401(k) · DOL Form 5500 · 2022

Caterpillar Inc. 401(k) Plan

Data updated 2026-08-11

$41M
Total assets
292
Participants
86th
Percentile by assets
$140,926
Avg per participant
PlainRetire home → About this data

Official DOL plan name: Caterpillar Global Mining Legacy Hourly Employees' Savings Plan · Sponsored by Caterpillar Inc. · Texas · Manufacturing

$41M in assets, 292 participants

Caterpillar Inc.'s Caterpillar Global Mining Legacy Hourly Employees' Savings Plan reported $41M in total assets and 292 participants in its 2022 DOL Form 5500 filing, ranking in the 86th percentile by assets among filed plans. Figures are as reported by the plan sponsor to the Department of Labor, not audited or endorsed by PlainRetire.

  • 86th percentile by assets (of 139,126 plans)
  • #16,475 in Manufacturing (20,602 peers)

Coverage in Texas

Caterpillar Global Mining Legacy Hourly Employees' Savings Plan covers 292 participants in Texas, about 42% of the average Texas filer (state average ~688 per filing). Assets: $41M.

$41M
total plan assets (2022 EOY)
292
covered participants
86th
percentile by assets (of 139,126 plans)
$140,926
avg assets per participant

The plan reported a net loss of $10M for the year, a single-year figure driven by markets and benefit payments, not a measure of plan health.

Where Caterpillar Global Mining Legacy Hourly Employees' Savings Plan sits by total assets

Caterpillar Global Mining Legacy Hourly Employees' Savings Plan vs every filed plan by assets

End-of-year total assets · plan year 2022 · DOL Form 5500

$41,150,404 Top 14% higher than 86% of 139,123 filed plans

This plan $0 $2,010,000,000 every filed plan with reported assets, bucketed by value

Dashed line + filled bar = this entry, among filed plans.

Source U.S. Department of Labor Form 5500 filings (EBSA) · plan year 2022

State
Texas
Industry
Manufacturing

Participants vs Texas filers

In Texas, the average filing covers about 688 participants across 10,116 plans. Caterpillar Global Mining Legacy Hourly Employees' Savings Plan reports 292 participants - about 42% of that state average ($41M EOY assets).

Texas filing particulars

Total Assets (Beginning of Year)$51M
Net Assets (End of Year)$41M
Net Income-$10M
Employer EIN370602744
Plan Effective Date1986-01-01
Filing StatusFILING RECEIVED

Sponsor Plan History (Caterpillar Inc.)

$26B$28B$30B$32B 202220232024 $26.6B $31.2B ▲ +17.5%
Total plan assets by year, all Caterpillar Inc. plans on file
Year Plans Participants Total Assets
2022 6 59,865 $26.6B
2023 6 62,525 $29.7B
2024 6 64,709 $31.2B

Nearby 401(k) Plans in Texas

Peer 401(k) plans, same state, same plan type, ranked by total assets.

Caterpillar Global Mining Legacy Hourly Employees' Savings Plan vs. nearby 401(k) plans in Texas, assets vs. participants Scatter plot of 6 data points. -50000050000100000150000200000 -10010203040 Total assets ($B) Participants Caterpillar Global M…, Total assets ($B): 0.041150404 · Participants: 292Caterpillar Global M…AT&T Retirement Savi…, Total assets ($B): 37.578871 · Participants: 144503AT&T Retirement Savi…Exxonmobil Savings P…, Total assets ($B): 21.266 · Participants: 23619Exxonmobil Savings P…Caterpillar 401(k) S…, Total assets ($B): 13.794958016 · Participants: 38538Caterpillar 401(k) S…American Airlines, I…, Total assets ($B): 12.806443202 · Participants: 85577American Airlines, I…Dell Inc. 401(k) Plan, Total assets ($B): 11.969059 · Participants: 47532Dell Inc. 401(k) Plan
Caterpillar Global Mining Legacy Hourly Employees' Savings Plan vs. nearby 401(k) plans in Texas, assets vs. participants
Compare Caterpillar Global Mining Legacy Hourly … side-by-side with 3 peers →

Similar-Sized 401(k) Plans Nationally

401(k) plans in other states closest to Caterpillar Global Mining Legacy Hourly Employees' Savings Plan by total assets, not by location.

Frequently Asked Questions

How did Caterpillar Global Mining Legacy Hourly Employees' Savings Plan assets move in 2022? ▼
Caterpillar Global Mining Legacy Hourly Employees' Savings Plan declined sharply - down 19.6% during 2022, from $51M to $41M. Reported net income was -$10M.
How have Caterpillar Inc. plan assets changed over time? ▼
Across 3 plan years on file (2022-2024), Caterpillar Inc.'s sponsor-wide assets grew 17.5%, from $26.6B to $31.2B.
Where does Caterpillar Global Mining Legacy Hourly Employees' Savings Plan rank by assets among Form 5500 filers? ▼
Caterpillar Global Mining Legacy Hourly Employees' Savings Plan ranks in the 86th percentile by end-of-year assets among 139,126 plans that reported assets for plan year 2022 (in the top quartile of all filed plans by assets).
Which 401(k) plans are similar in size to Caterpillar Global Mining Legacy Hourly Employees' Savings Plan? ▼
Among 401(k) plans in other states, the closest by assets is Peoples Security Bank 401(k) Profit Sharing Plan in PA ($41M, 390 participants).

Next read for Caterpillar Global Mining Legacy Hourly …

Filing takeaways

Ways to act on Caterpillar Global Mining Legacy Hourly Employees' Savings Plan's numbers.

  • By total assets, Caterpillar Global Mining Legacy Hourly Employees' Savings Plan ranks in the top quartile of all filed plans by assets. See the largest plans
  • Compare it side-by-side against 3 similar 401(k) plans in Texas. Compare plans
  • Caterpillar Inc.'s sponsor-wide assets have grown 17.5% since 2022 across 3 plan years on file. More Manufacturing plans

Source: U.S. Department of Labor, Employee Benefits Security Administration (EBSA), Form 5500 public disclosure dataset. Plan year 2022.

Source: DOL EFAST2 filing system (efast.dol.gov) - original filing retrieval by EIN 370602744.

Read our methodology - how this data is sourced, computed, and verified.

Data sourced from U.S. Department of Labor Form 5500 filings (EBSA). See our methodology for details.