401(k) · DOL Form 5500 · 2022

Broadview Financial Management, LLC 401(k) Plan

Data updated 2026-08-25

$3M
Total assets Small plan by assets
10
Participants Small participant base
38th
Percentile by assets National rank
$259,781
Avg per participant Above avg balance/head
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Official DOL plan name: Broadview Financial Management, LLC Retirement Plan · Sponsored by Broadview Financial Management, LLC · Wisconsin · Finance & Insurance

$3M in assets, 10 participants

Broadview Financial Management, LLC's Broadview Financial Management, LLC Retirement Plan reported $3M in total assets and 10 participants in its 2022 DOL Form 5500 filing, ranking in the 38th percentile by assets among filed plans. Figures are as reported by the plan sponsor to the Department of Labor, not audited or endorsed by PlainRetire.

  • #2,367 in Finance & Insurance (9,261 peers)

Broadview Financial Management, LLC multi-year trail

Broadview Financial Management, LLC's plans moved +21.8% in assets from 2022 to 2024; this filing shows Broadview Financial Management, LLC Retirement Plan at $3M / 10 participants.

#2,367
in Finance & Insurance (9,261 peers)
-10.9%
assets change YoY

The plan reported a net loss of $319K for the year, a single-year figure driven by markets and benefit payments, not a measure of plan health.

Broadview Financial Management, LLC Retirement Plan's mid-pack asset rank among Finance & Insurance and all filers

Broadview Financial Management, LLC Retirement Plan vs every filed plan by assets

End-of-year total assets · plan year 2022 · DOL Form 5500

$2,597,810 38th percentile higher than 38% of 139,123 filed plans

This plan $0 $2,050,000,000 every filed plan with reported assets, bucketed by value

Dashed line + filled bar = this entry, among filed plans.

Source U.S. Department of Labor Form 5500 filings (EBSA) · plan year 2022

Broadview Financial Management, LLC Retirement Plan among micro filed plans by headcount

Plan-year 2022 Form 5500 filings with a reported participant count, partitioned by headcount band, not by assets. Broadview Financial Management, LLC Retirement Plan is a micro filing (10 participants), the leftmost band.

DOL schedule card

Filing strip 473857922 · Broadview Financial Management, LLC PY 2022 · 401(k)

Broadview Financial Management, LLC Retirement Plan · $3M · 10 · 38th

  • TYPE $3M
  • NET 10
  • BOOK 38th
  • VS-ST 401(k)
  • BOY near Southland Transportation Company 401(k) Plan
  • SCH ind #2367

Stamps derive from this plan's Form 5500 line items (assets, participants, type, EIN, cohort placement) - not a quality rating of the sponsor. Read with Finance & Insurance retirement plans → · Plans in Wisconsin →

Broadview Financial Management, LLC Retirement Plan in the asset neighbourhood

Broadview Financial Management, LLC Retirement PlanBroadview Financial Manageme…$3MSouthland Transportation Company 401(k) PlanSouthland Transportation Com…$3MThe Contractors Retirement PlanThe Contractors Retirement P…$3MH & H 401(k) Plan$3MHall Sheetmetal Works, Inc. Profit Sharing Plan and TrustHall Sheetmetal Works, Inc. …$3M
End-of-year total assets ($M) among Broadview Financial Management, LLC Retirement Plan and nearest nationwide 401(k) peers. Source: DOL Form 5500 plan year 2022.

Broadview Financial Management, LLC multi-year asset trail

Sponsor-wide plan assets over time

All Broadview Financial Management, LLC plans reported in each filing year

Latest sponsor-wide plan assets
$3M 21.786350810875312% vs 2022
2024 filing year
$2.4M$2.6M$2.8M$3M$3.2M$3.4M 202220232024 $2.6M $3.16M ▲ +21.5%
Year Plans Participants Total Assets
2022 1 10 $3M
2023 1 11 $3M
2024 1 9 $3M

Broadview Financial Management, LLC filing trail (2022)

Total Assets (Beginning of Year)$3M
Net Assets (End of Year)$3M
Net Income-$319K
Employer EIN473857922
Plan Effective Date2018-02-01
Filing StatusFILING RECEIVED

Nearby 401(k) Plans in Wisconsin

Peer 401(k) plans, same state, same plan type, ranked by total assets.

