ESOP · DOL Form 5500 · 2022

Dave Carter & Associates, Inc. ESOP

Data updated 2026-08-25

$9M
Total assets Small plan by assets
129
Participants Small participant base
63rd
Percentile by assets National rank
$69,329
Avg per participant Below avg balance/head
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Official DOL plan name: Dave Carter & Associates, Inc. Employee Stock Ownership Plan · Sponsored by Dave Carter & Associates, Inc. · Florida · Wholesale Trade

$9M in assets, 129 participants

Dave Carter & Associates, Inc.'s Dave Carter & Associates, Inc. Employee Stock Ownership Plan reported $9M in total assets and 129 participants in its 2022 DOL Form 5500 filing, ranking in the 63rd percentile by assets among filed plans. Figures are as reported by the plan sponsor to the Department of Labor, not audited or endorsed by PlainRetire.

  • #3,717 in Wholesale Trade (6,843 peers)

Coverage in Florida

Dave Carter & Associates, Inc. Employee Stock Ownership Plan covers 129 participants in Florida, about 21% of the average Florida filer (state average ~628 per filing). Assets: $9M.

#3,717
in Wholesale Trade (6,843 peers)
+13.0%
assets growth YoY

Dave Carter & Associates, Inc. Employee Stock Ownership Plan's mid-pack asset rank among Wholesale Trade and all filers

Dave Carter & Associates, Inc. Employee Stock Ownership Plan vs every filed plan by assets

End-of-year total assets · plan year 2022 · DOL Form 5500

$8,943,431 Top 37% higher than 63% of 139,123 filed plans

This plan $0 $2,050,000,000 every filed plan with reported assets, bucketed by value

Dashed line + filled bar = this entry, among filed plans.

Source U.S. Department of Labor Form 5500 filings (EBSA) · plan year 2022

Dave Carter & Associates, Inc. Employee Stock Ownership Plan among mid-size filed plans by headcount

Plan-year 2022 Form 5500 filings with a reported participant count, partitioned by headcount band, not by assets. Dave Carter & Associates, Inc. Employee Stock Ownership Plan sits mid-pack in the medium band (129 participants).

Plan-year Form 5500 strip

Filing strip 591782814 · Dave Carter & Associates, Inc. PY 2022 · ESOP

Dave Carter & Associates, Inc. Employee Stock Ownership Plan · $9M · 129 · 63rd

  • PHOTO $9M
  • IND 129
  • EOY 63rd
  • 5500 ESOP
  • ASSETS near Envision Bank Employee Stock Ownership Plan
  • PCT ind #3717

Stamps derive from this plan's Form 5500 line items (assets, participants, type, EIN, cohort placement) - not a quality rating of the sponsor. Read with What is an ESOP? → · Plans in Florida →

Dave Carter & Associates, Inc. Employee Stock Ownership Plan in the asset neighbourhood

Doug Smith Production Consultants, Inc. Employee Stock Ownership PlanDoug Smith Production Consul…$9MCivil Design Concepts Employee Stock Ownership PlanCivil Design Concepts Employ…$9MDave Carter & Associates, Inc. Employee Stock Ownership PlanDave Carter & Associates, In…$9MEnvision Bank Employee Stock Ownership PlanEnvision Bank Employee Stock…$9MLandau Associates, Inc. ESOP$9M
End-of-year total assets ($M) among Dave Carter & Associates, Inc. Employee Stock Ownership Plan and nearest nationwide ESOP peers. Source: DOL Form 5500 plan year 2022.

Florida filing particulars

Total Assets (Beginning of Year)$8M
Net Assets (End of Year)$9M
Net Income$1M
Employer EIN591782814
Plan Effective Date1994-01-01
Filing StatusFILING RECEIVED

Sponsor Plan History (Dave Carter & Associates, Inc.)

