401(k) · DOL Form 5500 · 2023

Kestra Financial, Inc. 401(k) Plan

Data updated 2026-08-25

$67M
Total assets Below avg plan size
880
Participants Near avg headcount
88th
Percentile by assets National rank
$76,165
Avg per participant Below avg balance/head
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Official DOL plan name: Kestra Financial, Inc. 401(k) Plan · Sponsored by Kestra Financial, Inc. · Texas · Finance & Insurance

$67M in assets, 880 participants

Kestra Financial, Inc.'s Kestra Financial, Inc. 401(k) Plan reported $67M in total assets and 880 participants in its 2023 DOL Form 5500 filing, ranking in the 88th percentile by assets among filed plans. Figures are as reported by the plan sponsor to the Department of Labor, not audited or endorsed by PlainRetire.

  • #7,268 in Finance & Insurance (8,869 peers)

Where Kestra Financial, Inc. 401(k) Plan sits by assets

Kestra Financial, Inc. 401(k) Plan sits in the top quartile of all filed plans by assets, $67M for 880 participants (~$76,165/participant), up 30.2% in 2023.

#7,268
in Finance & Insurance (8,869 peers)
+30.2%
assets growth YoY
0.7×
vs typical plan assets (national mean)

Kestra Financial, Inc. 401(k) Plan's outsized position by total assets

Kestra Financial, Inc. 401(k) Plan vs every filed plan by assets

End-of-year total assets · plan year 2023 · DOL Form 5500

$67,025,007 Top 12% higher than 88% of 127,068 filed plans

This plan $0 $2,050,000,000 every filed plan with reported assets, bucketed by value

Dashed line + filled bar = this entry, among filed plans.

Source U.S. Department of Labor Form 5500 filings (EBSA) · plan year 2023

Kestra Financial, Inc. 401(k) Plan among mid-size filed plans by headcount

Plan-year 2023 Form 5500 filings with a reported participant count, partitioned by headcount band, not by assets. Kestra Financial, Inc. 401(k) Plan sits mid-pack in the medium band (880 participants).

What changed between DOL Form 5500 filings

plan year 2022 → plan year 2023

  • Kestra Financial, Inc. 401(k) Plan reported net income rose from -$3M in the plan year 2022 filing to $16M in the plan year 2023 filing.
  • Kestra Financial, Inc. 401(k) Plan end-of-year assets rose from $51M in the plan year 2022 filing to $67M in the plan year 2023 filing.
  • Kestra Financial, Inc. 401(k) Plan reported participants rose from 688 in the plan year 2022 filing to 880 in the plan year 2023 filing.

See the national 2022→2023 release diff →

Published 5500 schedule card

Filing strip 471566880 · Kestra Financial, Inc. PY 2023 · 401(k)

Kestra Financial, Inc. 401(k) Plan · $67M · 880 · 88th

  • IND $67M
  • IND 880
  • IND 88th
  • IND 401(k)
  • IND near Sasaki Associates, Inc. 401(k) Profit Sharing Plan
  • IND ind #7268

Stamps derive from this plan's Form 5500 line items (assets, participants, type, EIN, cohort placement) - not a quality rating of the sponsor. Read with Finance & Insurance retirement plans → · Plans in Texas →

Kestra Financial, Inc. 401(k) Plan in the asset neighbourhood

Bou Bancorp, Inc. Employee Stock Ownership Plan with 401(k) ProvisionsBou Bancorp, Inc. Employee S…$67MKestra Financial, Inc. 401(k) PlanKestra Financial, Inc. 401(k…$67MSasaki Associates, Inc. 401(k) Profit Sharing PlanSasaki Associates, Inc. 401(…$67MNational Carwash Solutions Savings PlanNational Carwash Solutions S…$67MComprehensive Care Services, Inc. Retirement Savings PlanComprehensive Care Services,…$67M
End-of-year total assets ($M) among Kestra Financial, Inc. 401(k) Plan and nearest nationwide 401(k) peers. Source: DOL Form 5500 plan year 2023.

Scale-class filing particulars (2023)

Total Assets (Beginning of Year)$51M
Net Assets (End of Year)$67M
Net Income$16M
Employer EIN471566880
Plan Effective Date2016-08-05
Filing StatusFILING RECEIVED

Sponsor Plan History (Kestra Financial, Inc.)

