401(k) · DOL Form 5500 · 2023

PRINCIPLE 401(k) Plan

Data updated 2026-08-25

$10M
Total assets Small plan by assets: 411
Participants Below avg headcount: 59th
Percentile by assets National rank: $25,117
Avg per participant Low balance/head

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Official DOL plan name: Principle 401(k) Plan · Sponsored by PRINCIPLE · Texas · Retail Trade

$10M in assets, 411 participants

PRINCIPLE's Principle 401(k) Plan reported $10M in total assets and 411 participants in its 2023 DOL Form 5500 filing, ranking in the 59th percentile by assets among filed plans. Figures are as reported by the plan sponsor to the Department of Labor, not audited or endorsed by PlainRetire.

#5,911 in Retail Trade (8,414 peers)

PRINCIPLE multi-year trail

PRINCIPLE's plans moved +52.0% in assets from 2022 to 2024; this filing shows Principle 401(k) Plan at $10M / 411 participants.

#5,911
in Retail Trade (8,414 peers): +29.2%
assets growth YoY

Principle 401(k) Plan's mid-pack asset rank among Retail Trade and all filers

Principle 401(k) Plan vs every filed plan by assets

End-of-year total assets · plan year 2023 · DOL Form 5500

$10,323,000 Top 41% higher than 59% of 127,068 filed plans

Dashed line + filled bar = this entry, among filed plans.

Source U.S. Department of Labor Form 5500 filings (EBSA) · plan year 2023

Principle 401(k) Plan among mid-size filed plans by headcount

Plan-year 2023 Form 5500 filings with a reported participant count, partitioned by headcount band, not by assets. Principle 401(k) Plan sits mid-pack in the medium band (411 participants).

Micro (1-10) 35,718 filings (27%) Small (11-100) 27,089 filings (21%) Medium (101-1,000) 55,445 filings (43%) Large (1,001-10,000) 10,273 filings (8%) Mega (10,000+) 1,374 filings (1%)

Principle 401(k) Plan reported net income rose from -$1M in the plan year 2022 filing to $2M in the plan year 2023 filing.
Principle 401(k) Plan end-of-year assets rose from $8M in the plan year 2022 filing to $10M in the plan year 2023 filing.
Principle 401(k) Plan reported participants rose from 371 in the plan year 2022 filing to 411 in the plan year 2023 filing.

See the national 2022→2023 release diff →

Published 5500 schedule card

Filing strip 465664401 · PRINCIPLE PY 2023 · 401(k)

Principle 401(k) Plan · $10M · 411 · 59th

VS-ST $10M
VS-ST 411
VS-ST 59th
VS-ST 401(k)
VS-ST near Lokey Automotive Group 401(k) Plan
VS-ST ind #5911

Stamps derive from this plan's Form 5500 line items (assets, participants, type, EIN, cohort placement) - not a quality rating of the sponsor. Read with Retail Trade retirement plans → · Plans in Texas →

End-of-year total assets ($M) among Principle 401(k) Plan and nearest nationwide 401(k) peers. Source: DOL Form 5500 plan year 2023.

PRINCIPLE multi-year asset trail

Latest sponsor-wide plan assets: $12M 52.00884401618081% vs 2022; 2024 filing year

Year	Plans	Participants	Total Assets
2022	1	371	$8M
2023	1	411	$10M
2024	1	392	$12M

PRINCIPLE filing trail (2023)

Total Assets (Beginning of Year)	$8M
Net Assets (End of Year)	$10M
Net Income	$2M
Employer EIN	465664401
Plan Effective Date	2017-06-01
Filing Status	FILING RECEIVED

Nearby 401(k) Plans in Texas

Peer 401(k) plans, same state, same plan type, ranked by total assets.

Principle 401(k) Plan vs. nearby 401(k) plans in Texas, assets vs. participants

AT&T Retirement Savings Plan $40.0B · 119,854
Exxonmobil Savings Plan $21.9B · 23,477
Caterpillar 401(k) Savings Plan $16.5B · 41,679
American Airlines, Inc. 401(k) Plan $14.7B · 88,792
Dell Inc. 401(k) Plan $13.5B · 45,686

Compare Principle 401(k) Plan side-by-side with 3 peers →

Principle 401(k) Plan's out-of-state 401(k) peers by assets and headcount

Outside Texas, the nearest 401(k) by assets is Lokey Automotive Group 401(k) Plan in FL ($10M); by covered participants it is Mcguire Management Group 401(k) Plan in FL (411 participants). Same-state nearby plans are listed separately above.

Closest by plan assets

Nearest other-state filings by tot_assets_eoy ($10M here).

Lokey Automotive Group 401(k) Plan (FL) $10M · 328
First Eldorado Bancshares 401(k) Plan (IL) $10M · 153
National Tube Supply Company 401(k) Savings Plan (IL) $10M · 260
Sai, Inc. 401(k) Profit Sharing Plan (FL) $10M · 82

Similar participant headcount

Nearest other-state filings by covered participants (411 participants); asset peers above are excluded.

Mcguire Management Group 401(k) Plan (FL) 411 · 0 off
Rrr, LLC 401(k) Plan (MD) 411 · 0 off
Wesley Health Care Center, Inc. 401(k) Savings Plan (NY) 411 · 0 off
Super Care Inc 401(k) Profit Sharing Plan & Trust (CA) 411 · 0 off

DOL Form 5500 plan year 2023. Asset totals can differ widely at the same headcount; neither axis is a quality rating.

Frequently Asked Questions

How did Principle 401(k) Plan assets move in 2023? ▼

Principle 401(k) Plan grew sharply - up 29.2% during 2023, from $8M to $10M. Reported net income was $2M.

How have PRINCIPLE plan assets changed over time? ▼

Across 3 plan years on file (2022-2024), PRINCIPLE's sponsor-wide assets grew 52.0%, from $8M to $12M.

Which 401(k) plans are similar in size to Principle 401(k) Plan? ▼

Among 401(k) plans in other states, the closest by assets is Lokey Automotive Group 401(k) Plan in FL ($10M, 328 participants).

Which 401(k) plans cover a similar participant headcount to Principle 401(k) Plan? ▼

Among 401(k) plans in other states, the closest by covered participants is Mcguire Management Group 401(k) Plan in FL (411 participants, $2M in assets).

Source: U.S. Department of Labor, Employee Benefits Security Administration (EBSA), Form 5500 public disclosure dataset. Plan year 2023.

Source: DOL EFAST2 filing system (efast.dol.gov) - original filing retrieval by EIN 465664401.