401(k) · DOL Form 5500 · 2023

Capital Southwest Corporation 401(k) Plan

Data updated 2026-08-25

$7M
Total assets Small plan by assets
25
Participants Small participant base
52nd
Percentile by assets National rank
$287,866
Avg per participant High balance/head
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Official DOL plan name: Capital Southwest Corporation Employee Savings Plan · Sponsored by Capital Southwest Corporation · Texas · Finance & Insurance

$7M in assets, 25 participants

Capital Southwest Corporation's Capital Southwest Corporation Employee Savings Plan reported $7M in total assets and 25 participants in its 2023 DOL Form 5500 filing, ranking in the 52nd percentile by assets among filed plans. Figures are as reported by the plan sponsor to the Department of Labor, not audited or endorsed by PlainRetire.

  • #3,292 in Finance & Insurance (8,869 peers)

Capital Southwest Corporation multi-year trail

Capital Southwest Corporation's plans moved +72.9% in assets from 2022 to 2024; this filing shows Capital Southwest Corporation Employee Savings Plan at $7M / 25 participants.

#3,292
in Finance & Insurance (8,869 peers)
+36.1%
assets growth YoY

Capital Southwest Corporation Employee Savings Plan's mid-pack asset rank among Finance & Insurance and all filers

Capital Southwest Corporation Employee Savings Plan vs every filed plan by assets

End-of-year total assets · plan year 2023 · DOL Form 5500

$7,196,638 Top 48% higher than 52% of 127,068 filed plans

This plan $0 $2,050,000,000 every filed plan with reported assets, bucketed by value

Dashed line + filled bar = this entry, among filed plans.

Source U.S. Department of Labor Form 5500 filings (EBSA) · plan year 2023

Capital Southwest Corporation Employee Savings Plan among smaller filed plans by headcount

Plan-year 2023 Form 5500 filings with a reported participant count, partitioned by headcount band, not by assets. Capital Southwest Corporation Employee Savings Plan is a small filing (25 participants) on this national headcount ladder.

What changed between DOL Form 5500 filings

plan year 2022 → plan year 2023

  • Capital Southwest Corporation Employee Savings Plan reported net income rose from -$457K in the plan year 2022 filing to $2M in the plan year 2023 filing.
  • Capital Southwest Corporation Employee Savings Plan end-of-year assets rose from $5M in the plan year 2022 filing to $7M in the plan year 2023 filing.
  • Capital Southwest Corporation Employee Savings Plan reported participants rose from 24 in the plan year 2022 filing to 25 in the plan year 2023 filing.

See the national 2022→2023 release diff →

Plan-year Form 5500 strip

Filing strip 751072796 · Capital Southwest Corporation PY 2023 · 401(k)

Capital Southwest Corporation Employee Savings Plan · $7M · 25 · 52nd

  • EIN $7M
  • EIN 25
  • EIN 52nd
  • EIN 401(k)
  • EIN near C&s Acquisitions, Inc. 401(k) Plan
  • EIN ind #3292

Stamps derive from this plan's Form 5500 line items (assets, participants, type, EIN, cohort placement) - not a quality rating of the sponsor. Read with Finance & Insurance retirement plans → · Plans in Texas →

Capital Southwest Corporation Employee Savings Plan in the asset neighbourhood

Capital Southwest Corporation Employee Savings PlanCapital Southwest Corporatio…$7MC&s Acquisitions, Inc. 401(k) PlanC&s Acquisitions, Inc. 401(k…$7MOdin Construction Solutions 401(k) PlanOdin Construction Solutions …$7MFriends of Children with Special Needs 401(k) PlanFriends of Children with Spe…$7MEastward Capital Partners, LLC 401(k) PlanEastward Capital Partners, L…$7M
End-of-year total assets ($M) among Capital Southwest Corporation Employee Savings Plan and nearest nationwide 401(k) peers. Source: DOL Form 5500 plan year 2023.