Sponsor-wide plan assets over time

All Dave Carter & Associates, Inc. plans reported in each filing year

Latest sponsor-wide plan assets
$25M 178.13178186313507% vs 2022
2024 filing year
$5M$10M$15M$20M$25M$30M 202220232024 $8.94M $24.9M ▲ +178.2%
Year Plans Participants Total Assets
2022 1 129 $9M
2023 1 138 $10M
2024 2 266 $25M

Nearby ESOP Plans in Florida

Peer ESOP plans, same state, same plan type, ranked by total assets.

Dave Carter & Associates, Inc. Employee Stock Ownership Plan vs. nearby ESOP plans in Florida, assets vs. participants Scatter plot of 6 data points. -50000050000100000150000 -5051015 Total assets ($B) Participants Dave Carter & Associates, Inc. Employee Stock Ownership Plan, Total assets ($B): 0.008943431 · Participants: 129Dave Carter & Associates, Inc. Employee Stock Ownership PlanPublix Super Markets, Inc. Employee Stock Ownership Plan & Trust, Total assets ($B): 11.726925474 · Participants: 142486Publix Super Markets, Inc. Employee Stock Ownership Plan & TrustRaymond James Financial, Inc. & Affiliates Employee Stock Ownership Plan, Total assets ($B): 0.661618269 · Participants: 14200Raymond James Financial, Inc. & Affiliates Employee Stock Ownership PlanThirty Fifteen Employee Stock Ownership Plan, Total assets ($B): 0.425498726 · Participants: 6258Thirty Fifteen Employee Stock Ownership PlanRsr Employee Stock Ownership Plan, Total assets ($B): 0.309502065 · Participants: 465Rsr Employee Stock Ownership PlanTeam Horner Employee Stock Ownership Plan, Total assets ($B): 0.217088578 · Participants: 448Team Horner Employee Stock Ownership Plan
Dave Carter & Associates, Inc. Employee Stock Ownership Plan vs. nearby ESOP plans in Florida, assets vs. participants
Compare Dave Carter & Associates, Inc. Employee Stock Ownership Plan side-by-side with 3 peers →

Dave Carter & Associates, Inc. Employee Stock Ownership Plan's out-of-state ESOP peers by assets and headcount

Outside Florida, the nearest ESOP by assets is Envision Bank Employee Stock Ownership Plan in MA ($9M); by covered participants it is Sonny Merryman, Inc. Employee Stock Ownership Plan and Trust in VA (129 participants). Same-state nearby plans are listed separately above.

Similar participant headcount

Nearest other-state filings by covered participants (129 participants); asset peers above are excluded.

DOL Form 5500 plan year 2022. Asset totals can differ widely at the same headcount; neither axis is a quality rating.

Frequently Asked Questions

How did Dave Carter & Associates, Inc. Employee Stock Ownership Plan assets move in 2022? ▼
Dave Carter & Associates, Inc. Employee Stock Ownership Plan grew at a solid clip - up 13.0% during 2022, from $8M to $9M. Reported net income was $1M.
How have Dave Carter & Associates, Inc. plan assets changed over time? ▼
Across 3 plan years on file (2022-2024), Dave Carter & Associates, Inc.'s sponsor-wide assets grew 178.1%, from $9M to $25M.
Which ESOP plans are similar in size to Dave Carter & Associates, Inc. Employee Stock Ownership Plan? ▼
Among ESOP plans in other states, the closest by assets is Envision Bank Employee Stock Ownership Plan in MA ($9M, 172 participants).
Which ESOP plans cover a similar participant headcount to Dave Carter & Associates, Inc. Employee Stock Ownership Plan? ▼
Among ESOP plans in other states, the closest by covered participants is Sonny Merryman, Inc. Employee Stock Ownership Plan and Trust in VA (129 participants, $25M in assets).

Source: U.S. Department of Labor, Employee Benefits Security Administration (EBSA), Form 5500 public disclosure dataset. Plan year 2022.

Source: DOL EFAST2 filing system (efast.dol.gov) - original filing retrieval by EIN 591782814.

Read our methodology - how this data is sourced, computed, and verified.

Data sourced from U.S. Department of Labor Form 5500 filings (EBSA). See our methodology for details.