401(k) · DOL Form 5500 · 2024

Ubs Ag 401(k) Plan

Data updated 2026-08-25

$10.2B
Total assets Mega-plan scale
21,350
Participants Very large workforce
100th
Percentile by assets National rank
$478,069
Avg per participant High balance/head
PlainRetire home → About this data RSS: change history

Official DOL plan name: Ubs 401(k) Plan Trust · Sponsored by Ubs Ag · New Jersey · Finance & Insurance

$10.2B in assets, 21,350 participants

Ubs Ag's Ubs 401(k) Plan Trust reported $10.2B in total assets and 21,350 participants in its 2024 DOL Form 5500 filing, ranking in the 100th percentile by assets among filed plans. Figures are as reported by the plan sponsor to the Department of Labor, not audited or endorsed by PlainRetire.

  • #8,528 in Finance & Insurance (8,549 peers)

Coverage in New Jersey

Ubs 401(k) Plan Trust covers 21,350 participants in New Jersey, 25x the typical New Jersey plan (state average ~844 per filing). Assets: $10.2B.

#8,528
in Finance & Insurance (8,549 peers)
+13.3%
assets growth YoY
102×
vs typical plan assets (national mean)

Ubs 401(k) Plan Trust's outsized position by total assets

Ubs 401(k) Plan Trust vs every filed plan by assets

End-of-year total assets · plan year 2024 · DOL Form 5500

$10,206,773,684 Highest reported value at or above every one of 123,620 filed plans

This plan $0 $2,050,000,000 every filed plan with reported assets, bucketed by value

Dashed line + filled bar = this entry, among filed plans.

Source U.S. Department of Labor Form 5500 filings (EBSA) · plan year 2024

Ubs 401(k) Plan Trust's mega-plan peer group by participant headcount

Plan-year 2024 Form 5500 filings with a reported participant count, partitioned by headcount band, not by assets. Ubs 401(k) Plan Trust is a mega filing (21,350 participants), the rightmost band on the breakdown.

What changed between DOL Form 5500 filings

plan year 2023 → plan year 2024

  • Ubs 401(k) Plan Trust reported net income fell from $1.6B in the plan year 2023 filing to $1.2B in the plan year 2024 filing.
  • Ubs 401(k) Plan Trust end-of-year assets rose from $9.0B in the plan year 2023 filing to $10.2B in the plan year 2024 filing.
  • Ubs 401(k) Plan Trust reported participants fell from 21,579 in the plan year 2023 filing to 21,350 in the plan year 2024 filing.

See the national 2023→2024 release diff →

Published 5500 schedule card

Filing strip 980186363 · Ubs Ag PY 2024 · 401(k)

Ubs 401(k) Plan Trust · $10.2B · 21,350 · 100th

  • VS-ST $10.2B
  • BOY 21,350
  • SCH 100th
  • EBSA 401(k)
  • PART near The PNC Financial Services Group, Inc. Incentive Savings Plan
  • TYPE ind #8528

Stamps derive from this plan's Form 5500 line items (assets, participants, type, EIN, cohort placement) - not a quality rating of the sponsor. Read with Finance & Insurance retirement plans → · Plans in New Jersey →

Ubs 401(k) Plan Trust in the asset neighbourhood

United Airlines 401(k) Savings PlanUnited Airlines 401(k) Savin…$10.3BHp Inc. 401(k) Plan$10.3BThermo Fisher Scientific Inc. 401(k) Retirement PlanThermo Fisher Scientific Inc…$10.3BUbs 401(k) Plan Trust$10.2BThe PNC Financial Services Group, Inc. Incentive Savings PlanThe PNC Financial Services G…$10.2B
End-of-year total assets ($B) among Ubs 401(k) Plan Trust and nearest nationwide 401(k) peers. Source: DOL Form 5500 plan year 2024.

New Jersey filing particulars

Total Assets (Beginning of Year)$9.0B
Net Assets (End of Year)$10.2B
Net Income$1.2B
Employer EIN980186363
Plan Effective Date1983-09-01
Filing StatusFILING RECEIVED

Sponsor Plan History (Ubs Ag)

Sponsor-wide plan assets over time

All Ubs Ag plans reported in each filing year

Latest sponsor-wide plan assets
$10.6B 35.111487894865604% vs 2022
2024 filing year
$7B$8B$9B$10B$11B 202220232024 $7.84B $10.6B ▲ +35.1%
Year Plans Participants Total Assets
2022 2 21,378 $7.8B
2023 2 21,878 $9.4B
2024 2 21,623 $10.6B

Nearby 401(k) Plans in New Jersey

Peer 401(k) plans, same state, same plan type, ranked by total assets.

