401(k) · DOL Form 5500 · 2022

U.S. Global Investors, Inc. 401(k) Plan

Data updated 2026-08-25

$7M
Total assets Small plan by assets
23
Participants Small participant base
57th
Percentile by assets National rank
$295,149
Avg per participant High balance/head
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Official DOL plan name: U.S. Global Investors, Inc. 401(k) Plan · Sponsored by U.S. Global Investors, Inc. · Texas · Finance & Insurance

$7M in assets, 23 participants

U.S. Global Investors, Inc.'s U.S. Global Investors, Inc. 401(k) Plan reported $7M in total assets and 23 participants in its 2022 DOL Form 5500 filing, ranking in the 57th percentile by assets among filed plans. Figures are as reported by the plan sponsor to the Department of Labor, not audited or endorsed by PlainRetire.

  • #3,750 in Finance & Insurance (9,261 peers)

U.S. Global Investors, Inc. multi-year trail

U.S. Global Investors, Inc.'s plans moved +31.5% in assets from 2022 to 2024; this filing shows U.S. Global Investors, Inc. 401(k) Plan at $7M / 23 participants.

#3,750
in Finance & Insurance (9,261 peers)
-13.6%
assets change YoY

The plan reported a net loss of $1M for the year, a single-year figure driven by markets and benefit payments, not a measure of plan health.

U.S. Global Investors, Inc. 401(k) Plan's mid-pack asset rank among Finance & Insurance and all filers

U.S. Global Investors, Inc. 401(k) Plan vs every filed plan by assets

End-of-year total assets · plan year 2022 · DOL Form 5500

$6,788,417 Top 43% higher than 57% of 139,123 filed plans

This plan $0 $2,050,000,000 every filed plan with reported assets, bucketed by value

Dashed line + filled bar = this entry, among filed plans.

Source U.S. Department of Labor Form 5500 filings (EBSA) · plan year 2022

U.S. Global Investors, Inc. 401(k) Plan among smaller filed plans by headcount

Plan-year 2022 Form 5500 filings with a reported participant count, partitioned by headcount band, not by assets. U.S. Global Investors, Inc. 401(k) Plan is a small filing (23 participants) on this national headcount ladder.

Published 5500 schedule card

Filing strip 741598370 · U.S. Global Investors, Inc. PY 2022 · 401(k)

U.S. Global Investors, Inc. 401(k) Plan · $7M · 23 · 57th

  • EOY $7M
  • 5500 23
  • ASSETS 57th
  • PCT 401(k)
  • EIN near Toyota Lift Northwest 401(k) Plan
  • RANK ind #3750

Stamps derive from this plan's Form 5500 line items (assets, participants, type, EIN, cohort placement) - not a quality rating of the sponsor. Read with Finance & Insurance retirement plans → · Plans in Texas →

U.S. Global Investors, Inc. 401(k) Plan in the asset neighbourhood

U.S. Global Investors, Inc. 401(k) PlanU.S. Global Investors, Inc. …$7MToyota Lift Northwest 401(k) PlanToyota Lift Northwest 401(k)…$7MLiberty Financial Services of St. Cloud, Inc. 401(k) Plan & TrustLiberty Financial Services o…$7MFortifi Bank 401(k) Plan$7MTk Airport Solutions Retirement PlanTk Airport Solutions Retirem…$7M
End-of-year total assets ($M) among U.S. Global Investors, Inc. 401(k) Plan and nearest nationwide 401(k) peers. Source: DOL Form 5500 plan year 2022.

U.S. Global Investors, Inc. multi-year asset trail

Sponsor-wide plan assets over time

All U.S. Global Investors, Inc. plans reported in each filing year

Latest sponsor-wide plan assets
$9M 31.49523666563206% vs 2022
2024 filing year
$6M$7M$8M$9M$10M 202220232024 $6.79M $8.93M ▲ +31.5%
Year Plans Participants Total Assets
2022 1 23 $7M
2023 1 21 $8M
2024 1 23 $9M

U.S. Global Investors, Inc. filing trail (2022)

Total Assets (Beginning of Year)$8M
Net Assets (End of Year)$7M
Net Income-$1M
Employer EIN741598370
Plan Effective Date1990-10-01
Filing StatusFILING RECEIVED

Nearby 401(k) Plans in Texas

Peer 401(k) plans, same state, same plan type, ranked by total assets.

U.S. Global Investors, Inc. 401(k) Plan vs. nearby 401(k) plans in Texas, assets vs. participants Scatter plot of 6 data points. -50000050000100000150000200000 -10010203040 Total assets ($B) Participants U.S. Global Investors, Inc. 401(k) Plan, Total assets ($B): 0.006788417 · Participants: 23U.S. Global Investors, Inc. 401(k) PlanAT&T Retirement Savings Plan, Total assets ($B): 37.578871 · Participants: 144503AT&T Retirement Savings PlanExxonmobil Savings Plan, Total assets ($B): 21.266 · Participants: 23619Exxonmobil Savings PlanCaterpillar 401(k) Savings Plan, Total assets ($B): 13.794958016 · Participants: 38538Caterpillar 401(k) Savings PlanAmerican Airlines, Inc. 401(k) Plan, Total assets ($B): 12.806443202 · Participants: 85577American Airlines, Inc. 401(k) PlanDell Inc. 401(k) Plan, Total assets ($B): 11.969059 · Participants: 47532Dell Inc. 401(k) Plan
U.S. Global Investors, Inc. 401(k) Plan vs. nearby 401(k) plans in Texas, assets vs. participants
Compare U.S. Global Investors, Inc. 401(k) Plan side-by-side with 3 peers →

U.S. Global Investors, Inc. 401(k) Plan's out-of-state 401(k) peers by assets and headcount

Outside Texas, the nearest 401(k) by assets is Toyota Lift Northwest 401(k) Plan in OR ($7M); by covered participants it is Dudley Ventures, LLC 401(k) Plan in AZ (23 participants). Same-state nearby plans are listed separately above.

Similar participant headcount

Nearest other-state filings by covered participants (23 participants); asset peers above are excluded.

DOL Form 5500 plan year 2022. Asset totals can differ widely at the same headcount; neither axis is a quality rating.

Frequently Asked Questions

How did U.S. Global Investors, Inc. 401(k) Plan assets move in 2022? ▼
U.S. Global Investors, Inc. 401(k) Plan pulled back noticeably - down 13.6% during 2022, from $8M to $7M. Reported net income was -$1M.
How have U.S. Global Investors, Inc. plan assets changed over time? ▼
Across 3 plan years on file (2022-2024), U.S. Global Investors, Inc.'s sponsor-wide assets grew 31.5%, from $7M to $9M.
Which 401(k) plans are similar in size to U.S. Global Investors, Inc. 401(k) Plan? ▼
Among 401(k) plans in other states, the closest by assets is Toyota Lift Northwest 401(k) Plan in OR ($7M, 110 participants).
Which 401(k) plans cover a similar participant headcount to U.S. Global Investors, Inc. 401(k) Plan? ▼
Among 401(k) plans in other states, the closest by covered participants is Dudley Ventures, LLC 401(k) Plan in AZ (23 participants, N/A in assets).

Source: U.S. Department of Labor, Employee Benefits Security Administration (EBSA), Form 5500 public disclosure dataset. Plan year 2022.

Source: DOL EFAST2 filing system (efast.dol.gov) - original filing retrieval by EIN 741598370.

Read our methodology - how this data is sourced, computed, and verified.

Data sourced from U.S. Department of Labor Form 5500 filings (EBSA). See our methodology for details.