401(k)
2022 plan-year 401(k) DOL Form 5500

Headwaters Incorporated 401(k) Savings & Investment Plan

ERISA Form 5500 plan record drawn from DOL EBSA — verify with linked source filings below.

Sponsored by Boral Industries, Inc. · Georgia · Mining & Oil Extraction

What the 2023 filing shows

Headwaters Incorporated 401(k) Savings & Investment Plan holds N/A for 507 participants.

N/A
total plan assets (2022 EOY)
507
covered participants
$-11,645,242
reported net income

The plan reported a net loss of $12M for the year — a single-year figure driven by markets and benefit payments, not a measure of plan health.

Total Assets (2023)
N/A
Participants
507
State
Industry
Mining & Oil Extraction

What the Filing Says About Headwaters Incorporated 401(k) Savings & Investment Plan

Headwaters Incorporated 401(k) Savings & Investment Plan is a 401(k) retirement plan sponsored by Boral Industries, Inc., headquartered in Georgia. As of the 2022 Form 5500 filing, the plan reports N/A in total end-of-year assets and covers 507 participants across the Mining & Oil Extraction industry. The sponsor's EIN on file with the U.S. Department of Labor is 953304692, and the plan has been effective since 2000-05-01. Its filing status is currently FILING RECEIVED.

Year over year, total assets moved from $52M at the beginning of 2022 to N/A at year-end. Net assets (after liabilities) closed the year at N/A, with reported net income of $-11,645,242 driven by investment returns, contributions received, and benefit payments during the period. These figures reflect what the plan administrator certified on Schedule H or Schedule I of the Form 5500 annual return.

Asset totals and participant counts reflect a single plan year snapshot and can change materially with market conditions, plan mergers, or workforce changes. Fields such as "net income" include both realized investment performance and contribution/distribution flows — a single-year figure does not by itself indicate plan health or participant outcomes. This page summarizes public DOL disclosures for research and educational purposes only and is not retirement, tax, legal, or financial advice. Before making decisions about your own retirement benefits or evaluating an employer's plan, verify the underlying filing directly via the DOL EFAST2 system and consult a qualified professional.

Financial Summary (2023)

Total Assets (Beginning of Year)$52M
Total Assets (End of Year)N/A
Net Assets (End of Year)N/A
Net Income$-11,645,242
Plan Type401(k)
Employer EIN953304692
Plan Effective Date2000-05-01
Filing StatusFILING RECEIVED

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Frequently Asked Questions

How much money is in the Headwaters Incorporated 401(k) Savings & Investment Plan?
As of the 2022 Form 5500 filing, Headwaters Incorporated 401(k) Savings & Investment Plan holds N/A in total assets with 507 participants. It is sponsored by Boral Industries, Inc..
What type of plan is Headwaters Incorporated 401(k) Savings & Investment Plan?
Headwaters Incorporated 401(k) Savings & Investment Plan is a 401(k) plan. It has been effective since 2000-05-01. The plan is filed with the U.S. Department of Labor under EIN 953304692.
Who sponsors the Headwaters Incorporated 401(k) Savings & Investment Plan?
Headwaters Incorporated 401(k) Savings & Investment Plan is sponsored by Boral Industries, Inc., located in Georgia. The sponsor's EIN is 953304692 and the plan operates in the Mining & Oil Extraction industry.
How did Headwaters Incorporated 401(k) Savings & Investment Plan perform in 2022?
Headwaters Incorporated 401(k) Savings & Investment Plan held N/A in total assets at the end of 2022. Net income was $-11,645,242.
Where can I find official filings for Headwaters Incorporated 401(k) Savings & Investment Plan?
Official Form 5500 filings for Headwaters Incorporated 401(k) Savings & Investment Plan are available through the U.S. Department of Labor's EFAST2 system. Search by EIN 953304692 or plan name at efast.dol.gov.
How does Headwaters Incorporated 401(k) Savings & Investment Plan compare to other plans?
You can compare Headwaters Incorporated 401(k) Savings & Investment Plan against other 401(k) plans on the plan type page, or view plans in Georgia on the state page. PlainRetire tracks the 5,000 largest retirement plans in the U.S. by total assets.

Explore PlainRetire

Source: U.S. Department of Labor, Employee Benefits Security Administration (EBSA), Form 5500 public disclosure dataset. Plan year 2022.

Source: DOL EFAST2 filing system (efast.dol.gov) — original filing retrieval by EIN 953304692.

Reference: IRS Publication 560 — Retirement Plans for Small Business, contribution-limit rules.

Reference: IRS Publication 590-B — Distributions from IRAs, RMD rules under SECURE Act 2.0.

Data sourced from U.S. Department of Labor Form 5500 filings (EBSA). See our methodology for details.