401(k) · DOL Form 5500 · 2023

Ws97 Capital, Inc. 401(k) Plan

Data updated 2026-08-25

$11M
Total assets Small plan by assets: 319
Participants Below avg headcount: 61st
Percentile by assets National rank: $35,176
Avg per participant Low balance/head

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Official DOL plan name: Ws97 Capital 401(k) Plan · Sponsored by Ws97 Capital, Inc. · Texas · Manufacturing

$11M in assets, 319 participants

Ws97 Capital, Inc.'s Ws97 Capital 401(k) Plan reported $11M in total assets and 319 participants in its 2023 DOL Form 5500 filing, ranking in the 61st percentile by assets among filed plans. Figures are as reported by the plan sponsor to the Department of Labor, not audited or endorsed by PlainRetire.

#8,964 in Manufacturing (18,722 peers)

Coverage in Texas

Ws97 Capital 401(k) Plan covers 319 participants in Texas, about 46% of the average Texas filer (state average ~688 per filing). Assets: $11M.

#8,964
in Manufacturing (18,722 peers): +19.6%
assets growth YoY

Ws97 Capital 401(k) Plan's mid-pack asset rank among Manufacturing and all filers

Ws97 Capital 401(k) Plan vs every filed plan by assets

End-of-year total assets · plan year 2023 · DOL Form 5500

$11,221,094 Top 39% higher than 61% of 127,068 filed plans

Dashed line + filled bar = this entry, among filed plans.

Source U.S. Department of Labor Form 5500 filings (EBSA) · plan year 2023

Ws97 Capital 401(k) Plan among mid-size filed plans by headcount

Plan-year 2023 Form 5500 filings with a reported participant count, partitioned by headcount band, not by assets. Ws97 Capital 401(k) Plan sits mid-pack in the medium band (319 participants).

Micro (1-10) 35,718 filings (27%) Small (11-100) 27,089 filings (21%) Medium (101-1,000) 55,445 filings (43%) Large (1,001-10,000) 10,273 filings (8%) Mega (10,000+) 1,374 filings (1%)

Ws97 Capital 401(k) Plan reported net income rose from -$989K in the plan year 2022 filing to $2M in the plan year 2023 filing.
Ws97 Capital 401(k) Plan end-of-year assets rose from $9M in the plan year 2022 filing to $11M in the plan year 2023 filing.

See the national 2022→2023 release diff →

Form 5500 schedule snapshot

Filing strip 760540791 · Ws97 Capital, Inc. PY 2023 · 401(k)

Ws97 Capital 401(k) Plan · $11M · 319 · 61st

5500 $11M
ASSETS 319
PCT 61st
EIN 401(k)
RANK near Nation's Foodservice, Inc. Employees' 401(k) Plan
PHOTO ind #8964

Stamps derive from this plan's Form 5500 line items (assets, participants, type, EIN, cohort placement) - not a quality rating of the sponsor. Read with Manufacturing retirement plans → · Plans in Texas →

End-of-year total assets ($M) among Ws97 Capital 401(k) Plan and nearest nationwide 401(k) peers. Source: DOL Form 5500 plan year 2023.

Texas filing particulars

Total Assets (Beginning of Year)	$9M
Net Assets (End of Year)	$11M
Net Income	$2M
Employer EIN	760540791
Plan Effective Date	1998-03-01
Filing Status	FILING RECEIVED

Sponsor Plan History (Ws97 Capital, Inc.)

Latest sponsor-wide plan assets: $12M 27.308722749436875% vs 2022; 2024 filing year

Year	Plans	Participants	Total Assets
2022	1	318	$9M
2023	1	319	$11M
2024	1	282	$12M

Nearby 401(k) Plans in Texas

Peer 401(k) plans, same state, same plan type, ranked by total assets.

Ws97 Capital 401(k) Plan vs. nearby 401(k) plans in Texas, assets vs. participants

AT&T Retirement Savings Plan $40.0B · 119,854
Exxonmobil Savings Plan $21.9B · 23,477
Caterpillar 401(k) Savings Plan $16.5B · 41,679
American Airlines, Inc. 401(k) Plan $14.7B · 88,792
Dell Inc. 401(k) Plan $13.5B · 45,686

Compare Ws97 Capital 401(k) Plan side-by-side with 3 peers →

Ws97 Capital 401(k) Plan's out-of-state 401(k) peers by assets and headcount

Outside Texas, the nearest 401(k) by assets is Nation's Foodservice, Inc. Employees' 401(k) Plan in CA ($11M); by covered participants it is Capital Cardiology Associates, PC Profit Sharing 401(k) Plan in NY (319 participants). Same-state nearby plans are listed separately above.

Closest by plan assets

Nearest other-state filings by tot_assets_eoy ($11M here).

Nation's Foodservice, Inc. Employees' 401(k) Plan (CA) $11M · 308
Gravois Aluminum Boats, LLC 401(k) Profit Sharing Plan (LA) $11M · 288
Topiderm, Inc. 401(k) Plan (NY) $11M · 572
Walker Industries, Ltd. Employee Stock Ownership Plan (HI) $11M · 10

Similar participant headcount

Nearest other-state filings by covered participants (319 participants); asset peers above are excluded.

Capital Cardiology Associates, PC Profit Sharing 401(k) Plan (NY) 319 · 0 off
Mangan, Inc. 401(k) Profit Sharing Plan and Trust (CA) 319 · 0 off
Tennessee Tractor, LLC Retirement Savings Plan (TN) 319 · 0 off
Kaiser Aluminum Warrick, LLC Savings and Investment Plan (TN) 319 · 0 off

DOL Form 5500 plan year 2023. Asset totals can differ widely at the same headcount; neither axis is a quality rating.

Frequently Asked Questions

How did Ws97 Capital 401(k) Plan assets move in 2023? ▼

Ws97 Capital 401(k) Plan grew sharply - up 19.6% during 2023, from $9M to $11M. Reported net income was $2M.

How have Ws97 Capital, Inc. plan assets changed over time? ▼

Across 3 plan years on file (2022-2024), Ws97 Capital, Inc.'s sponsor-wide assets grew 27.3%, from $9M to $12M.

Which 401(k) plans are similar in size to Ws97 Capital 401(k) Plan? ▼

Among 401(k) plans in other states, the closest by assets is Nation's Foodservice, Inc. Employees' 401(k) Plan in CA ($11M, 308 participants).

Which 401(k) plans cover a similar participant headcount to Ws97 Capital 401(k) Plan? ▼

Among 401(k) plans in other states, the closest by covered participants is Capital Cardiology Associates, PC Profit Sharing 401(k) Plan in NY (319 participants, $71M in assets).

Source: U.S. Department of Labor, Employee Benefits Security Administration (EBSA), Form 5500 public disclosure dataset. Plan year 2023.

Source: DOL EFAST2 filing system (efast.dol.gov) - original filing retrieval by EIN 760540791.