401(k) · DOL Form 5500 · 2022

Shah Smith & Associates, Inc. 401(k) Plan

Data updated 2026-08-25

$15M
Total assets Small plan by assets
102
Participants Small participant base
72nd
Percentile by assets National rank
$144,151
Avg per participant Near avg balance/head
PlainRetire home → About this data RSS: change history

Official DOL plan name: Shah Smith & Associates, Inc. Profit Sharing Plan · Sponsored by Shah Smith & Associates, Inc. · Texas · Professional & Technical Services

$15M in assets, 102 participants

Shah Smith & Associates, Inc.'s Shah Smith & Associates, Inc. Profit Sharing Plan reported $15M in total assets and 102 participants in its 2022 DOL Form 5500 filing, ranking in the 72nd percentile by assets among filed plans. Figures are as reported by the plan sponsor to the Department of Labor, not audited or endorsed by PlainRetire.

  • #15,470 in Professional & Technical Services (21,562 peers)

Coverage in Texas

Shah Smith & Associates, Inc. Profit Sharing Plan covers 102 participants in Texas, about 15% of the average Texas filer (state average ~688 per filing). Assets: $15M.

#15,470
in Professional & Technical Services (21,562 peers)
-19.5%
assets change YoY

The plan reported a net loss of $4M for the year, a single-year figure driven by markets and benefit payments, not a measure of plan health.

Shah Smith & Associates, Inc. Profit Sharing Plan's outsized position by total assets

Shah Smith & Associates, Inc. Profit Sharing Plan vs every filed plan by assets

End-of-year total assets · plan year 2022 · DOL Form 5500

$14,703,428 Top 28% higher than 72% of 139,123 filed plans

This plan $0 $2,050,000,000 every filed plan with reported assets, bucketed by value

Dashed line + filled bar = this entry, among filed plans.

Source U.S. Department of Labor Form 5500 filings (EBSA) · plan year 2022

Shah Smith & Associates, Inc. Profit Sharing Plan among mid-size filed plans by headcount

Plan-year 2022 Form 5500 filings with a reported participant count, partitioned by headcount band, not by assets. Shah Smith & Associates, Inc. Profit Sharing Plan sits mid-pack in the medium band (102 participants).

Form 5500 schedule snapshot

Filing strip 760423147 · Shah Smith & Associates, Inc. PY 2022 · 401(k)

Shah Smith & Associates, Inc. Profit Sharing Plan · $15M · 102 · 72nd

  • PART $15M
  • TYPE 102
  • NET 72nd
  • BOOK 401(k)
  • VS-ST near Northrop Grumman Federal Credit Union 401(k) Plan
  • BOY ind #15470

Stamps derive from this plan's Form 5500 line items (assets, participants, type, EIN, cohort placement) - not a quality rating of the sponsor. Read with Professional & Technical Services retirement plans → · Plans in Texas →

Shah Smith & Associates, Inc. Profit Sharing Plan in the asset neighbourhood

Northrop Grumman Federal Credit Union 401(k) PlanNorthrop Grumman Federal Cre…$15MRalco Nutrition Inc. Safe Harbor 401(k) Retirement PlanRalco Nutrition Inc. Safe Ha…$15MShah Smith & Associates, Inc. Profit Sharing PlanShah Smith & Associates, Inc…$15MAnchor Industries, Inc. 401(k) PlanAnchor Industries, Inc. 401(…$15MNovatech Inc. 401(k) Retirement PlanNovatech Inc. 401(k) Retirem…$15M
End-of-year total assets ($M) among Shah Smith & Associates, Inc. Profit Sharing Plan and nearest nationwide 401(k) peers. Source: DOL Form 5500 plan year 2022.

Texas filing particulars

Total Assets (Beginning of Year)$18M
Net Assets (End of Year)$15M
Net Income-$4M
Employer EIN760423147
Plan Effective Date1996-06-30
Filing StatusFILING RECEIVED

Sponsor Plan History (Shah Smith & Associates, Inc.)

