401(k) · DOL Form 5500 · 2023

Ubs Ag 401(k) Plan

Data updated 2026-08-25

$9.0B
Total assets Very large vs avg
21,579
Participants Very large workforce
100th
Percentile by assets National rank
$417,377
Avg per participant High balance/head
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Official DOL plan name: Ubs 401(k) Plan Trust · Sponsored by Ubs Ag · New Jersey · Finance & Insurance

$9.0B in assets, 21,579 participants

Ubs Ag's Ubs 401(k) Plan Trust reported $9.0B in total assets and 21,579 participants in its 2023 DOL Form 5500 filing, ranking in the 100th percentile by assets among filed plans. Figures are as reported by the plan sponsor to the Department of Labor, not audited or endorsed by PlainRetire.

  • #8,845 in Finance & Insurance (8,869 peers)

Coverage in New Jersey

Ubs 401(k) Plan Trust covers 21,579 participants in New Jersey, 26x the typical New Jersey plan (state average ~844 per filing). Assets: $9.0B.

#8,845
in Finance & Insurance (8,869 peers)
+21.0%
assets growth YoY
90×
vs typical plan assets (national mean)

Ubs 401(k) Plan Trust's outsized position by total assets

Ubs 401(k) Plan Trust vs every filed plan by assets

End-of-year total assets · plan year 2023 · DOL Form 5500

$9,006,572,401 Highest reported value at or above every one of 127,068 filed plans

This plan $0 $2,050,000,000 every filed plan with reported assets, bucketed by value

Dashed line + filled bar = this entry, among filed plans.

Source U.S. Department of Labor Form 5500 filings (EBSA) · plan year 2023

Ubs 401(k) Plan Trust's mega-plan peer group by participant headcount

Plan-year 2023 Form 5500 filings with a reported participant count, partitioned by headcount band, not by assets. Ubs 401(k) Plan Trust is a mega filing (21,579 participants), the rightmost band on the breakdown.

What changed between DOL Form 5500 filings

plan year 2022 → plan year 2023

  • Ubs 401(k) Plan Trust reported net income rose from -$1.5B in the plan year 2022 filing to $1.6B in the plan year 2023 filing.
  • Ubs 401(k) Plan Trust end-of-year assets rose from $7.4B in the plan year 2022 filing to $9.0B in the plan year 2023 filing.
  • Ubs 401(k) Plan Trust reported participants rose from 21,046 in the plan year 2022 filing to 21,579 in the plan year 2023 filing.

See the national 2022→2023 release diff →

DOL schedule card

Filing strip 980186363 · Ubs Ag PY 2023 · 401(k)

Ubs 401(k) Plan Trust · $9.0B · 21,579 · 100th

  • RANK $9.0B
  • PHOTO 21,579
  • IND 100th
  • EOY 401(k)
  • 5500 near The Bank of New York Mellon Corporation 401(k) Savings Plan
  • ASSETS ind #8845

Stamps derive from this plan's Form 5500 line items (assets, participants, type, EIN, cohort placement) - not a quality rating of the sponsor. Read with Finance & Insurance retirement plans → · Plans in New Jersey →

Ubs 401(k) Plan Trust in the asset neighbourhood

Advocate Aurora Health 401(k) PlanAdvocate Aurora Health 401(k…$9.1BMcKinsey & Company, Inc. (Psrp) Profit Sharing Retirement PlanMcKinsey & Company, Inc. (Ps…$9.1BUbs 401(k) Plan Trust$9.0BThe Bank of New York Mellon Corporation 401(k) Savings PlanThe Bank of New York Mellon …$9.0BUnited Airlines 401(k) Savings PlanUnited Airlines 401(k) Savin…$8.9B
End-of-year total assets ($B) among Ubs 401(k) Plan Trust and nearest nationwide 401(k) peers. Source: DOL Form 5500 plan year 2023.

New Jersey filing particulars

Total Assets (Beginning of Year)$7.4B
Net Assets (End of Year)$9.0B
Net Income$1.6B
Employer EIN980186363
Plan Effective Date1983-09-01
Filing StatusFILING RECEIVED

Sponsor Plan History (Ubs Ag)

Sponsor-wide plan assets over time

All Ubs Ag plans reported in each filing year

Latest sponsor-wide plan assets
$10.6B 35.111487894865604% vs 2022
2024 filing year
$7B$8B$9B$10B$11B 202220232024 $7.84B $10.6B ▲ +35.1%
Year Plans Participants Total Assets
2022 2 21,378 $7.8B
2023 2 21,878 $9.4B
2024 2 21,623 $10.6B

Nearby 401(k) Plans in New Jersey

Peer 401(k) plans, same state, same plan type, ranked by total assets.

