401(k) · DOL Form 5500 · 2023

Avantax, Inc. 401(k) Plan

Data updated 2026-08-25

$111M
Total assets Near avg plan size
1,279
Participants Near avg headcount
92nd
Percentile by assets National rank
$86,695
Avg per participant Below avg balance/head
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Official DOL plan name: Avantax Inc. 401(k) Retirement Plan · Sponsored by Avantax, Inc. · Texas · Information & Media

$111M in assets, 1,279 participants

Avantax, Inc.'s Avantax Inc. 401(k) Retirement Plan reported $111M in total assets and 1,279 participants in its 2023 DOL Form 5500 filing, ranking in the 92nd percentile by assets among filed plans. Figures are as reported by the plan sponsor to the Department of Labor, not audited or endorsed by PlainRetire.

  • #2,481 in Information & Media (2,818 peers)

Where Avantax Inc. 401(k) Retirement Plan sits by assets

Avantax Inc. 401(k) Retirement Plan sits in the top 10% of all filed plans by assets, $111M for 1,279 participants (~$86,695/participant), up 1.0% in 2023.

#2,481
in Information & Media (2,818 peers)
+1.0%
assets growth YoY
1.1×
vs typical plan assets (national mean)

Avantax Inc. 401(k) Retirement Plan's outsized position by total assets

Avantax Inc. 401(k) Retirement Plan vs every filed plan by assets

End-of-year total assets · plan year 2023 · DOL Form 5500

$110,882,955 Top 8% higher than 92% of 127,068 filed plans

This plan $0 $2,050,000,000 every filed plan with reported assets, bucketed by value

Dashed line + filled bar = this entry, among filed plans.

Source U.S. Department of Labor Form 5500 filings (EBSA) · plan year 2023

Avantax Inc. 401(k) Retirement Plan's large-plan peer group by participant headcount

Plan-year 2023 Form 5500 filings with a reported participant count, partitioned by headcount band, not by assets. Avantax Inc. 401(k) Retirement Plan lands in the large band (1,279 participants).

What changed between DOL Form 5500 filings

plan year 2022 → plan year 2023

  • Avantax Inc. 401(k) Retirement Plan reported net income rose from -$15M in the plan year 2022 filing to $21M in the plan year 2023 filing.
  • Avantax Inc. 401(k) Retirement Plan reported participants rose from 1,051 in the plan year 2022 filing to 1,279 in the plan year 2023 filing.
  • Avantax Inc. 401(k) Retirement Plan end-of-year assets rose from $110M in the plan year 2022 filing to $111M in the plan year 2023 filing.

See the national 2022→2023 release diff →

DOL schedule card

Filing strip 911718107 · Avantax, Inc. PY 2023 · 401(k)

Avantax Inc. 401(k) Retirement Plan · $111M · 1,279 · 92nd

  • EOY $111M
  • 5500 1,279
  • ASSETS 92nd
  • PCT 401(k)
  • EIN near First National Bank Alaska Profit Sharing & 401(k) Plan
  • RANK ind #2481

Stamps derive from this plan's Form 5500 line items (assets, participants, type, EIN, cohort placement) - not a quality rating of the sponsor. Read with Information & Media retirement plans → · Plans in Texas →

Avantax Inc. 401(k) Retirement Plan in the asset neighbourhood

Inficon Inc. 401(k) Plan$111MFirst National Bank Alaska Profit Sharing & 401(k) PlanFirst National Bank Alaska P…$111MAvantax Inc. 401(k) Retirement PlanAvantax Inc. 401(k) Retireme…$111MIntercommunity Health Associates, Inc. 401(k) PlanIntercommunity Health Associ…$111MMizkan America, Inc. Retirement Savings PlanMizkan America, Inc. Retirem…$111M
End-of-year total assets ($M) among Avantax Inc. 401(k) Retirement Plan and nearest nationwide 401(k) peers. Source: DOL Form 5500 plan year 2023.

Scale-class filing particulars (2023)

Total Assets (Beginning of Year)$110M
Net Assets (End of Year)$111M
Net Income$21M
Employer EIN911718107
Plan Effective Date1999-01-01
Filing StatusFILING RECEIVED

Sponsor Plan History (Avantax, Inc.)

