401(k) · DOL Form 5500 · 2022

Kestra Financial, Inc. 401(k) Plan

Data updated 2026-08-25

$51M
Total assets Below avg plan size
688
Participants Below avg headcount
88th
Percentile by assets National rank
$74,802
Avg per participant Below avg balance/head
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Official DOL plan name: Kestra Financial, Inc. 401(k) Plan · Sponsored by Kestra Financial, Inc. · Texas · Finance & Insurance

$51M in assets, 688 participants

Kestra Financial, Inc.'s Kestra Financial, Inc. 401(k) Plan reported $51M in total assets and 688 participants in its 2022 DOL Form 5500 filing, ranking in the 88th percentile by assets among filed plans. Figures are as reported by the plan sponsor to the Department of Labor, not audited or endorsed by PlainRetire.

  • #7,507 in Finance & Insurance (9,261 peers)

Where Kestra Financial, Inc. 401(k) Plan sits by assets

Kestra Financial, Inc. 401(k) Plan sits in the top quartile of all filed plans by assets, $51M for 688 participants (~$74,802/participant), down 5.8% in 2022.

#7,507
in Finance & Insurance (9,261 peers)
-5.8%
assets change YoY
0.5×
vs typical plan assets (national mean)

The plan reported a net loss of $3M for the year, a single-year figure driven by markets and benefit payments, not a measure of plan health.

Kestra Financial, Inc. 401(k) Plan's outsized position by total assets

Kestra Financial, Inc. 401(k) Plan vs every filed plan by assets

End-of-year total assets · plan year 2022 · DOL Form 5500

$51,463,457 Top 12% higher than 88% of 139,123 filed plans

This plan $0 $2,050,000,000 every filed plan with reported assets, bucketed by value

Dashed line + filled bar = this entry, among filed plans.

Source U.S. Department of Labor Form 5500 filings (EBSA) · plan year 2022

Kestra Financial, Inc. 401(k) Plan among mid-size filed plans by headcount

Plan-year 2022 Form 5500 filings with a reported participant count, partitioned by headcount band, not by assets. Kestra Financial, Inc. 401(k) Plan sits mid-pack in the medium band (688 participants).

Form 5500 schedule snapshot

Filing strip 471566880 · Kestra Financial, Inc. PY 2022 · 401(k)

Kestra Financial, Inc. 401(k) Plan · $51M · 688 · 88th

  • PCT $51M
  • PCT 688
  • PCT 88th
  • PCT 401(k)
  • PCT near Ohio's Hospice, Inc. 401(k) Retirement Savings Plan
  • PCT ind #7507

Stamps derive from this plan's Form 5500 line items (assets, participants, type, EIN, cohort placement) - not a quality rating of the sponsor. Read with Finance & Insurance retirement plans → · Plans in Texas →

Kestra Financial, Inc. 401(k) Plan in the asset neighbourhood

Radiology, Inc. Employees' Profit Sharing Plan & TrustRadiology, Inc. Employees' P…$51MKestra Financial, Inc. 401(k) PlanKestra Financial, Inc. 401(k…$51MOhio's Hospice, Inc. 401(k) Retirement Savings PlanOhio's Hospice, Inc. 401(k) …$51MTf Cornerstone Inc. 401(k) PlanTf Cornerstone Inc. 401(k) P…$51MPgh Wong Engineering, Inc. 401(k) PlanPgh Wong Engineering, Inc. 4…$51M
End-of-year total assets ($M) among Kestra Financial, Inc. 401(k) Plan and nearest nationwide 401(k) peers. Source: DOL Form 5500 plan year 2022.

Scale-class filing particulars (2022)

Total Assets (Beginning of Year)$55M
Net Assets (End of Year)$51M
Net Income-$3M
Employer EIN471566880
Plan Effective Date2016-08-05
Filing StatusFILING RECEIVED

Sponsor Plan History (Kestra Financial, Inc.)

