how this data is sourced, computed, and verified.

Data sourced from U.S. Department of Labor Form 5500 filings (EBSA). See our methodology for details.