401(k) · DOL Form 5500 · 2022

Caterpillar Inc. 401(k) Plan

Data updated 2026-08-25

$41M
Total assets Below avg plan size
292
Participants Below avg headcount
86th
Percentile by assets National rank
$140,926
Avg per participant Near avg balance/head
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Official DOL plan name: Caterpillar Global Mining Legacy Hourly Employees' Savings Plan · Sponsored by Caterpillar Inc. · Texas · Manufacturing

$41M in assets, 292 participants

Caterpillar Inc.'s Caterpillar Global Mining Legacy Hourly Employees' Savings Plan reported $41M in total assets and 292 participants in its 2022 DOL Form 5500 filing, ranking in the 86th percentile by assets among filed plans. Figures are as reported by the plan sponsor to the Department of Labor, not audited or endorsed by PlainRetire.

  • #16,475 in Manufacturing (20,602 peers)

Coverage in Texas

Caterpillar Global Mining Legacy Hourly Employees' Savings Plan covers 292 participants in Texas, about 42% of the average Texas filer (state average ~688 per filing). Assets: $41M.

#16,475
in Manufacturing (20,602 peers)
-19.6%
assets change YoY
0.4×
vs typical plan assets (national mean)

The plan reported a net loss of $10M for the year, a single-year figure driven by markets and benefit payments, not a measure of plan health.

Caterpillar Global Mining Legacy Hourly Employees' Savings Plan's outsized position by total assets

Caterpillar Global Mining Legacy Hourly Employees' Savings Plan vs every filed plan by assets

End-of-year total assets · plan year 2022 · DOL Form 5500

$41,150,404 Top 14% higher than 86% of 139,123 filed plans

This plan $0 $2,050,000,000 every filed plan with reported assets, bucketed by value

Dashed line + filled bar = this entry, among filed plans.

Source U.S. Department of Labor Form 5500 filings (EBSA) · plan year 2022

Caterpillar Global Mining Legacy Hourly Employees' Savings Plan among mid-size filed plans by headcount

Plan-year 2022 Form 5500 filings with a reported participant count, partitioned by headcount band, not by assets. Caterpillar Global Mining Legacy Hourly Employees' Savings Plan sits mid-pack in the medium band (292 participants).

Plan-year Form 5500 strip

Filing strip 370602744 · Caterpillar Inc. PY 2022 · 401(k)

Caterpillar Global Mining Legacy Hourly Employees' Savings Plan · $41M · 292 · 86th

  • ASSETS $41M
  • ASSETS 292
  • ASSETS 86th
  • ASSETS 401(k)
  • ASSETS near Peoples Security Bank 401(k) Profit Sharing Plan
  • ASSETS ind #16475

Stamps derive from this plan's Form 5500 line items (assets, participants, type, EIN, cohort placement) - not a quality rating of the sponsor. Read with Manufacturing retirement plans → · Plans in Texas →

Caterpillar Global Mining Legacy Hourly Employees' Savings Plan in the asset neighbourhood

Trane Technologies Retirement Savings Plan for Participating Affiliates in Puerto RicoTrane Technologies Retiremen…$41MBig Creek Lumber Company 401(k) Retirement PlanBig Creek Lumber Company 401…$41MRetirement Savings Plan$41MCaterpillar Global Mining Legacy Hourly Employees' Savings PlanCaterpillar Global Mining Le…$41MPeoples Security Bank 401(k) Profit Sharing PlanPeoples Security Bank 401(k)…$41M
End-of-year total assets ($M) among Caterpillar Global Mining Legacy Hourly Employees' Savings Plan and nearest nationwide 401(k) peers. Source: DOL Form 5500 plan year 2022.

Texas filing particulars

Total Assets (Beginning of Year)$51M
Net Assets (End of Year)$41M
Net Income-$10M
Employer EIN370602744
Plan Effective Date1986-01-01
Filing StatusFILING RECEIVED

Sponsor Plan History (Caterpillar Inc.)