Sponsor-wide plan assets over time

All Kestra Financial, Inc. plans reported in each filing year

Latest sponsor-wide plan assets
$92M 78.59108454373751% vs 2022
2024 filing year
$40M$60M$80M$100M 202220232024 $51.5M $91.9M ▲ +78.6%
Year Plans Participants Total Assets
2022 1 688 $51M
2023 1 880 $67M
2024 1 917 $92M

Nearby 401(k) Plans in Texas

Peer 401(k) plans, same state, same plan type, ranked by total assets.

Kestra Financial, Inc. 401(k) Plan vs. nearby 401(k) plans in Texas, assets vs. participants Scatter plot of 6 data points. -50000050000100000150000200000 -10010203040 Total assets ($B) Participants Kestra Financial, Inc. 401(k) Plan, Total assets ($B): 0.051463457 · Participants: 688Kestra Financial, Inc. 401(k) PlanAT&T Retirement Savings Plan, Total assets ($B): 37.578871 · Participants: 144503AT&T Retirement Savings PlanExxonmobil Savings Plan, Total assets ($B): 21.266 · Participants: 23619Exxonmobil Savings PlanCaterpillar 401(k) Savings Plan, Total assets ($B): 13.794958016 · Participants: 38538Caterpillar 401(k) Savings PlanAmerican Airlines, Inc. 401(k) Plan, Total assets ($B): 12.806443202 · Participants: 85577American Airlines, Inc. 401(k) PlanDell Inc. 401(k) Plan, Total assets ($B): 11.969059 · Participants: 47532Dell Inc. 401(k) Plan
Kestra Financial, Inc. 401(k) Plan vs. nearby 401(k) plans in Texas, assets vs. participants
Compare Kestra Financial, Inc. 401(k) Plan side-by-side with 3 peers →

Kestra Financial, Inc. 401(k) Plan's out-of-state 401(k) peers by assets and headcount

Outside Texas, the nearest 401(k) by assets is Ohio's Hospice, Inc. 401(k) Retirement Savings Plan in OH ($51M); by covered participants it is Lax, LLC 401(k) Plan in MA (688 participants). Same-state nearby plans are listed separately above.

Similar participant headcount

Nearest other-state filings by covered participants (688 participants); asset peers above are excluded.

DOL Form 5500 plan year 2022. Asset totals can differ widely at the same headcount; neither axis is a quality rating.

Frequently Asked Questions

How did Kestra Financial, Inc. 401(k) Plan assets move in 2022? ▼
Kestra Financial, Inc. 401(k) Plan pulled back noticeably - down 5.8% during 2022, from $55M to $51M. Reported net income was -$3M.
How have Kestra Financial, Inc. plan assets changed over time? ▼
Across 3 plan years on file (2022-2024), Kestra Financial, Inc.'s sponsor-wide assets grew 78.6%, from $51M to $92M.
Where does Kestra Financial, Inc. 401(k) Plan rank by assets among Form 5500 filers? ▼
Kestra Financial, Inc. 401(k) Plan ranks in the 88th percentile by end-of-year assets among 139,126 plans that reported assets for plan year 2022 (in the top quartile of all filed plans by assets).
Which 401(k) plans are similar in size to Kestra Financial, Inc. 401(k) Plan? ▼
Among 401(k) plans in other states, the closest by assets is Ohio's Hospice, Inc. 401(k) Retirement Savings Plan in OH ($51M, 1,321 participants).
Which 401(k) plans cover a similar participant headcount to Kestra Financial, Inc. 401(k) Plan? ▼
Among 401(k) plans in other states, the closest by covered participants is Lax, LLC 401(k) Plan in MA (688 participants, $3M in assets).

Source: U.S. Department of Labor, Employee Benefits Security Administration (EBSA), Form 5500 public disclosure dataset. Plan year 2022.

Source: DOL EFAST2 filing system (efast.dol.gov) - original filing retrieval by EIN 471566880.

Read our methodology - how this data is sourced, computed, and verified.

Data sourced from U.S. Department of Labor Form 5500 filings (EBSA). See our methodology for details.