Ubs 401(k) Plan Trust vs. nearby 401(k) plans in New Jersey, assets vs. participants Scatter plot of 6 data points. 050000100000150000200000 0102030405060 Total assets ($B) Participants Ubs 401(k) Plan Trust, Total assets ($B): 10.206773684 · Participants: 21350Ubs 401(k) Plan TrustJPMorgan Chase 401(k) Savings Plan, Total assets ($B): 52.9134575 · Participants: 185532JPMorgan Chase 401(k) Savings PlanVerizon Savings Plan for Management Employees, Total assets ($B): 29.376133902 · Participants: 69218Verizon Savings Plan for Management EmployeesJohnson and Johnson Savings Plan, Total assets ($B): 23.58476515 · Participants: 42583Johnson and Johnson Savings PlanErnst & Young Retirement Savings Plan, Total assets ($B): 18.327167732 · Participants: 56714Ernst & Young Retirement Savings PlanMerck US Savings Plan, Total assets ($B): 14.970916966 · Participants: 27956Merck US Savings Plan
Ubs 401(k) Plan Trust vs. nearby 401(k) plans in New Jersey, assets vs. participants
Compare Ubs 401(k) Plan Trust side-by-side with 3 peers →

Scale composition for Ubs 401(k) Plan Trust

Ubs 401(k) Plan Trust reports $10.2B in end-of-year assets across 21,350 participants (0.083% of the $12.3T held by all Form 5500 filers in the national rollup , and 0.023% of 93,925,755 covered participants) - about $478,069 per participant (3.5x the national average assets-per-participant) . Net income for plan year 2024 was $1.2B.

This plan identity (EIN 980186363, plan #002) has 3 Form 5500 filings on file from 2022 to 2024 , with end-of-year assets moving from $7.4B to $10.2B (+37.1%) while covered participants moved from 21,046 to 21,350 . Single-year sparse filers cannot show that trail.

Plan year Participants EOY assets Filing
2022 21,046 $7.4B Open filing
2023 21,579 $9.0B Open filing
2024 · index core 21,350 $10.2B This page

The same sponsor also keeps 1 other index-core plan on PlainRetire:

Ubs 401(k) Plan Trust's out-of-state 401(k) peers by assets and headcount

Outside New Jersey, the nearest 401(k) by assets is The PNC Financial Services Group, Inc. Incentive Savings Plan in PA ($10.2B); by covered participants it is Academy, Ltd. 401(k) Profit Sharing Plan in TX (21,370 participants). Same-state nearby plans are listed separately above.

Closest by plan assets

Nearest other-state filings by tot_assets_eoy ($10.2B here).

Similar participant headcount

Nearest other-state filings by covered participants (21,350 participants); asset peers above are excluded.

DOL Form 5500 plan year 2024. Asset totals can differ widely at the same headcount; neither axis is a quality rating.

Frequently Asked Questions

How did Ubs 401(k) Plan Trust assets move in 2024? ▼
Ubs 401(k) Plan Trust grew at a solid clip - up 13.3% during 2024, from $9.0B to $10.2B. Reported net income was $1.2B.
How have Ubs Ag plan assets changed over time? ▼
Across 3 plan years on file (2022-2024), Ubs Ag's sponsor-wide assets grew 35.1%, from $7.8B to $10.6B.
Where does Ubs 401(k) Plan Trust rank by assets among Form 5500 filers? ▼
Ubs 401(k) Plan Trust ranks in the 100th percentile by end-of-year assets among 123,622 plans that reported assets for plan year 2024 (among the largest 1% of all filed plans).
Which 401(k) plans are similar in size to Ubs 401(k) Plan Trust? ▼
Among 401(k) plans in other states, the closest by assets is The PNC Financial Services Group, Inc. Incentive Savings Plan in PA ($10.2B, 54,604 participants).
Which 401(k) plans cover a similar participant headcount to Ubs 401(k) Plan Trust? ▼
Among 401(k) plans in other states, the closest by covered participants is Academy, Ltd. 401(k) Profit Sharing Plan in TX (21,370 participants, $365M in assets).

Source: U.S. Department of Labor, Employee Benefits Security Administration (EBSA), Form 5500 public disclosure dataset. Plan year 2024.

Source: DOL EFAST2 filing system (efast.dol.gov) - original filing retrieval by EIN 980186363.

Read our methodology - how this data is sourced, computed, and verified.

Data sourced from U.S. Department of Labor Form 5500 filings (EBSA). See our methodology for details.