Ubs 401(k) Plan Trust vs. nearby 401(k) plans in New Jersey, assets vs. participants Scatter plot of 6 data points. 050000100000150000200000 01020304050 Total assets ($B) Participants Ubs 401(k) Plan Trust, Total assets ($B): 9.006572401 · Participants: 21579Ubs 401(k) Plan TrustJPMorgan Chase 401(k) Savings Plan, Total assets ($B): 44.552237022 · Participants: 176610JPMorgan Chase 401(k) Savings PlanVerizon Savings Plan for Management Employees, Total assets ($B): 27.825640157 · Participants: 78072Verizon Savings Plan for Management EmployeesJohnson and Johnson Savings Plan, Total assets ($B): 22.177853595 · Participants: 41291Johnson and Johnson Savings PlanErnst & Young Retirement Savings Plan, Total assets ($B): 15.543526764 · Participants: 59346Ernst & Young Retirement Savings PlanMerck US Savings Plan, Total assets ($B): 13.424416176 · Participants: 26850Merck US Savings Plan
Ubs 401(k) Plan Trust vs. nearby 401(k) plans in New Jersey, assets vs. participants
Compare Ubs 401(k) Plan Trust side-by-side with 3 peers →

Scale composition for Ubs 401(k) Plan Trust

Ubs 401(k) Plan Trust reports $9.0B in end-of-year assets across 21,579 participants (0.073% of the $12.3T held by all Form 5500 filers in the national rollup , and 0.023% of 93,925,755 covered participants) - about $417,377 per participant (3.0x the national average assets-per-participant) . Net income for plan year 2023 was $1.6B.

This plan identity (EIN 980186363, plan #002) has 3 Form 5500 filings on file from 2022 to 2024 , with end-of-year assets moving from $7.4B to $10.2B (+37.1%) while covered participants moved from 21,046 to 21,350 . Single-year sparse filers cannot show that trail.

Plan year Participants EOY assets Filing
2022 21,046 $7.4B Open filing
2023 21,579 $9.0B This page
2024 · index core 21,350 $10.2B Open filing

The same sponsor also keeps 2 other index-core plans on PlainRetire:

Ubs 401(k) Plan Trust's out-of-state 401(k) peers by assets and headcount

Outside New Jersey, the nearest 401(k) by assets is The Bank of New York Mellon Corporation 401(k) Savings Plan in PA ($9.0B); by covered participants it is Acadia Healthcare Company, Inc. 401(k) Plan in TN (21,547 participants). Same-state nearby plans are listed separately above.

Similar participant headcount

Nearest other-state filings by covered participants (21,579 participants); asset peers above are excluded.

DOL Form 5500 plan year 2023. Asset totals can differ widely at the same headcount; neither axis is a quality rating.

Frequently Asked Questions

How did Ubs 401(k) Plan Trust assets move in 2023? ▼
Ubs 401(k) Plan Trust grew sharply - up 21.0% during 2023, from $7.4B to $9.0B. Reported net income was $1.6B.
How have Ubs Ag plan assets changed over time? ▼
Across 3 plan years on file (2022-2024), Ubs Ag's sponsor-wide assets grew 35.1%, from $7.8B to $10.6B.
Where does Ubs 401(k) Plan Trust rank by assets among Form 5500 filers? ▼
Ubs 401(k) Plan Trust ranks in the 100th percentile by end-of-year assets among 127,072 plans that reported assets for plan year 2023 (among the largest 1% of all filed plans).
Which 401(k) plans are similar in size to Ubs 401(k) Plan Trust? ▼
Among 401(k) plans in other states, the closest by assets is The Bank of New York Mellon Corporation 401(k) Savings Plan in PA ($9.0B, 25,184 participants).
Which 401(k) plans cover a similar participant headcount to Ubs 401(k) Plan Trust? ▼
Among 401(k) plans in other states, the closest by covered participants is Acadia Healthcare Company, Inc. 401(k) Plan in TN (21,547 participants, $251M in assets).

Source: U.S. Department of Labor, Employee Benefits Security Administration (EBSA), Form 5500 public disclosure dataset. Plan year 2023.

Source: DOL EFAST2 filing system (efast.dol.gov) - original filing retrieval by EIN 980186363.

Read our methodology - how this data is sourced, computed, and verified.

Data sourced from U.S. Department of Labor Form 5500 filings (EBSA). See our methodology for details.