Capital Southwest Corporation multi-year asset trail

Sponsor-wide plan assets over time

All Capital Southwest Corporation plans reported in each filing year

Latest sponsor-wide plan assets
$9M 72.89482053002094% vs 2022
2024 filing year
$4M$6M$8M$10M 202220232024 $5.29M $9.14M ▲ +72.8%
Year Plans Participants Total Assets
2022 1 24 $5M
2023 1 25 $7M
2024 1 28 $9M

Capital Southwest Corporation filing trail (2023)

Total Assets (Beginning of Year)$5M
Net Assets (End of Year)$7M
Net Income$2M
Employer EIN751072796
Plan Effective Date2015-10-01
Filing StatusFILING RECEIVED

Nearby 401(k) Plans in Texas

Peer 401(k) plans, same state, same plan type, ranked by total assets.

Capital Southwest Corporation Employee Savings Plan vs. nearby 401(k) plans in Texas, assets vs. participants Scatter plot of 6 data points. -50000050000100000150000 -1001020304050 Total assets ($B) Participants Capital Southwest Corporation Employee Savings Plan, Total assets ($B): 0.007196638 · Participants: 25Capital Southwest Corporation Employee Savings PlanAT&T Retirement Savings Plan, Total assets ($B): 40.012012 · Participants: 119854AT&T Retirement Savings PlanExxonmobil Savings Plan, Total assets ($B): 21.917 · Participants: 23477Exxonmobil Savings PlanCaterpillar 401(k) Savings Plan, Total assets ($B): 16.496476432 · Participants: 41679Caterpillar 401(k) Savings PlanAmerican Airlines, Inc. 401(k) Plan, Total assets ($B): 14.680189879 · Participants: 88792American Airlines, Inc. 401(k) PlanDell Inc. 401(k) Plan, Total assets ($B): 13.529835 · Participants: 45686Dell Inc. 401(k) Plan
Capital Southwest Corporation Employee Savings Plan vs. nearby 401(k) plans in Texas, assets vs. participants
Compare Capital Southwest Corporation Employee Savings Plan side-by-side with 3 peers →

Capital Southwest Corporation Employee Savings Plan's out-of-state 401(k) peers by assets and headcount

Outside Texas, the nearest 401(k) by assets is C&s Acquisitions, Inc. 401(k) Plan in IN ($7M); by covered participants it is Pyromet 401(k) Plan in PA (25 participants). Same-state nearby plans are listed separately above.

Similar participant headcount

Nearest other-state filings by covered participants (25 participants); asset peers above are excluded.

DOL Form 5500 plan year 2023. Asset totals can differ widely at the same headcount; neither axis is a quality rating.

Frequently Asked Questions

How did Capital Southwest Corporation Employee Savings Plan assets move in 2023? ▼
Capital Southwest Corporation Employee Savings Plan surged - up 36.1% during 2023, from $5M to $7M. Reported net income was $2M.
How have Capital Southwest Corporation plan assets changed over time? ▼
Across 3 plan years on file (2022-2024), Capital Southwest Corporation's sponsor-wide assets grew 72.9%, from $5M to $9M.
Which 401(k) plans are similar in size to Capital Southwest Corporation Employee Savings Plan? ▼
Among 401(k) plans in other states, the closest by assets is C&s Acquisitions, Inc. 401(k) Plan in IN ($7M, 101 participants).
Which 401(k) plans cover a similar participant headcount to Capital Southwest Corporation Employee Savings Plan? ▼
Among 401(k) plans in other states, the closest by covered participants is Pyromet 401(k) Plan in PA (25 participants, N/A in assets).

Source: U.S. Department of Labor, Employee Benefits Security Administration (EBSA), Form 5500 public disclosure dataset. Plan year 2023.

Source: DOL EFAST2 filing system (efast.dol.gov) - original filing retrieval by EIN 751072796.

Read our methodology - how this data is sourced, computed, and verified.

Data sourced from U.S. Department of Labor Form 5500 filings (EBSA). See our methodology for details.