401(k) · DOL Form 5500 · 2022

Ubs Ag 401(k) Plan

Data updated 2026-08-06

$7.4B
Total assets
21,046
Participants
100th
Percentile by assets
$353,682
Avg per participant
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Official DOL plan name: Ubs 401(k) Plan Trust · Sponsored by Ubs Ag · New Jersey · Finance & Insurance

$7.4B in assets, 21,046 participants

Ubs Ag's Ubs 401(k) Plan Trust reported $7.4B in total assets and 21,046 participants in its 2022 DOL Form 5500 filing, ranking in the 100th percentile by assets among filed plans. Figures are as reported by the plan sponsor to the Department of Labor, not audited or endorsed by PlainRetire.

  • 100th percentile by assets (of 139,258 plans)
  • #9,240 in Finance & Insurance (9,267 peers)

Coverage in New Jersey

Ubs 401(k) Plan Trust covers 21,046 participants in New Jersey, 24x the typical New Jersey plan (state average ~865 per filing). Assets: $7.4B.

$7.4B
total plan assets (2022 EOY)
21,046
covered participants
100th
percentile by assets (of 139,258 plans)
$353,682
avg assets per participant

The plan reported a net loss of $1.5B for the year, a single-year figure driven by markets and benefit payments, not a measure of plan health.

Participants vs New Jersey filers

In New Jersey, the average filing covers about 865 participants across 3,927 plans. Ubs 401(k) Plan Trust reports 21,046 participants - 24x that state average ($7.4B EOY assets).

New Jersey filing particulars

Total Assets (Beginning of Year)$8.9B
Net Assets (End of Year)$7.4B
Net Income-$1.5B
Employer EIN980186363
Plan Effective Date1983-09-01
Filing StatusFILING RECEIVED

Sponsor Plan History (Ubs Ag)

$7B$8B$9B$10B$11B 202220232024 $7.84B $10.6B ▲ +35.1%
Total plan assets by year, all Ubs Ag plans on file
Year Plans Participants Total Assets
2022 2 21,378 $7.8B
2023 2 21,878 $9.4B
2024 2 21,623 $10.6B

Nearby 401(k) Plans in New Jersey

Peer 401(k) plans, same state, same plan type, ranked by total assets.

Ubs 401(k) Plan Trust vs. nearby 401(k) plans in New Jersey, assets vs. participants

Ubs 401(k) Plan Trust vs. nearby 401(k) plans in New Jersey, assets vs. participants Scatter plot of 6 data points. 050000100000150000200000 010203040 Total assets ($B) Participants Ubs 401(k) Plan TrustJPMorgan Chase 401(k…Verizon Savings Plan…Johnson and Johnson …Pfizer Savings PlanErnst & Young Retire…
Ubs 401(k) Plan Trust vs. nearby 401(k) plans in New Jersey, assets vs. participants

Scale composition for Ubs 401(k) Plan Trust

Ubs 401(k) Plan Trust reports $7.4B in end-of-year assets across 21,046 participants (0.064% of the $11.6T held by all Form 5500 filers in the national rollup , and 0.023% of 89,805,449 covered participants) - about $353,682 per participant (2.6x the national average assets-per-participant) . Net income for plan year 2022 was -$1.5B.

This plan identity (EIN 980186363, plan #002) has 3 Form 5500 filings on file from 2022 to 2024 , with end-of-year assets moving from $7.4B to $10.2B (+37.1%) while covered participants moved from 21,046 to 21,350 . Single-year sparse filers cannot show that trail.

Plan year Participants EOY assets Filing
2022 21,046 $7.4B This page
2023 21,579 $9.0B Open filing
2024 · index core 21,350 $10.2B Open filing

The same sponsor also keeps 2 other index-core plans on PlainRetire:

Similar-Sized 401(k) Plans Nationally

401(k) plans in other states closest to Ubs 401(k) Plan Trust by total assets, not by location.

Frequently Asked Questions

How did Ubs 401(k) Plan Trust assets move in 2022?
Ubs 401(k) Plan Trust declined sharply - down 16.7% during 2022, from $8.9B to $7.4B. Reported net income was -$1.5B.
How have Ubs Ag plan assets changed over time?
Across 3 plan years on file (2022-2024), Ubs Ag's sponsor-wide assets grew 35.1%, from $7.8B to $10.6B.
Where does Ubs 401(k) Plan Trust rank by assets among Form 5500 filers?
Ubs 401(k) Plan Trust ranks in the 100th percentile by end-of-year assets among 139,258 plans that reported assets for plan year 2022 (among the largest 1% of all filed plans).
Which 401(k) plans are similar in size to Ubs 401(k) Plan Trust?
Among 401(k) plans in other states, the closest by assets is Hewlett Packard Enterprise 401(k)Plan in TX ($7.4B, 15,255 participants).

Filing takeaways

Ways to act on Ubs 401(k) Plan Trust's numbers.