401(k) · DOL Form 5500 · 2023

Richard R. M. Francis, M.D., P.a. 401(k) Plan

Data updated 2026-08-25

$2M
Total assets Small plan by assets
23
Participants Small participant base
29th
Percentile by assets National rank
$76,654
Avg per participant Below avg balance/head
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Official DOL plan name: Richard R. M. Francis, M.D., P.a. 401(k) Retirement Plan · Sponsored by Richard R. M. Francis, M.D., P.a. · Texas · Healthcare & Social Assistance

$2M in assets, 23 participants

Richard R. M. Francis, M.D., P.a.'s Richard R. M. Francis, M.D., P.a. 401(k) Retirement Plan reported $2M in total assets and 23 participants in its 2023 DOL Form 5500 filing, ranking in the 29th percentile by assets among filed plans. Figures are as reported by the plan sponsor to the Department of Labor, not audited or endorsed by PlainRetire.

  • #4,768 in Healthcare & Social Assistance (17,684 peers)

Richard R. M. Francis, M.D., P.a. multi-year trail

Richard R. M. Francis, M.D., P.a.'s plans moved -15.8% in assets from 2022 to 2024; this filing shows Richard R. M. Francis, M.D., P.a. 401(k) Retirement Plan at $2M / 23 participants.

#4,768
in Healthcare & Social Assistance (17,684 peers)
-47.2%
assets change YoY

The plan reported a net loss of $2M for the year, a single-year figure driven by markets and benefit payments, not a measure of plan health.

Richard R. M. Francis, M.D., P.a. 401(k) Retirement Plan among the smaller filed plans by assets

Richard R. M. Francis, M.D., P.a. 401(k) Retirement Plan vs every filed plan by assets

End-of-year total assets · plan year 2023 · DOL Form 5500

$1,763,038 29th percentile higher than 29% of 127,068 filed plans

This plan $0 $2,050,000,000 every filed plan with reported assets, bucketed by value

Dashed line + filled bar = this entry, among filed plans.

Source U.S. Department of Labor Form 5500 filings (EBSA) · plan year 2023

Richard R. M. Francis, M.D., P.a. 401(k) Retirement Plan among smaller filed plans by headcount

Plan-year 2023 Form 5500 filings with a reported participant count, partitioned by headcount band, not by assets. Richard R. M. Francis, M.D., P.a. 401(k) Retirement Plan is a small filing (23 participants) on this national headcount ladder.

What changed between DOL Form 5500 filings

plan year 2022 → plan year 2023

  • Richard R. M. Francis, M.D., P.a. 401(k) Retirement Plan reported net income fell from -$374K in the plan year 2022 filing to -$2M in the plan year 2023 filing.
  • Richard R. M. Francis, M.D., P.a. 401(k) Retirement Plan end-of-year assets fell from $3M in the plan year 2022 filing to $2M in the plan year 2023 filing.
  • Richard R. M. Francis, M.D., P.a. 401(k) Retirement Plan reported participants rose from 20 in the plan year 2022 filing to 23 in the plan year 2023 filing.

See the national 2022→2023 release diff →

DOL schedule card

Filing strip 331040259 · Richard R. M. Francis, M.D., P.a. PY 2023 · 401(k)

Richard R. M. Francis, M.D., P.a. 401(k) Retirement Plan · $2M · 23 · 29th

  • BOOK $2M
  • BOOK 23
  • BOOK 29th
  • BOOK 401(k)
  • BOOK near Anthony Buick Gmc, Inc. 401(k) Plan
  • BOOK ind #4768

Stamps derive from this plan's Form 5500 line items (assets, participants, type, EIN, cohort placement) - not a quality rating of the sponsor. Read with Healthcare & Social Assistance retirement plans → · Plans in Texas →

Richard R. M. Francis, M.D., P.a. 401(k) Retirement Plan in the asset neighbourhood

Richard R. M. Francis, M.D., P.a. 401(k) Retirement PlanRichard R. M. Francis, M.D.,…$2MAnthony Buick Gmc, Inc. 401(k) PlanAnthony Buick Gmc, Inc. 401(…$2MPoint to Point, LLC 401(k) Profit Sharing PlanPoint to Point, LLC 401(k) P…$2MInternational Real Estate Part 401(k) Profit Sharing Plan & TrustInternational Real Estate Pa…$2MGatza Investment Group Retirement PlanGatza Investment Group Retir…$2M
End-of-year total assets ($M) among Richard R. M. Francis, M.D., P.a. 401(k) Retirement Plan and nearest nationwide 401(k) peers. Source: DOL Form 5500 plan year 2023.