Sponsor-wide plan assets over time

All Caterpillar Inc. plans reported in each filing year

Latest sponsor-wide plan assets
$31.2B 17.462816221366566% vs 2022
2024 filing year
$26B$28B$30B$32B 202220232024 $26.6B $31.2B ▲ +17.5%
Year Plans Participants Total Assets
2022 6 59,865 $26.6B
2023 6 62,525 $29.7B
2024 6 64,709 $31.2B

Nearby 401(k) Plans in Texas

Peer 401(k) plans, same state, same plan type, ranked by total assets.

Caterpillar Global Mining Legacy Hourly Employees' Savings Plan vs. nearby 401(k) plans in Texas, assets vs. participants Scatter plot of 6 data points. -50000050000100000150000200000 -10010203040 Total assets ($B) Participants Caterpillar Global Mining Legacy Hourly Employees' Savings Plan, Total assets ($B): 0.041150404 · Participants: 292Caterpillar Global Mining Legacy Hourly Employees' Savings PlanAT&T Retirement Savings Plan, Total assets ($B): 37.578871 · Participants: 144503AT&T Retirement Savings PlanExxonmobil Savings Plan, Total assets ($B): 21.266 · Participants: 23619Exxonmobil Savings PlanCaterpillar 401(k) Savings Plan, Total assets ($B): 13.794958016 · Participants: 38538Caterpillar 401(k) Savings PlanAmerican Airlines, Inc. 401(k) Plan, Total assets ($B): 12.806443202 · Participants: 85577American Airlines, Inc. 401(k) PlanDell Inc. 401(k) Plan, Total assets ($B): 11.969059 · Participants: 47532Dell Inc. 401(k) Plan
Caterpillar Global Mining Legacy Hourly Employees' Savings Plan vs. nearby 401(k) plans in Texas, assets vs. participants
Compare Caterpillar Global Mining Legacy Hourly Employees' Savings Plan side-by-side with 3 peers →

Caterpillar Global Mining Legacy Hourly Employees' Savings Plan's out-of-state 401(k) peers by assets and headcount

Outside Texas, the nearest 401(k) by assets is Peoples Security Bank 401(k) Profit Sharing Plan in PA ($41M); by covered participants it is Techsource, Inc. 401(k) Profit Sharing Plan in NM (292 participants). Same-state nearby plans are listed separately above.

Similar participant headcount

Nearest other-state filings by covered participants (292 participants); asset peers above are excluded.

DOL Form 5500 plan year 2022. Asset totals can differ widely at the same headcount; neither axis is a quality rating.

Frequently Asked Questions

How did Caterpillar Global Mining Legacy Hourly Employees' Savings Plan assets move in 2022? ▼
Caterpillar Global Mining Legacy Hourly Employees' Savings Plan declined sharply - down 19.6% during 2022, from $51M to $41M. Reported net income was -$10M.
How have Caterpillar Inc. plan assets changed over time? ▼
Across 3 plan years on file (2022-2024), Caterpillar Inc.'s sponsor-wide assets grew 17.5%, from $26.6B to $31.2B.
Where does Caterpillar Global Mining Legacy Hourly Employees' Savings Plan rank by assets among Form 5500 filers? ▼
Caterpillar Global Mining Legacy Hourly Employees' Savings Plan ranks in the 86th percentile by end-of-year assets among 139,126 plans that reported assets for plan year 2022 (in the top quartile of all filed plans by assets).
Which 401(k) plans are similar in size to Caterpillar Global Mining Legacy Hourly Employees' Savings Plan? ▼
Among 401(k) plans in other states, the closest by assets is Peoples Security Bank 401(k) Profit Sharing Plan in PA ($41M, 390 participants).
Which 401(k) plans cover a similar participant headcount to Caterpillar Global Mining Legacy Hourly Employees' Savings Plan? ▼
Among 401(k) plans in other states, the closest by covered participants is Techsource, Inc. 401(k) Profit Sharing Plan in NM (292 participants, $10M in assets).

Source: U.S. Department of Labor, Employee Benefits Security Administration (EBSA), Form 5500 public disclosure dataset. Plan year 2022.

Source: DOL EFAST2 filing system (efast.dol.gov) - original filing retrieval by EIN 370602744.

Read our methodology - how this data is sourced, computed, and verified.

Data sourced from U.S. Department of Labor Form 5500 filings (EBSA). See our methodology for details.