401(k) · DOL Form 5500 · 2023

Thrive Mortgage, LLC 401(k) Plan

Data updated 2026-08-25

$19M
Total assets Small plan by assets: 647
Participants Below avg headcount: 72nd
Percentile by assets National rank: $30,102
Avg per participant Low balance/head

PlainRetire home → About this data RSS: change history

Official DOL plan name: Thrive Mortgage 401(k) Plan · Sponsored by Thrive Mortgage, LLC · Texas · Finance & Insurance

$19M in assets, 647 participants

Thrive Mortgage, LLC's Thrive Mortgage 401(k) Plan reported $19M in total assets and 647 participants in its 2023 DOL Form 5500 filing, ranking in the 72nd percentile by assets among filed plans. Figures are as reported by the plan sponsor to the Department of Labor, not audited or endorsed by PlainRetire.

#5,192 in Finance & Insurance (8,869 peers)

2023 asset change

Thrive Mortgage 401(k) Plan surged 48.4% in 2023 ($13M → $19M) for 647 participants.

#5,192
in Finance & Insurance (8,869 peers): +48.4%
assets growth YoY

The plan reported a net loss of $5M for the year, a single-year figure driven by markets and benefit payments, not a measure of plan health.

Thrive Mortgage 401(k) Plan's outsized position by total assets

Thrive Mortgage 401(k) Plan vs every filed plan by assets

End-of-year total assets · plan year 2023 · DOL Form 5500

$19,476,043 Top 28% higher than 72% of 127,068 filed plans

Dashed line + filled bar = this entry, among filed plans.

Source U.S. Department of Labor Form 5500 filings (EBSA) · plan year 2023

Thrive Mortgage 401(k) Plan among mid-size filed plans by headcount

Plan-year 2023 Form 5500 filings with a reported participant count, partitioned by headcount band, not by assets. Thrive Mortgage 401(k) Plan sits mid-pack in the medium band (647 participants).

Micro (1-10) 35,718 filings (27%) Small (11-100) 27,089 filings (21%) Medium (101-1,000) 55,445 filings (43%) Large (1,001-10,000) 10,273 filings (8%) Mega (10,000+) 1,374 filings (1%)

Thrive Mortgage 401(k) Plan reported net income fell from -$424K in the plan year 2022 filing to -$5M in the plan year 2023 filing.
Thrive Mortgage 401(k) Plan end-of-year assets rose from $13M in the plan year 2022 filing to $19M in the plan year 2023 filing.
Thrive Mortgage 401(k) Plan reported participants fell from 725 in the plan year 2022 filing to 647 in the plan year 2023 filing.

See the national 2022→2023 release diff →

Published 5500 schedule card

Filing strip 200353048 · Thrive Mortgage, LLC PY 2023 · 401(k)

Thrive Mortgage 401(k) Plan · $19M · 647 · 72nd

EBSA $19M
EBSA 647
EBSA 72nd
EBSA 401(k)
EBSA near Koike Aronson, Inc. Savings Investment Plan
EBSA ind #5192

Stamps derive from this plan's Form 5500 line items (assets, participants, type, EIN, cohort placement) - not a quality rating of the sponsor. Read with Finance & Insurance retirement plans → · Plans in Texas →

End-of-year total assets ($M) among Thrive Mortgage 401(k) Plan and nearest nationwide 401(k) peers. Source: DOL Form 5500 plan year 2023.

Thrive Mortgage, LLC years around the 2023 move

Latest sponsor-wide plan assets: N/A; 2024 filing year

Year	Plans	Participants	Total Assets
2022	1	725	$13M
2023	1	647	$19M
2024	1	349	N/A

2023 asset-move particulars

Total Assets (Beginning of Year)	$13M
Net Assets (End of Year)	$19M
Net Income	-$5M
Employer EIN	200353048
Plan Effective Date	2013-01-01
Filing Status	FILING RECEIVED

Nearby 401(k) Plans in Texas

Peer 401(k) plans, same state, same plan type, ranked by total assets.

Thrive Mortgage 401(k) Plan vs. nearby 401(k) plans in Texas, assets vs. participants

AT&T Retirement Savings Plan $40.0B · 119,854
Exxonmobil Savings Plan $21.9B · 23,477
Caterpillar 401(k) Savings Plan $16.5B · 41,679
American Airlines, Inc. 401(k) Plan $14.7B · 88,792
Dell Inc. 401(k) Plan $13.5B · 45,686

Compare Thrive Mortgage 401(k) Plan side-by-side with 3 peers →

Thrive Mortgage 401(k) Plan's out-of-state 401(k) peers by assets and headcount

Outside Texas, the nearest 401(k) by assets is Koike Aronson, Inc. Savings Investment Plan in NY ($19M); by covered participants it is Golden Svcs, LLC 401(k) Plan & Trust in TN (647 participants). Same-state nearby plans are listed separately above.

Closest by plan assets

Nearest other-state filings by tot_assets_eoy ($19M here).

Koike Aronson, Inc. Savings Investment Plan (NY) $19M · 96
Idaho Steel Products, Inc. Profit Sharing 401(k) Retirement Savings Plan (ID) $19M · 153
Pike Lumber Company, Inc. Profit Sharing Plan & Trust (IN) $19M · 217
J.W. Pepper & Son, Inc. 401(k) Savings and Investment Plan (PA) $19M · 161

Similar participant headcount

Nearest other-state filings by covered participants (647 participants); asset peers above are excluded.

Golden Svcs, LLC 401(k) Plan & Trust (TN) 647 · 0 off
Advanced Chemical Transport Inc (CA) 647 · 0 off
Climate Pros LLC 401(k) Profit Sharing Plan and Trust (IL) 647 · 0 off
Genie Healthcare 401(k) Plan (NJ) 647 · 0 off

DOL Form 5500 plan year 2023. Asset totals can differ widely at the same headcount; neither axis is a quality rating.

Frequently Asked Questions

How did Thrive Mortgage 401(k) Plan assets move in 2023? ▼

Thrive Mortgage 401(k) Plan surged - up 48.4% during 2023, from $13M to $19M. Reported net income was -$5M.

Which 401(k) plans are similar in size to Thrive Mortgage 401(k) Plan? ▼

Among 401(k) plans in other states, the closest by assets is Koike Aronson, Inc. Savings Investment Plan in NY ($19M, 96 participants).

Which 401(k) plans cover a similar participant headcount to Thrive Mortgage 401(k) Plan? ▼

Among 401(k) plans in other states, the closest by covered participants is Golden Svcs, LLC 401(k) Plan & Trust in TN (647 participants, $18M in assets).

Source: U.S. Department of Labor, Employee Benefits Security Administration (EBSA), Form 5500 public disclosure dataset. Plan year 2023.

Source: DOL EFAST2 filing system (efast.dol.gov) - original filing retrieval by EIN 200353048.