401(k) · DOL Form 5500 · 2023

Upland Software, Inc. 401(k) Plan

Data updated 2026-08-25

$61M
Total assets Below avg plan size
446
Participants Below avg headcount
87th
Percentile by assets National rank
$136,046
Avg per participant Near avg balance/head
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Official DOL plan name: Upland Software Inc. 401(k) · Sponsored by Upland Software, Inc. · Texas · Professional & Technical Services

$61M in assets, 446 participants

Upland Software, Inc.'s Upland Software Inc. 401(k) reported $61M in total assets and 446 participants in its 2023 DOL Form 5500 filing, ranking in the 87th percentile by assets among filed plans. Figures are as reported by the plan sponsor to the Department of Labor, not audited or endorsed by PlainRetire.

  • #18,000 in Professional & Technical Services (20,321 peers)

Where Upland Software Inc. 401(k) sits by assets

Upland Software Inc. 401(k) sits in the top quartile of all filed plans by assets, $61M for 446 participants (~$136,046/participant), up 8.5% in 2023.

#18,000
in Professional & Technical Services (20,321 peers)
+8.5%
assets growth YoY
0.6×
vs typical plan assets (national mean)

Upland Software Inc. 401(k)'s outsized position by total assets

Upland Software Inc. 401(k) vs every filed plan by assets

End-of-year total assets · plan year 2023 · DOL Form 5500

$60,676,696 Top 13% higher than 87% of 127,068 filed plans

This plan $0 $2,050,000,000 every filed plan with reported assets, bucketed by value

Dashed line + filled bar = this entry, among filed plans.

Source U.S. Department of Labor Form 5500 filings (EBSA) · plan year 2023

Upland Software Inc. 401(k) among mid-size filed plans by headcount

Plan-year 2023 Form 5500 filings with a reported participant count, partitioned by headcount band, not by assets. Upland Software Inc. 401(k) sits mid-pack in the medium band (446 participants).

What changed between DOL Form 5500 filings

plan year 2022 → plan year 2023

  • Upland Software Inc. 401(k) reported net income rose from -$12M in the plan year 2022 filing to $5M in the plan year 2023 filing.
  • Upland Software Inc. 401(k) end-of-year assets rose from $56M in the plan year 2022 filing to $61M in the plan year 2023 filing.
  • Upland Software Inc. 401(k) reported participants fell from 478 in the plan year 2022 filing to 446 in the plan year 2023 filing.

See the national 2022→2023 release diff →

EBSA filing schedule strip

Filing strip 272992077 · Upland Software, Inc. PY 2023 · 401(k)

Upland Software Inc. 401(k) · $61M · 446 · 87th

  • ASSETS $61M
  • ASSETS 446
  • ASSETS 87th
  • ASSETS 401(k)
  • ASSETS near The Greenberg Farrow Architecture Incorporated Stock Ownership and 401(k) Plan
  • ASSETS ind #18000

Stamps derive from this plan's Form 5500 line items (assets, participants, type, EIN, cohort placement) - not a quality rating of the sponsor. Read with Professional & Technical Services retirement plans → · Plans in Texas →

Upland Software Inc. 401(k) in the asset neighbourhood

Upland Software Inc. 401(k)$61MPbmares 401(k) Plan$61MArctic Wolf Networks, Inc. 401(k) PlanArctic Wolf Networks, Inc. 4…$61MThe Greenberg Farrow Architecture Incorporated Stock Ownership and 401(k) PlanThe Greenberg Farrow Archite…$61MCandela 401(k) Plan$61M
End-of-year total assets ($M) among Upland Software Inc. 401(k) and nearest nationwide 401(k) peers. Source: DOL Form 5500 plan year 2023.

Scale-class filing particulars (2023)

Total Assets (Beginning of Year)$56M
Net Assets (End of Year)$61M
Net Income$5M
Employer EIN272992077
Plan Effective Date1998-01-01
Filing StatusFILING RECEIVED

Sponsor Plan History (Upland Software, Inc.)

