401(k) · DOL Form 5500 · 2022
Natwest Markets Securities Inc. 401(k) Plan
Data updated 2026-08-11
- $495M
- Total assets
- 280
- Participants
- 98th
- Percentile by assets
- $1.8M
- Avg per participant
Official DOL plan name: Natwest Markets Retirement Savings Plan · Sponsored by Natwest Markets Securities Inc. · Connecticut · Finance & Insurance
$495M in assets, 280 participants
Natwest Markets Securities Inc.'s Natwest Markets Retirement Savings Plan reported $495M in total assets and 280 participants in its 2022 DOL Form 5500 filing, ranking in the 98th percentile by assets among filed plans. Figures are as reported by the plan sponsor to the Department of Labor, not audited or endorsed by PlainRetire.
- 98th percentile by assets (of 139,126 plans)
- #8,901 in Finance & Insurance (9,261 peers)
Coverage in Connecticut
Natwest Markets Retirement Savings Plan covers 280 participants in Connecticut, about 39% of the average Connecticut filer (state average ~718 per filing). Assets: $495M.
- $495M
- total plan assets (2022 EOY)
- 280
- covered participants
- 98th
- percentile by assets (of 139,126 plans)
- $1.8M
- avg assets per participant
The plan reported a net loss of $146M for the year, a single-year figure driven by markets and benefit payments, not a measure of plan health.
Participants vs Connecticut filers
In Connecticut, the average filing covers about 718 participants across 1,906 plans. Natwest Markets Retirement Savings Plan reports 280 participants - about 39% of that state average ($495M EOY assets).
Connecticut filing particulars
| Total Assets (Beginning of Year) | $641M |
|---|---|
| Net Assets (End of Year) | $495M |
| Net Income | -$146M |
| Employer EIN | 133172275 |
| Plan Effective Date | 2014-09-12 |
| Filing Status | FILING RECEIVED |
Sponsor Plan History (Natwest Markets Securities Inc.)
| Year | Plans | Participants | Total Assets |
|---|---|---|---|
| 2022 | 1 | 280 | $495M |
| 2023 | 1 | 266 | $553M |
| 2024 | 1 | 282 | $589M |
Nearby 401(k) Plans in Connecticut
Peer 401(k) plans, same state, same plan type, ranked by total assets.
Natwest Markets Retirement Savings Plan vs. nearby 401(k) plans in Connecticut, assets vs. participants
- United Technologies Corporation Employee Savings Plan $48.9B · 55,762
- GE Retirement Savings Plan $24.8B · 57,522
- Citi Retirement Savings Plan $17.4B · 70,070
- The Hartford Investment and Savings Plan $5.6B · 17,724
- Xerox Corporation Savings Plan $3.6B · 11,876
Similar-Sized 401(k) Plans Nationally
401(k) plans in other states closest to Natwest Markets Retirement Savings Plan by total assets, not by location.
- Ingredion Incorporated Retirement Savings Plan for Salaried Employees (IL) $495M · 1,793
- Shi International Corp 401(k) Savings Plan (NJ) $495M · 5,151
- Biomarin Pharmaceutical Inc. Retirement Savings Plan (CA) $494M · 2,147
- Dfa Dairy Brands Smartchoice Savings Plan (KS) $494M · 6,964
Frequently Asked Questions
How did Natwest Markets Retirement Savings Plan assets move in 2022? ▼
How have Natwest Markets Securities Inc. plan assets changed over time? ▼
Where does Natwest Markets Retirement Savings Plan rank by assets among Form 5500 filers? ▼
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Next read for Natwest Markets Retirement Savings Plan
Filing takeaways
Ways to act on Natwest Markets Retirement Savings Plan's numbers.
- By total assets, Natwest Markets Retirement Savings Plan ranks in the top 5% of all filed plans by assets. See the largest plans
- Compare it side-by-side against 3 similar 401(k) plans in Connecticut. Compare plans
- Natwest Markets Securities Inc.'s sponsor-wide assets have grown 19.0% since 2022 across 3 plan years on file. More Finance & Insurance plans