401(k) · DOL Form 5500 · 2023
Ubs Ag 401(k) Plan
Data updated 2026-08-06
- $9.0B
- Total assets
- 21,579
- Participants
- 100th
- Percentile by assets
- $417,377
- Avg per participant
Official DOL plan name: Ubs 401(k) Plan Trust · Sponsored by Ubs Ag · New Jersey · Finance & Insurance
$9.0B in assets, 21,579 participants
Ubs Ag's Ubs 401(k) Plan Trust reported $9.0B in total assets and 21,579 participants in its 2023 DOL Form 5500 filing, ranking in the 100th percentile by assets among filed plans. Figures are as reported by the plan sponsor to the Department of Labor, not audited or endorsed by PlainRetire.
- 100th percentile by assets (of 126,618 plans)
- #8,828 in Finance & Insurance (8,852 peers)
Coverage in New Jersey
Ubs 401(k) Plan Trust covers 21,579 participants in New Jersey, 25x the typical New Jersey plan (state average ~865 per filing). Assets: $9.0B.
- $9.0B
- total plan assets (2023 EOY)
- 21,579
- covered participants
- 100th
- percentile by assets (of 126,618 plans)
- $417,377
- avg assets per participant
What changed between DOL Form 5500 filings
plan year 2022 → plan year 2023
- Ubs 401(k) Plan Trust reported net income rose from -$1.5B in the plan year 2022 filing to $1.6B in the plan year 2023 filing.
- Ubs 401(k) Plan Trust end-of-year assets rose from $7.4B in the plan year 2022 filing to $9.0B in the plan year 2023 filing.
- Ubs 401(k) Plan Trust reported participants rose from 21,046 in the plan year 2022 filing to 21,579 in the plan year 2023 filing.
Participants vs New Jersey filers
In New Jersey, the average filing covers about 865 participants across 3,927 plans. Ubs 401(k) Plan Trust reports 21,579 participants - 25x that state average ($9.0B EOY assets).
New Jersey filing particulars
| Total Assets (Beginning of Year) | $7.4B |
|---|---|
| Net Assets (End of Year) | $9.0B |
| Net Income | $1.6B |
| Employer EIN | 980186363 |
| Plan Effective Date | 1983-09-01 |
| Filing Status | FILING RECEIVED |
Sponsor Plan History (Ubs Ag)
| Year | Plans | Participants | Total Assets |
|---|---|---|---|
| 2022 | 2 | 21,378 | $7.8B |
| 2023 | 2 | 21,878 | $9.4B |
| 2024 | 2 | 21,623 | $10.6B |
Nearby 401(k) Plans in New Jersey
Peer 401(k) plans, same state, same plan type, ranked by total assets.
Ubs 401(k) Plan Trust vs. nearby 401(k) plans in New Jersey, assets vs. participants
- JPMorgan Chase 401(k) Savings Plan $44.6B · 176,610
- Verizon Savings Plan for Management Employees $27.8B · 78,072
- Johnson and Johnson Savings Plan $22.2B · 41,291
- Ernst & Young Retirement Savings Plan $15.5B · 59,346
- Merck US Savings Plan $13.4B · 26,850
Scale composition for Ubs 401(k) Plan Trust
Ubs 401(k) Plan Trust reports $9.0B in end-of-year assets across 21,579 participants (0.077% of the $11.6T held by all Form 5500 filers in the national rollup , and 0.024% of 89,805,449 covered participants) - about $417,377 per participant (3.0x the national average assets-per-participant) . Net income for plan year 2023 was $1.6B.
This plan identity (EIN 980186363, plan #002) has 3 Form 5500 filings on file from 2022 to 2024 , with end-of-year assets moving from $7.4B to $10.2B (+37.1%) while covered participants moved from 21,046 to 21,350 . Single-year sparse filers cannot show that trail.
| Plan year | Participants | EOY assets | Filing |
|---|---|---|---|
| 2022 | 21,046 | $7.4B | Open filing |
| 2023 | 21,579 | $9.0B | This page |
| 2024 · index core | 21,350 | $10.2B | Open filing |
The same sponsor also keeps 2 other index-core plans on PlainRetire:
- Ubs 401(k) Plan Trust (401(k), $10.2B, 21,350 participants)
- Ubs Pension Plan (Defined Benefit (Pension), $380M, 273 participants)
Similar-Sized 401(k) Plans Nationally
401(k) plans in other states closest to Ubs 401(k) Plan Trust by total assets, not by location.
- The Bank of New York Mellon Corporation 401(k) Savings Plan (PA) $9.0B · 25,184
- McKinsey & Company, Inc. (Psrp) Profit Sharing Retirement Plan (NY) $9.1B · 17,796
- United Airlines 401(k) Savings Plan (IL) $8.9B · 47,594
- Advocate Aurora Health 401(k) Plan (WI) $9.1B · 76,956
Frequently Asked Questions
How did Ubs 401(k) Plan Trust assets move in 2023? ▼
How have Ubs Ag plan assets changed over time? ▼
Where does Ubs 401(k) Plan Trust rank by assets among Form 5500 filers? ▼
Which 401(k) plans are similar in size to Ubs 401(k) Plan Trust? ▼
Next read for Ubs 401(k) Plan Trust
Filing takeaways
Ways to act on Ubs 401(k) Plan Trust's numbers.
- By total assets, Ubs 401(k) Plan Trust ranks among the largest 1% of all filed plans. See the largest plans
- Compare it side-by-side against 3 similar 401(k) plans in New Jersey. Compare plans
- Ubs Ag's sponsor-wide assets have grown 35.1% since 2022 across 3 plan years on file. More Finance & Insurance plans