Richard R. M. Francis, M.D., P.a. multi-year asset trail

Sponsor-wide plan assets over time

All Richard R. M. Francis, M.D., P.a. plans reported in each filing year

Latest sponsor-wide plan assets
$5M 15.774455574256702% vs 2022
2024 filing year
$4M$4.5M$5M$5.5M$6M 202220232024 $5.81M $4.89M ▼ -15.8%
Year Plans Participants Total Assets
2022 2 44 $6M
2023 2 35 $4M
2024 2 57 $5M

Richard R. M. Francis, M.D., P.a. filing trail (2023)

Total Assets (Beginning of Year)$3M
Net Assets (End of Year)$2M
Net Income-$2M
Employer EIN331040259
Plan Effective Date2006-01-01
Filing StatusFILING RECEIVED

Nearby 401(k) Plans in Texas

Peer 401(k) plans, same state, same plan type, ranked by total assets.

Richard R. M. Francis, M.D., P.a. 401(k) Retirement Plan vs. nearby 401(k) plans in Texas, assets vs. participants Scatter plot of 6 data points. -50000050000100000150000 -1001020304050 Total assets ($B) Participants Richard R. M. Francis, M.D., P.a. 401(k) Retirement Plan, Total assets ($B): 0.001763038 · Participants: 23Richard R. M. Francis, M.D., P.a. 401(k) Retirement PlanAT&T Retirement Savings Plan, Total assets ($B): 40.012012 · Participants: 119854AT&T Retirement Savings PlanExxonmobil Savings Plan, Total assets ($B): 21.917 · Participants: 23477Exxonmobil Savings PlanCaterpillar 401(k) Savings Plan, Total assets ($B): 16.496476432 · Participants: 41679Caterpillar 401(k) Savings PlanAmerican Airlines, Inc. 401(k) Plan, Total assets ($B): 14.680189879 · Participants: 88792American Airlines, Inc. 401(k) PlanDell Inc. 401(k) Plan, Total assets ($B): 13.529835 · Participants: 45686Dell Inc. 401(k) Plan
Richard R. M. Francis, M.D., P.a. 401(k) Retirement Plan vs. nearby 401(k) plans in Texas, assets vs. participants
Compare Richard R. M. Francis, M.D., P.a. 401(k) Retirement Plan side-by-side with 3 peers →

Richard R. M. Francis, M.D., P.a. 401(k) Retirement Plan's out-of-state 401(k) peers by assets and headcount

Outside Texas, the nearest 401(k) by assets is Anthony Buick Gmc, Inc. 401(k) Plan in IL ($2M); by covered participants it is Tri J Packaging, Inc. Retirement Plan in GA (23 participants). Same-state nearby plans are listed separately above.

Similar participant headcount

Nearest other-state filings by covered participants (23 participants); asset peers above are excluded.

DOL Form 5500 plan year 2023. Asset totals can differ widely at the same headcount; neither axis is a quality rating.

Frequently Asked Questions

How did Richard R. M. Francis, M.D., P.a. 401(k) Retirement Plan assets move in 2023? ▼
Richard R. M. Francis, M.D., P.a. 401(k) Retirement Plan contracted severely - down 47.2% during 2023, from $3M to $2M. Reported net income was -$2M.
How have Richard R. M. Francis, M.D., P.a. plan assets changed over time? ▼
Across 3 plan years on file (2022-2024), Richard R. M. Francis, M.D., P.a.'s sponsor-wide assets declined 15.8%, from $6M to $5M.
Which 401(k) plans are similar in size to Richard R. M. Francis, M.D., P.a. 401(k) Retirement Plan? ▼
Among 401(k) plans in other states, the closest by assets is Anthony Buick Gmc, Inc. 401(k) Plan in IL ($2M, 36 participants).
Which 401(k) plans cover a similar participant headcount to Richard R. M. Francis, M.D., P.a. 401(k) Retirement Plan? ▼
Among 401(k) plans in other states, the closest by covered participants is Tri J Packaging, Inc. Retirement Plan in GA (23 participants, N/A in assets).

Source: U.S. Department of Labor, Employee Benefits Security Administration (EBSA), Form 5500 public disclosure dataset. Plan year 2023.

Source: DOL EFAST2 filing system (efast.dol.gov) - original filing retrieval by EIN 331040259.

Read our methodology - how this data is sourced, computed, and verified.

Data sourced from U.S. Department of Labor Form 5500 filings (EBSA). See our methodology for details.