Sponsor-wide plan assets over time

All Avantax, Inc. plans reported in each filing year

Latest sponsor-wide plan assets
N/A
2024 filing year
$0M$50M$100M$150M 202220232024 $110M $0M ▼ -100.0%
Year Plans Participants Total Assets
2022 1 1,051 $110M
2023 1 1,279 $111M
2024 1 722 N/A

Nearby 401(k) Plans in Texas

Peer 401(k) plans, same state, same plan type, ranked by total assets.

Avantax Inc. 401(k) Retirement Plan vs. nearby 401(k) plans in Texas, assets vs. participants Scatter plot of 6 data points. -50000050000100000150000 -1001020304050 Total assets ($B) Participants Avantax Inc. 401(k) Retirement Plan, Total assets ($B): 0.110882955 · Participants: 1279Avantax Inc. 401(k) Retirement PlanAT&T Retirement Savings Plan, Total assets ($B): 40.012012 · Participants: 119854AT&T Retirement Savings PlanExxonmobil Savings Plan, Total assets ($B): 21.917 · Participants: 23477Exxonmobil Savings PlanCaterpillar 401(k) Savings Plan, Total assets ($B): 16.496476432 · Participants: 41679Caterpillar 401(k) Savings PlanAmerican Airlines, Inc. 401(k) Plan, Total assets ($B): 14.680189879 · Participants: 88792American Airlines, Inc. 401(k) PlanDell Inc. 401(k) Plan, Total assets ($B): 13.529835 · Participants: 45686Dell Inc. 401(k) Plan
Avantax Inc. 401(k) Retirement Plan vs. nearby 401(k) plans in Texas, assets vs. participants
Compare Avantax Inc. 401(k) Retirement Plan side-by-side with 3 peers →

Avantax Inc. 401(k) Retirement Plan's out-of-state 401(k) peers by assets and headcount

Outside Texas, the nearest 401(k) by assets is First National Bank Alaska Profit Sharing & 401(k) Plan in AK ($111M); by covered participants it is Atwood Distributing 401(k) Profit Sharing Plan in OK (1,279 participants). Same-state nearby plans are listed separately above.

Closest by plan assets

Nearest other-state filings by tot_assets_eoy ($111M here).

Similar participant headcount

Nearest other-state filings by covered participants (1,279 participants); asset peers above are excluded.

DOL Form 5500 plan year 2023. Asset totals can differ widely at the same headcount; neither axis is a quality rating.

Frequently Asked Questions

How did Avantax Inc. 401(k) Retirement Plan assets move in 2023? ▼
Avantax Inc. 401(k) Retirement Plan held essentially flat - up 1.0% during 2023, from $110M to $111M. Reported net income was $21M.
Where does Avantax Inc. 401(k) Retirement Plan rank by assets among Form 5500 filers? ▼
Avantax Inc. 401(k) Retirement Plan ranks in the 92nd percentile by end-of-year assets among 127,072 plans that reported assets for plan year 2023 (in the top 10% of all filed plans by assets).
Which 401(k) plans are similar in size to Avantax Inc. 401(k) Retirement Plan? ▼
Among 401(k) plans in other states, the closest by assets is First National Bank Alaska Profit Sharing & 401(k) Plan in AK ($111M, 607 participants).
Which 401(k) plans cover a similar participant headcount to Avantax Inc. 401(k) Retirement Plan? ▼
Among 401(k) plans in other states, the closest by covered participants is Atwood Distributing 401(k) Profit Sharing Plan in OK (1,279 participants, $13M in assets).

Source: U.S. Department of Labor, Employee Benefits Security Administration (EBSA), Form 5500 public disclosure dataset. Plan year 2023.

Source: DOL EFAST2 filing system (efast.dol.gov) - original filing retrieval by EIN 911718107.

Read our methodology - how this data is sourced, computed, and verified.

Data sourced from U.S. Department of Labor Form 5500 filings (EBSA). See our methodology for details.