Sponsor-wide plan assets over time

All Upland Software, Inc. plans reported in each filing year

Latest sponsor-wide plan assets
$65M 16.599928752791794% vs 2022
2024 filing year
$50M$55M$60M$65M$70M 202220232024 $55.9M $65.2M ▲ +16.6%
Year Plans Participants Total Assets
2022 1 478 $56M
2023 1 446 $61M
2024 1 475 $65M

Nearby 401(k) Plans in Texas

Peer 401(k) plans, same state, same plan type, ranked by total assets.

Upland Software Inc. 401(k) vs. nearby 401(k) plans in Texas, assets vs. participants Scatter plot of 6 data points. -50000050000100000150000 -1001020304050 Total assets ($B) Participants Upland Software Inc. 401(k), Total assets ($B): 0.060676696 · Participants: 446Upland Software Inc. 401(k)AT&T Retirement Savings Plan, Total assets ($B): 40.012012 · Participants: 119854AT&T Retirement Savings PlanExxonmobil Savings Plan, Total assets ($B): 21.917 · Participants: 23477Exxonmobil Savings PlanCaterpillar 401(k) Savings Plan, Total assets ($B): 16.496476432 · Participants: 41679Caterpillar 401(k) Savings PlanAmerican Airlines, Inc. 401(k) Plan, Total assets ($B): 14.680189879 · Participants: 88792American Airlines, Inc. 401(k) PlanDell Inc. 401(k) Plan, Total assets ($B): 13.529835 · Participants: 45686Dell Inc. 401(k) Plan
Upland Software Inc. 401(k) vs. nearby 401(k) plans in Texas, assets vs. participants
Compare Upland Software Inc. 401(k) side-by-side with 3 peers →

Upland Software Inc. 401(k)'s out-of-state 401(k) peers by assets and headcount

Outside Texas, the nearest 401(k) by assets is The Greenberg Farrow Architecture Incorporated Stock Ownership and 401(k) Plan in GA ($61M); by covered participants it is Klick USA Inc. 401(k) Plan in NY (446 participants). Same-state nearby plans are listed separately above.

Closest by plan assets

Nearest other-state filings by tot_assets_eoy ($61M here).

Similar participant headcount

Nearest other-state filings by covered participants (446 participants); asset peers above are excluded.

DOL Form 5500 plan year 2023. Asset totals can differ widely at the same headcount; neither axis is a quality rating.

Frequently Asked Questions

How did Upland Software Inc. 401(k) assets move in 2023? ▼
Upland Software Inc. 401(k) grew at a solid clip - up 8.5% during 2023, from $56M to $61M. Reported net income was $5M.
How have Upland Software, Inc. plan assets changed over time? ▼
Across 3 plan years on file (2022-2024), Upland Software, Inc.'s sponsor-wide assets grew 16.6%, from $56M to $65M.
Where does Upland Software Inc. 401(k) rank by assets among Form 5500 filers? ▼
Upland Software Inc. 401(k) ranks in the 87th percentile by end-of-year assets among 127,072 plans that reported assets for plan year 2023 (in the top quartile of all filed plans by assets).
Which 401(k) plans are similar in size to Upland Software Inc. 401(k)? ▼
Among 401(k) plans in other states, the closest by assets is The Greenberg Farrow Architecture Incorporated Stock Ownership and 401(k) Plan in GA ($61M, 272 participants).
Which 401(k) plans cover a similar participant headcount to Upland Software Inc. 401(k)? ▼
Among 401(k) plans in other states, the closest by covered participants is Klick USA Inc. 401(k) Plan in NY (446 participants, $37M in assets).

Source: U.S. Department of Labor, Employee Benefits Security Administration (EBSA), Form 5500 public disclosure dataset. Plan year 2023.

Source: DOL EFAST2 filing system (efast.dol.gov) - original filing retrieval by EIN 272992077.

Read our methodology - how this data is sourced, computed, and verified.

Data sourced from U.S. Department of Labor Form 5500 filings (EBSA). See our methodology for details.