401(k) · DOL Form 5500 · 2022
Ubs Ag 401(k) Plan
Data updated 2026-08-25
- $7.4B
- Total assets Very large vs avg
- 21,046
- Participants Very large workforce
- 100th
- Percentile by assets National rank
- $353,682
- Avg per participant High balance/head
Official DOL plan name: Ubs 401(k) Plan Trust · Sponsored by Ubs Ag · New Jersey · Finance & Insurance
$7.4B in assets, 21,046 participants
Ubs Ag's Ubs 401(k) Plan Trust reported $7.4B in total assets and 21,046 participants in its 2022 DOL Form 5500 filing, ranking in the 100th percentile by assets among filed plans. Figures are as reported by the plan sponsor to the Department of Labor, not audited or endorsed by PlainRetire.
- #9,234 in Finance & Insurance (9,261 peers)
Coverage in New Jersey
Ubs 401(k) Plan Trust covers 21,046 participants in New Jersey, 25x the typical New Jersey plan (state average ~844 per filing). Assets: $7.4B.
- #9,234
- in Finance & Insurance (9,261 peers)
- -16.7%
- assets change YoY
- 75×
- vs typical plan assets (national mean)
The plan reported a net loss of $1.5B for the year, a single-year figure driven by markets and benefit payments, not a measure of plan health.
Ubs 401(k) Plan Trust's outsized position by total assets
Ubs 401(k) Plan Trust vs every filed plan by assets
End-of-year total assets · plan year 2022 · DOL Form 5500
$7,443,590,630 Highest reported value at or above every one of 139,123 filed plans
Dashed line + filled bar = this entry, among filed plans.
Source U.S. Department of Labor Form 5500 filings (EBSA) · plan year 2022
Ubs 401(k) Plan Trust's mega-plan peer group by participant headcount
Plan-year 2022 Form 5500 filings with a reported participant count, partitioned by headcount band, not by assets. Ubs 401(k) Plan Trust is a mega filing (21,046 participants), the rightmost band on the breakdown.
EBSA filing schedule strip
Filing strip 980186363 · Ubs Ag PY 2022 · 401(k)
Ubs 401(k) Plan Trust · $7.4B · 21,046 · 100th
- RANK $7.4B
- RANK 21,046
- RANK 100th
- RANK 401(k)
- RANK near Hewlett Packard Enterprise 401(k)Plan
- RANK ind #9234
Stamps derive from this plan's Form 5500 line items (assets, participants, type, EIN, cohort placement) - not a quality rating of the sponsor. Read with Finance & Insurance retirement plans → · Plans in New Jersey →
Ubs 401(k) Plan Trust in the asset neighbourhood
New Jersey filing particulars
| Total Assets (Beginning of Year) | $8.9B |
|---|---|
| Net Assets (End of Year) | $7.4B |
| Net Income | -$1.5B |
| Employer EIN | 980186363 |
| Plan Effective Date | 1983-09-01 |
| Filing Status | FILING RECEIVED |
Sponsor Plan History (Ubs Ag)
Sponsor-wide plan assets over time
All Ubs Ag plans reported in each filing year
- Latest sponsor-wide plan assets
- $10.6B 35.111487894865604% vs 2022
- 2024 filing year
| Year | Plans | Participants | Total Assets |
|---|---|---|---|
| 2022 | 2 | 21,378 | $7.8B |
| 2023 | 2 | 21,878 | $9.4B |
| 2024 | 2 | 21,623 | $10.6B |
Nearby 401(k) Plans in New Jersey
Peer 401(k) plans, same state, same plan type, ranked by total assets.
- JPMorgan Chase 401(k) Savings Plan $36.8B · 168,280
- Verizon Savings Plan for Management Employees $25.2B · 76,788
- Johnson and Johnson Savings Plan $21.2B · 43,271
- Pfizer Savings Plan $17.8B · 27,796
- Ernst & Young Retirement Savings Plan $12.4B · 52,975
Scale composition for Ubs 401(k) Plan Trust
Ubs 401(k) Plan Trust reports $7.4B in end-of-year assets across 21,046 participants (0.060% of the $12.3T held by all Form 5500 filers in the national rollup , and 0.022% of 93,925,755 covered participants) - about $353,682 per participant (2.6x the national average assets-per-participant) . Net income for plan year 2022 was -$1.5B.
This plan identity (EIN 980186363, plan #002) has 3 Form 5500 filings on file from 2022 to 2024 , with end-of-year assets moving from $7.4B to $10.2B (+37.1%) while covered participants moved from 21,046 to 21,350 . Single-year sparse filers cannot show that trail.
| Plan year | Participants | EOY assets | Filing |
|---|---|---|---|
| 2022 | 21,046 | $7.4B | This page |
| 2023 | 21,579 | $9.0B | Open filing |
| 2024 · index core | 21,350 | $10.2B | Open filing |
The same sponsor also keeps 2 other index-core plans on PlainRetire:
- Ubs 401(k) Plan Trust (401(k), $10.2B, 21,350 participants)
- Ubs Pension Plan (Defined Benefit (Pension), $380M, 273 participants)
Ubs 401(k) Plan Trust's out-of-state 401(k) peers by assets and headcount
Outside New Jersey, the nearest 401(k) by assets is Hewlett Packard Enterprise 401(k)Plan in TX ($7.4B); by covered participants it is Nucor Corporation Profit Sharing and Retirement Savings Plan in NC (21,030 participants). Same-state nearby plans are listed separately above.
Closest by plan assets
Nearest other-state filings by tot_assets_eoy ($7.4B here).
- Hewlett Packard Enterprise 401(k)Plan (TX) $7.4B · 15,255
- United Airlines 401(k) Savings Plan (IL) $7.4B · 46,613
- Advocate Aurora Health 401(k) Plan (IL) $7.5B · 73,838
- Lowes 401(k) Plan (NC) $7.4B · 284,864
Similar participant headcount
Nearest other-state filings by covered participants (21,046 participants); asset peers above are excluded.
- Nucor Corporation Profit Sharing and Retirement Savings Plan (NC) 21,030 · 16 off
- Lithia Motors, Inc. 401(k) Plan (OR) 21,161 · 115 off
- Envoy Air Inc. 401(k) Plan (TX) 20,906 · 140 off
- Infosys Limited Tax Savings 401(k) Safe Harbor Plan (TX) 20,819 · 227 off
DOL Form 5500 plan year 2022. Asset totals can differ widely at the same headcount; neither axis is a quality rating.