401(k) · DOL Form 5500 · 2023
Herman Smith & Co Ltd 401(k) Plan
Data updated 2026-08-25
- $469K
- Total assets Small plan by assets
- 2
- Participants Small participant base
- 17th
- Percentile by assets National rank
- $234,650
- Avg per participant Above avg balance/head
Official DOL plan name: Herman Smith & Co Ltd 401(k) Profit Sharing Plan & Trust · Sponsored by Herman Smith & Co Ltd · Texas · Real Estate
$469K in assets, 2 participants
Herman Smith & Co Ltd's Herman Smith & Co Ltd 401(k) Profit Sharing Plan & Trust reported $469K in total assets and 2 participants in its 2023 DOL Form 5500 filing, ranking in the 17th percentile by assets among filed plans. Figures are as reported by the plan sponsor to the Department of Labor, not audited or endorsed by PlainRetire.
- #1,393 in Real Estate (4,727 peers)
What the 2023 filing shows
Herman Smith & Co Ltd 401(k) Profit Sharing Plan & Trust holds $469K for 2 participants - about $234,650 per participant, among the smaller plans by assets on file.
- #1,393
- in Real Estate (4,727 peers)
- +3.2%
- assets growth YoY
Herman Smith & Co Ltd 401(k) Profit Sharing Plan & Trust among the smaller filed plans by assets
Herman Smith & Co Ltd 401(k) Profit Sharing Plan & Trust vs every filed plan by assets
End-of-year total assets · plan year 2023 · DOL Form 5500
$469,299 17th percentile higher than 17% of 127,068 filed plans
Dashed line + filled bar = this entry, among filed plans.
Source U.S. Department of Labor Form 5500 filings (EBSA) · plan year 2023
Herman Smith & Co Ltd 401(k) Profit Sharing Plan & Trust among micro filed plans by headcount
Plan-year 2023 Form 5500 filings with a reported participant count, partitioned by headcount band, not by assets. Herman Smith & Co Ltd 401(k) Profit Sharing Plan & Trust is a micro filing (2 participants), the leftmost band.
What changed between DOL Form 5500 filings
plan year 2022 → plan year 2023
- Herman Smith & Co Ltd 401(k) Profit Sharing Plan & Trust reported net income rose from -$37K in the plan year 2022 filing to $14K in the plan year 2023 filing.
- Herman Smith & Co Ltd 401(k) Profit Sharing Plan & Trust end-of-year assets rose from $455K in the plan year 2022 filing to $469K in the plan year 2023 filing.
Published 5500 schedule card
Filing strip 752560868 · Herman Smith & Co Ltd PY 2023 · 401(k)
Herman Smith & Co Ltd 401(k) Profit Sharing Plan & Trust · $469K · 2 · 17th
- PCT $469K
- PCT 2
- PCT 17th
- PCT 401(k)
- PCT near Ajt Holding 401(k)
- PCT ind #1393
Stamps derive from this plan's Form 5500 line items (assets, participants, type, EIN, cohort placement) - not a quality rating of the sponsor. Read with Real Estate retirement plans → · Plans in Texas →
Herman Smith & Co Ltd 401(k) Profit Sharing Plan & Trust in the asset neighbourhood
Filing particulars (2023)
| Total Assets (Beginning of Year) | $455K |
|---|---|
| Net Assets (End of Year) | $469K |
| Net Income | $14K |
| Employer EIN | 752560868 |
| Plan Effective Date | 1995-04-01 |
| Filing Status | FILING RECEIVED |
Sponsor Plan History (Herman Smith & Co Ltd)
Sponsor-wide plan assets over time
All Herman Smith & Co Ltd plans reported in each filing year
- Latest sponsor-wide plan assets
- N/A
- 2024 filing year
| Year | Plans | Participants | Total Assets |
|---|---|---|---|
| 2022 | 1 | 2 | $455K |
| 2023 | 1 | 2 | $469K |
| 2024 | 1 | 3 | N/A |
Nearby 401(k) Plans in Texas
Peer 401(k) plans, same state, same plan type, ranked by total assets.
- AT&T Retirement Savings Plan $40.0B · 119,854
- Exxonmobil Savings Plan $21.9B · 23,477
- Caterpillar 401(k) Savings Plan $16.5B · 41,679
- American Airlines, Inc. 401(k) Plan $14.7B · 88,792
- Dell Inc. 401(k) Plan $13.5B · 45,686
Herman Smith & Co Ltd 401(k) Profit Sharing Plan & Trust's out-of-state 401(k) peers by assets and headcount
Outside Texas, the nearest 401(k) by assets is Ajt Holding 401(k) in NC ($469K); by covered participants it is Napa Bound Retirement Plan in FL (2 participants). Same-state nearby plans are listed separately above.
Closest by plan assets
Nearest other-state filings by tot_assets_eoy ($469K here).
- Ajt Holding 401(k) (NC) $469K · 391
- Tailwind Enterprises Retirement Plan (OK) $469K · 1
- Titan Security Services Union Pension Plan (IL) $469K · 1,000
- El Patron's Restaurants, Inc. 401(k) Plan (UT) $470K · 23
Similar participant headcount
Nearest other-state filings by covered participants (2 participants); asset peers above are excluded.
- Napa Bound Retirement Plan (FL) 2 · 0 off
- Gillian Corporation 401(k) Plan (CO) 2 · 0 off
- Javier Beltran LLC 401(k) Plan (DE) 2 · 0 off
- Ideal Financial Group, Inc. 401(k) Profit Sharing Plan (CT) 2 · 0 off
DOL Form 5500 plan year 2023. Asset totals can differ widely at the same headcount; neither axis is a quality rating.