Sponsor-wide plan assets over time

All Shah Smith & Associates, Inc. plans reported in each filing year

Latest sponsor-wide plan assets
$23M 59.24174961104308% vs 2022
2024 filing year
$10M$15M$20M$25M 202220232024 $14.7M $23.4M ▲ +59.3%
Year Plans Participants Total Assets
2022 1 102 $15M
2023 1 106 $19M
2024 1 110 $23M

Nearby 401(k) Plans in Texas

Peer 401(k) plans, same state, same plan type, ranked by total assets.

Shah Smith & Associates, Inc. Profit Sharing Plan vs. nearby 401(k) plans in Texas, assets vs. participants Scatter plot of 6 data points. -50000050000100000150000200000 -10010203040 Total assets ($B) Participants Shah Smith & Associates, Inc. Profit Sharing Plan, Total assets ($B): 0.014703428 · Participants: 102Shah Smith & Associates, Inc. Profit Sharing PlanAT&T Retirement Savings Plan, Total assets ($B): 37.578871 · Participants: 144503AT&T Retirement Savings PlanExxonmobil Savings Plan, Total assets ($B): 21.266 · Participants: 23619Exxonmobil Savings PlanCaterpillar 401(k) Savings Plan, Total assets ($B): 13.794958016 · Participants: 38538Caterpillar 401(k) Savings PlanAmerican Airlines, Inc. 401(k) Plan, Total assets ($B): 12.806443202 · Participants: 85577American Airlines, Inc. 401(k) PlanDell Inc. 401(k) Plan, Total assets ($B): 11.969059 · Participants: 47532Dell Inc. 401(k) Plan
Shah Smith & Associates, Inc. Profit Sharing Plan vs. nearby 401(k) plans in Texas, assets vs. participants
Compare Shah Smith & Associates, Inc. Profit Sharing Plan side-by-side with 3 peers →

Shah Smith & Associates, Inc. Profit Sharing Plan's out-of-state 401(k) peers by assets and headcount

Outside Texas, the nearest 401(k) by assets is Northrop Grumman Federal Credit Union 401(k) Plan in CA ($15M); by covered participants it is First Choice Bank 401(k) Profit Sharing Plan in CA (102 participants). Same-state nearby plans are listed separately above.

Similar participant headcount

Nearest other-state filings by covered participants (102 participants); asset peers above are excluded.

DOL Form 5500 plan year 2022. Asset totals can differ widely at the same headcount; neither axis is a quality rating.

Frequently Asked Questions

How did Shah Smith & Associates, Inc. Profit Sharing Plan assets move in 2022? ▼
Shah Smith & Associates, Inc. Profit Sharing Plan declined sharply - down 19.5% during 2022, from $18M to $15M. Reported net income was -$4M.
How have Shah Smith & Associates, Inc. plan assets changed over time? ▼
Across 3 plan years on file (2022-2024), Shah Smith & Associates, Inc.'s sponsor-wide assets grew 59.2%, from $15M to $23M.
Which 401(k) plans are similar in size to Shah Smith & Associates, Inc. Profit Sharing Plan? ▼
Among 401(k) plans in other states, the closest by assets is Northrop Grumman Federal Credit Union 401(k) Plan in CA ($15M, 227 participants).
Which 401(k) plans cover a similar participant headcount to Shah Smith & Associates, Inc. Profit Sharing Plan? ▼
Among 401(k) plans in other states, the closest by covered participants is First Choice Bank 401(k) Profit Sharing Plan in CA (102 participants, N/A in assets).

Source: U.S. Department of Labor, Employee Benefits Security Administration (EBSA), Form 5500 public disclosure dataset. Plan year 2022.

Source: DOL EFAST2 filing system (efast.dol.gov) - original filing retrieval by EIN 760423147.

Read our methodology - how this data is sourced, computed, and verified.

Data sourced from U.S. Department of Labor Form 5500 filings (EBSA). See our methodology for details.