Sponsor-wide plan assets over time

All Kestra Financial, Inc. plans reported in each filing year

Latest sponsor-wide plan assets
$92M 78.59108454373751% vs 2022
2024 filing year
$40M$60M$80M$100M 202220232024 $51.5M $91.9M ▲ +78.6%
Year Plans Participants Total Assets
2022 1 688 $51M
2023 1 880 $67M
2024 1 917 $92M

Nearby 401(k) Plans in Texas

Peer 401(k) plans, same state, same plan type, ranked by total assets.

Kestra Financial, Inc. 401(k) Plan vs. nearby 401(k) plans in Texas, assets vs. participants Scatter plot of 6 data points. -50000050000100000150000 -1001020304050 Total assets ($B) Participants Kestra Financial, Inc. 401(k) Plan, Total assets ($B): 0.067025007 · Participants: 880Kestra Financial, Inc. 401(k) PlanAT&T Retirement Savings Plan, Total assets ($B): 40.012012 · Participants: 119854AT&T Retirement Savings PlanExxonmobil Savings Plan, Total assets ($B): 21.917 · Participants: 23477Exxonmobil Savings PlanCaterpillar 401(k) Savings Plan, Total assets ($B): 16.496476432 · Participants: 41679Caterpillar 401(k) Savings PlanAmerican Airlines, Inc. 401(k) Plan, Total assets ($B): 14.680189879 · Participants: 88792American Airlines, Inc. 401(k) PlanDell Inc. 401(k) Plan, Total assets ($B): 13.529835 · Participants: 45686Dell Inc. 401(k) Plan
Kestra Financial, Inc. 401(k) Plan vs. nearby 401(k) plans in Texas, assets vs. participants
Compare Kestra Financial, Inc. 401(k) Plan side-by-side with 3 peers →

Kestra Financial, Inc. 401(k) Plan's out-of-state 401(k) peers by assets and headcount

Outside Texas, the nearest 401(k) by assets is Sasaki Associates, Inc. 401(k) Profit Sharing Plan in MA ($67M); by covered participants it is Wind River Environmental 401(k) Plan in MA (880 participants). Same-state nearby plans are listed separately above.

Similar participant headcount

Nearest other-state filings by covered participants (880 participants); asset peers above are excluded.

DOL Form 5500 plan year 2023. Asset totals can differ widely at the same headcount; neither axis is a quality rating.

Frequently Asked Questions

How did Kestra Financial, Inc. 401(k) Plan assets move in 2023? ▼
Kestra Financial, Inc. 401(k) Plan surged - up 30.2% during 2023, from $51M to $67M. Reported net income was $16M.
How have Kestra Financial, Inc. plan assets changed over time? ▼
Across 3 plan years on file (2022-2024), Kestra Financial, Inc.'s sponsor-wide assets grew 78.6%, from $51M to $92M.
Where does Kestra Financial, Inc. 401(k) Plan rank by assets among Form 5500 filers? ▼
Kestra Financial, Inc. 401(k) Plan ranks in the 88th percentile by end-of-year assets among 127,072 plans that reported assets for plan year 2023 (in the top quartile of all filed plans by assets).
Which 401(k) plans are similar in size to Kestra Financial, Inc. 401(k) Plan? ▼
Among 401(k) plans in other states, the closest by assets is Sasaki Associates, Inc. 401(k) Profit Sharing Plan in MA ($67M, 320 participants).
Which 401(k) plans cover a similar participant headcount to Kestra Financial, Inc. 401(k) Plan? ▼
Among 401(k) plans in other states, the closest by covered participants is Wind River Environmental 401(k) Plan in MA (880 participants, $19M in assets).

Source: U.S. Department of Labor, Employee Benefits Security Administration (EBSA), Form 5500 public disclosure dataset. Plan year 2023.

Source: DOL EFAST2 filing system (efast.dol.gov) - original filing retrieval by EIN 471566880.

Read our methodology - how this data is sourced, computed, and verified.

Data sourced from U.S. Department of Labor Form 5500 filings (EBSA). See our methodology for details.