Broadview Financial Management, LLC Retirement Plan vs. nearby 401(k) plans in Wisconsin, assets vs. participants Scatter plot of 6 data points. -10000010000200003000040000 -20246 Total assets ($B) Participants Broadview Financial Management, LLC Retirement Plan, Total assets ($B): 0.00259781 · Participants: 10Broadview Financial Management, LLC Retirement PlanJohnson Controls Retirement Savings and Investment Plan, Total assets ($B): 5.548820507 · Participants: 28701Johnson Controls Retirement Savings and Investment PlanFiserv 401(k) Savings Plan, Total assets ($B): 4.339639169 · Participants: 26610Fiserv 401(k) Savings PlanKimberly-Clark Corporation 401(k) & Profit Sharing Plan, Total assets ($B): 3.978902 · Participants: 11034Kimberly-Clark Corporation 401(k) & Profit Sharing PlanRockwell Automation Retirement Savings Plan, Total assets ($B): 3.151693798 · Participants: 8032Rockwell Automation Retirement Savings PlanNm Employee Savings Plan, Total assets ($B): 2.385991887 · Participants: 7423Nm Employee Savings Plan
Broadview Financial Management, LLC Retirement Plan vs. nearby 401(k) plans in Wisconsin, assets vs. participants
Compare Broadview Financial Management, LLC Retirement Plan side-by-side with 3 peers →

Broadview Financial Management, LLC Retirement Plan's out-of-state 401(k) peers by assets and headcount

Outside Wisconsin, the nearest 401(k) by assets is Southland Transportation Company 401(k) Plan in NC ($3M); by covered participants it is Nicholas E. Nahernak Dds, PC 401(k) Profit Sharing Pl 816828 in MI (10 participants). Same-state nearby plans are listed separately above.

Closest by plan assets

Nearest other-state filings by tot_assets_eoy ($3M here).

Similar participant headcount

Nearest other-state filings by covered participants (10 participants); asset peers above are excluded.

DOL Form 5500 plan year 2022. Asset totals can differ widely at the same headcount; neither axis is a quality rating.

Frequently Asked Questions

How did Broadview Financial Management, LLC Retirement Plan assets move in 2022? ▼
Broadview Financial Management, LLC Retirement Plan pulled back noticeably - down 10.9% during 2022, from $3M to $3M. Reported net income was -$319K.
How have Broadview Financial Management, LLC plan assets changed over time? ▼
Across 3 plan years on file (2022-2024), Broadview Financial Management, LLC's sponsor-wide assets grew 21.8%, from $3M to $3M.
Which 401(k) plans are similar in size to Broadview Financial Management, LLC Retirement Plan? ▼
Among 401(k) plans in other states, the closest by assets is Southland Transportation Company 401(k) Plan in NC ($3M, 219 participants).
Which 401(k) plans cover a similar participant headcount to Broadview Financial Management, LLC Retirement Plan? ▼
Among 401(k) plans in other states, the closest by covered participants is Nicholas E. Nahernak Dds, PC 401(k) Profit Sharing Pl 816828 in MI (10 participants, $2M in assets).

Source: U.S. Department of Labor, Employee Benefits Security Administration (EBSA), Form 5500 public disclosure dataset. Plan year 2022.

Source: DOL EFAST2 filing system (efast.dol.gov) - original filing retrieval by EIN 473857922.

Read our methodology - how this data is sourced, computed, and verified.

Data sourced from U.S. Department of Labor Form 5500 filings (EBSA). See our methodology for details.