401(k) · DOL Form 5500 · 2023

Paloma Partners Management Company 401(k) Plan

Data updated 2026-08-25

$81M
Total assets Below avg plan size
63
Participants Small participant base
90th
Percentile by assets National rank
$1.3M
Avg per participant High balance/head
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Official DOL plan name: Paloma Partners Retirement Plan · Sponsored by Paloma Partners Management Company · Connecticut · Finance & Insurance

$81M in assets, 63 participants

Paloma Partners Management Company's Paloma Partners Retirement Plan reported $81M in total assets and 63 participants in its 2023 DOL Form 5500 filing, ranking in the 90th percentile by assets among filed plans. Figures are as reported by the plan sponsor to the Department of Labor, not audited or endorsed by PlainRetire.

  • #7,463 in Finance & Insurance (8,869 peers)

Where Paloma Partners Retirement Plan sits by assets

Paloma Partners Retirement Plan sits in the top 10% of all filed plans by assets, $81M for 63 participants (~$1.3M/participant), up 8.8% in 2023.

#7,463
in Finance & Insurance (8,869 peers)
+8.8%
assets growth YoY
0.8×
vs typical plan assets (national mean)

Paloma Partners Retirement Plan's outsized position by total assets

Paloma Partners Retirement Plan vs every filed plan by assets

End-of-year total assets · plan year 2023 · DOL Form 5500

$80,721,567 Top 10% higher than 90% of 127,068 filed plans

This plan $0 $2,050,000,000 every filed plan with reported assets, bucketed by value

Dashed line + filled bar = this entry, among filed plans.

Source U.S. Department of Labor Form 5500 filings (EBSA) · plan year 2023

Paloma Partners Retirement Plan among smaller filed plans by headcount

Plan-year 2023 Form 5500 filings with a reported participant count, partitioned by headcount band, not by assets. Paloma Partners Retirement Plan is a small filing (63 participants) on this national headcount ladder.

What changed between DOL Form 5500 filings

plan year 2022 → plan year 2023

  • Paloma Partners Retirement Plan reported net income rose from -$10M in the plan year 2022 filing to $7M in the plan year 2023 filing.
  • Paloma Partners Retirement Plan end-of-year assets rose from $74M in the plan year 2022 filing to $81M in the plan year 2023 filing.

See the national 2022→2023 release diff →

Plan-year Form 5500 strip

Filing strip 133145891 · Paloma Partners Management Company PY 2023 · 401(k)

Paloma Partners Retirement Plan · $81M · 63 · 90th

  • RANK $81M
  • RANK 63
  • RANK 90th
  • RANK 401(k)
  • RANK near Bcbs of Vermont 401(k) Retirement Program
  • RANK ind #7463

Stamps derive from this plan's Form 5500 line items (assets, participants, type, EIN, cohort placement) - not a quality rating of the sponsor. Read with Finance & Insurance retirement plans → · Plans in Connecticut →

Paloma Partners Retirement Plan in the asset neighbourhood

Rumberger, Kirk & Caldwell, Professional Association Profit Sharing PlanRumberger, Kirk & Caldwell, …$81MGic 401(k) Plan$81MPaloma Partners Retirement PlanPaloma Partners Retirement P…$81MBcbs of Vermont 401(k) Retirement ProgramBcbs of Vermont 401(k) Retir…$81MPacific Cataract and Laser Institute, Inc. PC 401(k) PlanPacific Cataract and Laser I…$81M
End-of-year total assets ($M) among Paloma Partners Retirement Plan and nearest nationwide 401(k) peers. Source: DOL Form 5500 plan year 2023.

Scale-class filing particulars (2023)

Total Assets (Beginning of Year)$74M
Net Assets (End of Year)$81M
Net Income$7M
Employer EIN133145891
Plan Effective Date1994-01-01
Filing StatusFILING RECEIVED

Sponsor Plan History (Paloma Partners Management Company)

Sponsor-wide plan assets over time

All Paloma Partners Management Company plans reported in each filing year

Latest sponsor-wide plan assets
$81M 8.971225871447535% vs 2022
2024 filing year
$72M$74M$76M$78M$80M$82M 202220232024 $74.2M $80.8M ▲ +9.0%
Year Plans Participants Total Assets
2022 1 63 $74M
2023 1 63 $81M
2024 1 56 $81M

Nearby 401(k) Plans in Connecticut

Peer 401(k) plans, same state, same plan type, ranked by total assets.

Paloma Partners Retirement Plan vs. nearby 401(k) plans in Connecticut, assets vs. participants Scatter plot of 6 data points. -50000050000100000150000 -200204060 Total assets ($B) Participants Paloma Partners Retirement Plan, Total assets ($B): 0.080721567 · Participants: 63Paloma Partners Retirement PlanRtx Savings Plan, Total assets ($B): 52.759784 · Participants: 123037Rtx Savings PlanCiti Retirement Savings Plan, Total assets ($B): 20.653030659 · Participants: 77865Citi Retirement Savings PlanThe Hartford Investment and Savings Plan, Total assets ($B): 6.478512 · Participants: 18377The Hartford Investment and Savings PlanXerox Corporation Savings Plan, Total assets ($B): 3.948866 · Participants: 10291Xerox Corporation Savings PlanEversource 401(k) Plan, Total assets ($B): 3.751712453 · Participants: 9504Eversource 401(k) Plan
Paloma Partners Retirement Plan vs. nearby 401(k) plans in Connecticut, assets vs. participants
Compare Paloma Partners Retirement Plan side-by-side with 3 peers →

Paloma Partners Retirement Plan's out-of-state 401(k) peers by assets and headcount

Outside Connecticut, the nearest 401(k) by assets is Bcbs of Vermont 401(k) Retirement Program in VT ($81M); by covered participants it is The Mcdevitt Companies Employee 401(k) Plan in NH (63 participants). Same-state nearby plans are listed separately above.

Similar participant headcount

Nearest other-state filings by covered participants (63 participants); asset peers above are excluded.

DOL Form 5500 plan year 2023. Asset totals can differ widely at the same headcount; neither axis is a quality rating.

Frequently Asked Questions

How did Paloma Partners Retirement Plan assets move in 2023? ▼
Paloma Partners Retirement Plan grew at a solid clip - up 8.8% during 2023, from $74M to $81M. Reported net income was $7M.
How have Paloma Partners Management Company plan assets changed over time? ▼
Across 3 plan years on file (2022-2024), Paloma Partners Management Company's sponsor-wide assets grew 9.0%, from $74M to $81M.
Where does Paloma Partners Retirement Plan rank by assets among Form 5500 filers? ▼
Paloma Partners Retirement Plan ranks in the 90th percentile by end-of-year assets among 127,072 plans that reported assets for plan year 2023 (in the top 10% of all filed plans by assets).
Which 401(k) plans are similar in size to Paloma Partners Retirement Plan? ▼
Among 401(k) plans in other states, the closest by assets is Bcbs of Vermont 401(k) Retirement Program in VT ($81M, 406 participants).
Which 401(k) plans cover a similar participant headcount to Paloma Partners Retirement Plan? ▼
Among 401(k) plans in other states, the closest by covered participants is The Mcdevitt Companies Employee 401(k) Plan in NH (63 participants, N/A in assets).

Source: U.S. Department of Labor, Employee Benefits Security Administration (EBSA), Form 5500 public disclosure dataset. Plan year 2023.

Source: DOL EFAST2 filing system (efast.dol.gov) - original filing retrieval by EIN 133145891.

Read our methodology - how this data is sourced, computed, and verified.

Data sourced from U.S. Department of Labor Form 5500 filings (EBSA). See our methodology for details.